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NEWS ARCHIVE Stories Published Between 7/1/2006 And 10/1/2006
9/29/2006	Scudder Settles Directed Brokerage Case
9/28/2006	22c-2 Compliance Date Extended
9/28/2006	ETFs Could See Streamlined Approval Process
9/28/2006	SEC Exiles Ex-Cornerstone President
9/27/2006	Bisys Settlement Could be Tip of the Iceberg
9/27/2006	Is Spitzer Miffed at Seligman for Fighting Back?
9/27/2006	Adoption Adds Two Billion Plus to NYLIM
9/26/2006	Evergreen Defection Leads to Subadvisory Gig
9/26/2006	Pershing Ups Funds Count
9/22/2006	BGI Adds Five Global Sector ETFs
9/22/2006	BofA Wins Appeal in Eviction Case
9/22/2006	Morgan Stanley Makes Indian Bid
9/21/2006	Spark Institute Weighs In On Proposed 5500 Changes
9/20/2006	NASD Hits MetLife's Three BDs With Fine
9/20/2006	Fido Forms Research Institute
9/20/2006	Direxion Hire Leads the Way to DC and VA
9/19/2006	Fido Adding to European Lineup
9/19/2006	Stock Analyst Downgrades T. Rowe Price
9/19/2006	Lipper Help Funds Strut Their Stuff
9/19/2006	Fido's Reynolds Hits the Slopes
9/18/2006	Second Report of Possible MFS Sale
9/18/2006	Fired ING Wholesaler Heads to NASD Hearing
9/18/2006	Claymore Tries Hand at ETFs
9/15/2006	Fidelity Allies with American Airlines
9/15/2006	Spitzer Targets Late-Trading Broker
9/15/2006	PhoenixFunds Get Wholesaling Chief
9/14/2006	ICON Hires Wholesalers
9/14/2006	Ralph Parks May Go Global ... But Not Yet
9/14/2006	Kopp Unloads its Retail Funds
9/14/2006	T. Rowe Price: No Bid for MFS
9/13/2006	American Funds is in the Spotlights for All the Wrong Reasons
9/13/2006	Mutual Fund Store Plans More Outlets
9/13/2006	State Street Lands JP Morgan Vet for Fund Services
9/13/2006	Legg Mason Shakes Up Colorado 529 Funds
9/12/2006	West Coast Advice Firm Debuts Retirement Income Tool
9/12/2006	Vanguard Woos Advisors with New ETFs
9/12/2006	Wm Blair Closes Emerging Markets Fund
9/12/2006	Access Data Connects with DTCC for 22c-2 Data
9/11/2006	MFS Bidders Emerge
9/11/2006	SEC Censures Five Fund Firms
9/11/2006	Banc of America Sells Two Closed End Funds
9/8/2006	Bear Stearns Case May Show BDs' Complicity in Timing
9/8/2006	WSJ: Time for Restitution
9/8/2006	Northern Trust Plan Expansion in Ireland
9/7/2006	UBS Pulls Trigger on $280 Million Deal
9/7/2006	The TSP Awards Five Fund Mandates
9/7/2006	Russell Indices Basis for Nine New ETFs
9/7/2006	Donor Fund Fees Fall at T. Rowe Price
9/6/2006	New MFS Fund Adds Twist on Other Target Funds
9/6/2006	Touchstone Taps Affiliate as Subadvisor
9/6/2006	US Global Taps Subadvisor For New Fund
9/5/2006	RSS Provides a Way Around Email's Problems
9/4/2006	LABOR DAY
9/1/2006	Ed Jones to Pay $127.5 Million to Settle Fund Cases
9/1/2006	Ameristock To Launch Fixed-Income ETFs
9/1/2006	Real Estate Slump Spells Opportunity For TCW Group
8/31/2006	Higher Stock Price, Earnings Likely For Eaton Vance
8/31/2006	Bisys Releases Delayed Q3 Results
8/31/2006	American Funds Distributors Fined
8/30/2006	Fido Adds to Advisor 401k
8/30/2006	Fund Brings IPOs to the Little Guy
8/29/2006	Hancock Starts Back to School Campaign
8/29/2006	Julius Baer Adds Sales Vision
8/29/2006	Ralph Parks Opens First Fund
8/28/2006	Pru Reportedly Near $600 Million Settlement
8/28/2006	MFS Sales Talk Heats Up
8/28/2006	SSgA Pulls Plug on ETF
8/28/2006	Hancock to Close Pzena Advised Fund
8/25/2006	Small Time Timers Were Funds Biggest Leeches
8/25/2006	A One-Two Mid-Cap Punch From Vanguard
8/24/2006	The Pick of the Litter
8/24/2006	A Mature Benchmark for Emerging Markets Fund
8/24/2006	Earnings: Eaton Vance Disappoints
8/23/2006	SEC OKs Franklin Settlement Plans
8/23/2006	BISYS Taps PFPC as Fund Services SVP
8/23/2006	Pru Hires Hartford Vet
8/23/2006	Active Management: More Bang For Your Buck?
8/22/2006	ICI Continues Fight Against New SEC Rule
8/22/2006	Dimensional Goes Lone Star
8/22/2006	Funds Flow Out of Fidelity
8/22/2006	Morgan Stanley Snags REIT for $1.9 Billion
8/22/2006	Hedge Funds Not an All-Weather Product?
8/21/2006	For Profits, Size Matters Not
8/21/2006	CNBC: See Bogle Fight
8/21/2006	Waddell Forced to Fork out $7.4 million
8/18/2006	DTCC Rolls Out 22c-2 Help
8/18/2006	Biondo Takes Fund to BDs and Supermarkets
8/18/2006	Ex-Waddell & Reed CEO Fights Tax Bill
8/17/2006	Forward Funds Hires CAA
8/17/2006	UMB Lands Victory PM
8/16/2006	MStar's Richly Priced Stock Attracts Notice
8/16/2006	Keystone Guaranteed CSP Loses Surcharge
8/16/2006	Smith Barney Win Helps Other Funds
8/16/2006	Rock Canyon Lengthens Short Fund's Name
8/16/2006	Morgan Stanley Lassoes NYLIM Pair
8/15/2006	WisdomTree Adds Another Wise Man
8/15/2006	Show Me the Sales
8/15/2006	A Prairie Home CIO
8/15/2006	DIA BD Relations Exec Jumps to Rival
8/15/2006	Two-Legged Race for Beantown Venture
8/14/2006	Another Bisys Bye-Bye
8/14/2006	New Fund Firm Makes Giant Bet
8/14/2006	Is STI Classic Funds' Parent for Sale?
8/11/2006	DWS Scudder Bond Pros Pack for the Big Apple
8/11/2006	NASD Cracks Down on CDSC Waiver Ploy at Citi
8/11/2006	PhoenixFunds Exec to Woo BDs
8/10/2006	Reynolds Loses Out on NFL Job
8/10/2006	Vanguard Requires Proof for Fund Sales
8/10/2006	ING BDs Fined Over Directed Brokerage
8/10/2006	Wm Blair Finds Home on Pershing
8/9/2006	Wellington's Growth Forces Hartford Changes
8/9/2006	Thornburg Goes Global
8/9/2006	A Golden Opportunity at Golden Rule?
8/9/2006	Vice Gets New Advice
8/9/2006	OppFunds Rolls Out Retirement Income Planning Program
8/8/2006	Is Hondros Packing?
8/8/2006	Beating a Path from Closed-Ends to ETFs
8/8/2006	Dems Improve Standing with Fund Donors
8/8/2006	Weiss Sells Ratings Group
8/8/2006	ProShares Adds Sales Pro
8/7/2006	WSJ's Windfall May be a Mirage
8/7/2006	Stodgier Firms Win in Morningstar's Newest Measure
8/7/2006	Glassman Plans to Stay in Administration
8/7/2006	Gabelli Sets Aside $12 Million for Timer Settlement
8/4/2006	Munder Sold in Management Buyout
8/4/2006	Senate Passes Pension Act
8/4/2006	IXIS Eyes HNW and Bank Trust Markets
8/4/2006	Affinity Moves Forward with Fund
8/4/2006	Fund Firms See Bottom Lines Go Separate Ways
8/3/2006	CSAM Swings the Axe
8/3/2006	Janus Loses $2.5 Billion Sub Mandate
8/3/2006	Boston Behemoth Bets on Tarheel Workers
8/3/2006	Hancock Adds to 529 Offering
8/3/2006	Franklin Templeton Rolls Out Target Date Funds
8/2/2006	Would the NFL's Gain be McColgan's Too?
8/2/2006	$500 Looks Good to American Century
8/2/2006	Evergreen Steps Quick to Leverage MetWest Pick Up
8/2/2006	Lawyers Surrender to American Century on Fee Suit
8/2/2006	Putnam Premier Holders Get Another Vote
8/1/2006	Fidelity's Reynolds May Be Changing Teams
8/1/2006	MFS: A Time to Acquire?
8/1/2006	Legal Eagle Joins ProFunds
8/1/2006	Hennessy Sees Growth Spurt
8/1/2006	SEC Targets Three ex-Janus Execs
7/31/2006	Kam Can Blog
7/31/2006	Cap Group's Growing Heft Draws Growing Scrutiny
7/31/2006	Alliance: Bernstein In, Capital Out
7/28/2006	Q2 Loves You (Unless You're Janus)
7/28/2006	CUNA Expands MEMBERShip
7/28/2006	New Salesman and Sector ETFs at WisdomTree
7/28/2006	Pennsylvania Partners Procure Picker
7/28/2006	Windy World-Class REIT
7/27/2006	Rocky Mountain Marketer Revamps Adviser's Site
7/27/2006	Activism: Coming Soon to a Fund Near You?
7/27/2006	A 'BRIC' of Gold
7/27/2006	State Street Rolls Out the Money
7/27/2006	So Far Q2 Reports Cards are Better Than Expected
7/26/2006	Principal Picks Up WaMu Funds
7/26/2006	AIG Elevates Its Own
7/26/2006	Changing Direxion
7/26/2006	Better Performers Invest in Their Own Funds
7/25/2006	Janus Founder Practices Cutting Moves
7/25/2006	Watch Out for Falling Stocks
7/24/2006	British Investment Manager Gobbles Big Apple Restructuring Firm
7/24/2006	Buckeye Company Switches Fund's Sub-Advisor
7/24/2006	Show Me Show You How to Spend
7/21/2006	DeAM Brings European Manager to American Investors
7/21/2006	Fido Starts "Beantown Ferry"
7/21/2006	Pseudo Active ETFs or Index Nouveau
7/20/2006	Morningstar Analyst Offers Free Advice to Capital Group
7/20/2006	Fund Managers Bag Higher Prices in a Record Market
7/20/2006	Bay State Asset Manager Promotes Top Lawyer
7/20/2006	Putnam Will Send Out its TA Efforts
7/19/2006	SSgA Makes Alpha Bet
7/19/2006	Driscoll Steps Down at Delaware Investments
7/19/2006	OppFunds Adds Two More Munis
7/19/2006	Rough Weather Ahead?
7/18/2006	Ariel Funds Converts to Access Data
7/18/2006	It's Moving Day for Fido Workers in Rhode Island
7/18/2006	Putnam Trustees Recommend
7/18/2006	MLIM Lands SSgA Product Pro
7/17/2006	Barclays Shoots for NYSE With Oil Notes
7/17/2006	Morningstar 'Substantially' Boosts Non-MF Data
7/17/2006	Virginia Company Plans Eclectic Fund
7/17/2006	Federated Gains Funds With Acquisition
7/14/2006	The Hartford Rewards MF Executive
7/14/2006	Are Donuts Unethical?
7/14/2006	RiverSource President to Step Down
7/14/2006	Evergreen Has Tall Ambitions
7/14/2006	'Manager of the Decade' Hits Doldrums
7/13/2006	A Fresh Batch from ProShares
7/13/2006	Gabelli Reaches Settlement Deal
7/13/2006	Direxion Says No Thanks to IRS Commodity Headaches
7/13/2006	Janus Bets on Titan's Strength
7/13/2006	SEC Approves Soft Dollar Rules 5-0
7/12/2006	Legg Still Spring Cleaning its Fund Store
7/12/2006	Texas Group Fires Institutional Triple Shot
7/12/2006	Bank's MF Family Joins Pershing Program
7/12/2006	Former Putnam CFO Migrates South
7/12/2006	A Hard Look at Soft Dollars
7/11/2006	UK Firm Adds to US Family
7/11/2006	Time to Present Your STAR Qualities
7/11/2006	Major Fund Firm Featured on Financial Site for Women
7/11/2006	First Trust Sees Future of ETFs in Alpha
7/11/2006	American Century Gives Newly Retired a Hand
7/11/2006	DTCC: Upgrades Almost Ready
7/11/2006	PA Newcomer Seeks Foreign Dividends
7/10/2006	Franklin Strikes With A Balance
7/10/2006	Transfer Agency Software Provider Adds New Tool
7/10/2006	Morningstar to Buy Australian Financial Info Firm
7/10/2006	Fundamental Indexing, Part II: Cap-Weighted Strikes Back
7/10/2006	NJ Firm Expands Lifestyle Choices
7/10/2006	Hancock Tries Winning Recipe on Largest Caps
7/7/2006	A Revolution in Indexing?
7/7/2006	No Laptop Missing, But Where's the Data?
7/7/2006	Alleluia, Short-Term Savings
7/7/2006	EU Fund Industry Snagged By 'Onerous' Regs
7/7/2006	Latest on Sale of Michigan Fund Company
7/6/2006	'VIPERs' Failed to Strike
7/6/2006	Litman/Gregory Hands Fifth Fund to 'Masters'
7/6/2006	Reinvented Fund Plays to Boomer Market
7/6/2006	Star Oppenheimer Offering Weathers Transition
7/6/2006	Deutsche Piles On More Distribution Muscle
7/5/2006	AARP Funds Get Industry Veteran as CIO
7/5/2006	Ohio Fund Group Heading for the Big City
7/5/2006	Lipper to Lose Analyst Cassidy
7/5/2006	Board Directors Share Tips on Fund Mergers
7/5/2006	Fidelity Fund Gets New Manager
7/5/2006	Cleveland Firm Lures Five from Franklin Templeton Affiliate
7/4/2006	Independence Day
7/3/2006	Independence Day

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