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NEWS ARCHIVE
Stories Published Between 1/1/2006 And 4/1/2006
3/31/2006
Fidelity Contrafund Closing To New Accounts
3/31/2006
AllianceBernstein Watches Unbundling Trend From The Sidelines
3/31/2006
AIM Goes Global on Seven New Retail Funds
3/31/2006
Schroders Expands Team, Shuffles Funds in U.S.
3/31/2006
Putnam Chief Earned More Than Cherkasky In '05
3/30/2006
Amvescap's Management Transition Not Cheap
3/30/2006
All Hotchkis Funds Now Closed
3/30/2006
Royce Closes Micro-Cap Fund
3/30/2006
Vanguard Fund Manager To Step Down
3/30/2006
Morningstar Data Revisited by Zero Alpha Group
3/30/2006
SEC Still Pondering Late Trading Regs
3/30/2006
Ex-Pru Securities Manager Charged In Market Timing Scheme
3/29/2006
Vanguard Rolls Out RSS Service
3/29/2006
Fund Companies Respond to CEO Pay Issue
3/29/2006
Phoenix To Boost Fund Lineup
3/29/2006
Currency Fund Scores Spot At Fidelity
3/28/2006
Federated Investors Closes on Acquisitions
3/28/2006
Papers Give Little Scrutiny to Fund Proxy Study
3/28/2006
Fund Firms Leave Advisors Short on Online Tools
3/28/2006
Oil ETF To Debut At Amex
3/27/2006
Calvert Taps SVP
3/27/2006
Future NASD Chief Reassures Industry
3/27/2006
Report: Dreyfus Allowed Market Timing by Millenium
3/27/2006
If Gabelli Goes, GAMCO Has Pinch Hitter
3/24/2006
New TFS Fund Bets Big on Strong Performance
3/24/2006
Judge: Morgan Brokerage Chief Can Have Role In Recruitment
3/24/2006
Michigan RIA Launches Utopian Fund Family
3/24/2006
Alpine Woods Takes Aim At Institutional Market
3/23/2006
Legg Mason Names New President
3/23/2006
Merrill Gets Reprieve from Gorman's Hiring Squad
3/23/2006
Janus Chief Shares Ten Percent of $4M Bonus
3/23/2006
Evergreen To Merge Funds
3/23/2006
Justice Department Moves on Gabelli Case
3/23/2006
Fido Laptop With Customer Data Stolen
3/22/2006
Pioneer's Wholesaling Solution Featured in Case Study
3/22/2006
PIMCO Promotes 65
3/22/2006
Pyramis Names CIO
3/22/2006
Riepe Takes BoD Seat at Genworth
3/22/2006
Fund Firms Take Interest In New Performance Measure
3/22/2006
Oppenheimer, Gartmore Families Win Lipper 2006 Overall Awards
3/21/2006
Four Wholesalers Exit Oppenheimer
3/21/2006
Google Joins Financial News Arena
3/21/2006
Fidelity Fund Eyes Benchmark Switch
3/21/2006
ICI Will Improve Disclosure Through Technology
3/20/2006
American Century Taps Munder CIO
3/20/2006
Vanguard Readying Target-Date Funds
3/20/2006
ING Funds Presents Case for Internationalism
3/17/2006
Former Vice Fund Manager Rolls Out New Fund
3/17/2006
Fidelity Sponsors Amazon.com Storefront
3/17/2006
AIM Gets Shareholder Nod For Fund Mergers
3/17/2006
Who Clinton and Mario Gabelli Share
3/16/2006
Bear Stearns Settles With Regulators
3/16/2006
T. Rowe Price's Roche To Retire
3/16/2006
Vantagepoint IRA Broadens Horizons
3/16/2006
American Funds To Battle NASD
3/15/2006
NASD Fines Merrill Lynch
3/15/2006
Reserve Uncovers Glitches
3/15/2006
First Trust To Add More ETFs
3/14/2006
Bank of America Appoints New CSG Director
3/14/2006
Report: Bear Stearns Reaches $250M Settlement With Regulators
3/14/2006
Dreyfus Taps Former Scudder Distributors CEO
3/13/2006
ING Funds Opens New Avenue to International Investment
3/13/2006
WM Rolls Out R Shares
3/13/2006
Former SEC Directors Back Fund Fee Reform
3/13/2006
SEC Announces Roundtable Meetings on Sharpening Interactive Tools
3/13/2006
Leuthold To Close Two Funds
3/13/2006
Shareholders Stall AIM Fund Mergers
3/10/2006
Rising Cash Levels Not a Market Call
3/10/2006
Asset Managers Pour Into India
3/10/2006
Gorman Leaves MS Branch Chiefs Smiling
3/10/2006
RS Partners Managers Cautious About Year Ahead
3/10/2006
ManuLife Shops
3/9/2006
Dimensional Fund Advisors Launches Equal-Weighted Funds
3/9/2006
Nationwide Plans to Keep Gartmore U.S.
3/9/2006
Touchstone Brings Large Cap Fund to Retail
3/9/2006
Gabelli Now Faces Feds
3/9/2006
Fund Mergers On The Upswing
3/8/2006
Touchstone Closes Constellation Deal
3/8/2006
Baron Capital Group President, Portoflio Manager Jump Ship
3/8/2006
Schroder Eyes Fee Hike For Two Funds
3/7/2006
AIFS Eyes National Reach For Funds
3/7/2006
Russell Opens Retail Office in Tampa
3/7/2006
Brazos Capital Names New MD
3/7/2006
Most Fund Cos. Shying From Performance-Based Fees
3/7/2006
OppFunds Taps Tech Chief
3/7/2006
TIAA-CREF Mixes Sales with Assets
3/7/2006
Janus Ups Buyback; Changes Board Elections Rules
3/7/2006
Dreyfus to Drop B-Share Sales on Premier Funds
3/6/2006
RiverSource to Float TMFs for 401k Clients
3/6/2006
Morningstar Recognizes Target Funds
3/6/2006
Evergreen Rolls Out Three Fund of Funds
3/6/2006
Janus Says Some Suit Claims To Be Dismissed
3/3/2006
Court Junks Marsh Class Suit
3/3/2006
Babson CEO Moves Out of Funds
3/3/2006
Amvescap Chairman To Step Down In April
3/3/2006
Morningstar Makes Foray Into ETF Rankings
3/2/2006
Fido Posts 20% Profit Jump
3/2/2006
Members Capital Advisors Tweaks Fund Lineup
3/2/2006
Principal Investors Funds Score Well With Barron's
3/2/2006
John Hancock Launches New Subadvised Fund
3/2/2006
Van Kampen Rolls Out Fund of Funds
3/1/2006
DTCC: Rebates More Than Doubled In '05
3/1/2006
ING Appoints Senior Portfolio Manager
3/1/2006
Withdrawals At Putnam Hit $21B In '05
3/1/2006
SEC Staff Favor New Guidelines on E-mail Monitoring
2/28/2006
Fido Pairs Up with JP Morgan Chase
2/28/2006
FBR Puts Funds Up for Adoption
2/28/2006
Mutual Fund Store Lands VC Cash
2/27/2006
Oppenheimer Will Raise Investment Minimum on Two Funds
2/27/2006
Touchstone Investments' AUM Hit $4.25B
2/27/2006
Janus LBO Plan Is Off
2/24/2006
IXIS Asset Management Group Names US CEO
2/24/2006
Smith Barney Offers Legg Mason Mutual Wrap
2/24/2006
Evergreen Directors to Mull Tender Offer
2/24/2006
Rydex To Add Six ETFs
2/24/2006
Marsh May Move to Expand Putnam
2/23/2006
Morningstar Posts Q4 Profit
2/23/2006
Fund Assets Hover Close To $10 Trillion
2/23/2006
UBoC Launches Online Mutual Fund Trading
2/23/2006
More Unbundling Deals For Lehman?
2/22/2006
Regulators Will Sort Out a Mixed Bag of 529 Plan Rules
2/22/2006
Mellon Sub Makes Foray Into DC Market
2/22/2006
MassMutual Makes Moves
2/22/2006
U.S. Bancorp Adopts a New Brand
2/22/2006
Northern Trust Picks President
2/21/2006
Waddell & Reed Shakes Up Portfolio Management Team
2/21/2006
Phoenix Promotes Three To SVP
2/21/2006
Ex-Fido VP Joins Columbia Management
2/17/2006
T. Rowe Price Funds Adopts Caterpillar Funds
2/17/2006
No More Driving on Mason Street . . .
2/17/2006
. . . 401(k) Plans Riding Mason St. Funds Get Road Map
2/17/2006
Janus Wins DST Battle with the IRS
2/17/2006
Fidelity To Close International Fund
2/17/2006
State Street Teams Up With Red Sox
2/16/2006
RiverSource Rolls Out Six New Mutual Funds
2/15/2006
Wells Fargo Launches Podcast Feature
2/15/2006
Bank of America Investment Arm Creates Three Funds
2/15/2006
Highfields Trims Janus Stake
2/15/2006
BlackRock Pulls Trigger on MLIM Deal
2/15/2006
Savvy BlackRock Pays After Christmas Sale Price for MLIM
2/15/2006
Marsh CEO: Putnam Not On The Auction Block
2/15/2006
James Advantage Looks to Add New Fund
2/14/2006
Hartford Taps SEI Executive for CCO Role
2/14/2006
New Touchstone Wholesaler for Aloha State
2/14/2006
Schwab Launches TIPS Fund for Retirees
2/14/2006
Stevens Again Calls for Slimmer Disclosures
2/13/2006
Money Fund Shop Reports Asset Rebound
2/13/2006
Merrill Lynch Fund Arm is in Play
2/13/2006
Fido May Build in N.C.
2/13/2006
Are Stale Quantities a Problem?
2/13/2006
ABM AMRO To Offer Target-Date Funds
2/13/2006
Merrill Lynch Swoops Into Talks With BlackRock
2/10/2006
Church Capital Launches First Mutual Funds
2/10/2006
Amvescap Reports 4th Quarter Loss
2/9/2006
American Century Places its Bet on Lance
2/8/2006
SEC Drops Morningstar Data Error Probe
2/7/2006
ICON Names New Portfolio Manager For Three Funds
2/7/2006
Bay State Pension Plan May Axe Fido
2/6/2006
Legg Mason To Close Two Salomon Funds
2/6/2006
Wachovia Broadens Annuity Sales Forces Horizons
2/6/2006
State Street Adds Three ETFs
2/6/2006
Hancock Taps Bank Channel Manager
2/3/2006
CheckFree Adds State Street Vet to Board
2/3/2006
T. Rowe Signs Riepe As Consultant
2/3/2006
Janus' InTech Deal Shows the Value of a Clean Name
2/2/2006
Henderson Adds a Fifth
2/2/2006
IMS Sees National Rep in its Future
2/2/2006
Is Scudder Going the Way of Kemper?
2/2/2006
Rydex Launches Branding Campaign
2/2/2006
ING Lands AssetMark Mandate
2/2/2006
Vanguard Closes Doors on Wannabe Explorers
2/2/2006
Newest Fund Sates Wm Blair's Appetite
2/2/2006
Princeton Slow on the Uptake?
2/1/2006
TCW Excommunicates Galileo
2/1/2006
Vanguard To Launch New Equity Fund
1/31/2006
Morgan Stanley Adds to SMA Platform
1/31/2006
California Bank Fund Group is Adopting
1/30/2006
Federated Taps Insider To Lead Advisory Subs
1/30/2006
SEC Chief Undergoes Surgery
1/30/2006
Merrill Picks New Brand For Funds
1/27/2006
DST Systems Fails To Land New Fund Clients
1/27/2006
Klein Decisions Ties Into Morningstar
1/26/2006
Surgeons To Launch Mutual Fund
1/26/2006
No Plans To Sell Putnam, Says Marsh CEO
1/26/2006
TIAA-CREF Shareholders Approve Fee Hike
1/25/2006
ICIM Names New President
1/25/2006
Huntington Plans New Fund
1/24/2006
Eaton Vance Taps ForstmannLeff Portfolio Manager
1/24/2006
Janus Reshuffles Portfolio Manager Lineup
1/23/2006
ReFlow Adds Three Board Members
1/23/2006
Amvescap Buys PowerShares
1/19/2006
Turner Adds Client Services Manager
1/18/2006
Illington Funds Taps NYLIM Vet
1/18/2006
NASD Enforcement Chief Moves On
1/18/2006
AIM Names Health Care Funds Manager
1/17/2006
Eaton Vance Names Next Chief
1/13/2006
Nuveen Dual Lists Two More Funds
1/13/2006
Janus To Add Fund
1/13/2006
NASD Picks Successor To Glauber
1/12/2006
Another Acting Director for the SEC's Investment Management Division
1/12/2006
AIG SunAmerica Adds a Portfolio Manager
1/11/2006
Dalbar Names Winners of Customer Service Awards
1/11/2006
Diamond Hill Adds Fund
1/10/2006
New ING Fund Makes Room for Six Subadvisors
1/10/2006
Diamond Hill Adds Fund
1/9/2006
NASD Files Case Against A.G. Edwards
1/9/2006
TIAA-CREF is Losing Mo.
1/9/2006
Hancock Names Custodian for New Lifestyle Funds
1/9/2006
Miller Cuts Back at Legg Mason
1/9/2006
SEC and Chamber of Commerce Face Off in Court
1/6/2006
AARP, Scudder Move On
1/6/2006
Fidelity To Move Up To 1,500 Employees Out of Boston
1/5/2006
Rhode Island May be in Fido Worker's Future
1/5/2006
Fidelity Unveils Low-Cost Treasury Funds
1/5/2006
T. Rowe Price Widens Advisor Class Lineup
1/4/2006
PWC Settles Heartland Suit
1/4/2006
Davis Selected Takes 2005 Morningstar Honors
1/4/2006
Vanguard Fund Gets Sixth Advisor
1/4/2006
Ameriprise Moves to World Trade Center
1/3/2006
Mellon Builds a New Home for Dreyfus
1/3/2006
Touchstone Rechristens Fund
1/3/2006
Rydex is a Refco Victim
1/3/2006
Miller is Below Average, But Keeps Streak Alive
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