MutualFundWire.com: A Fund Legal Expert Returns to U.S. Bancorp
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Friday, March 25, 2011
A Fund Legal Expert Returns to U.S. Bancorp
U.S. Bancorp Fund Services just brought a legal administrator back to
its team. Today the Milwaukee-based back-office provider confirmed the return
of Angie Pingel as vice president and legal compliance officer.
Pingel, who has worked in the worlds of both law firms and of RIAs and
broker-dealers, previously served as assistant vice president and senior
counsel at the U.S. Bancorp unit from 2004 to 2007. She then spent almost two
and a half years as vice president and securities counsel at Marshall &
Ilsley Trust Company and secretary of M&I's Marshall Funds [see profile].
Jeannine Bajczyk, senior vice president and director of U.S. Bancorp
Fund Services' legal administration department, praised Pingel for "her depth
of experience and knowledge."
According to U.S. Bancorp Fund Services, the firm now works with $450 billion
in 1,658 portfolios for 286 fund families.
Company Press Release
MILWAUKEE (March 25, 2011) — U.S. Bancorp Fund Services, LLC, an industry-
leading mutual fund and alternative investment service provider, named Angie
Pingel vice president and legal compliance officer. Pingel will specialize in
registered proprietary fund and multiple series trust regulation and provide
counsel on the Investment Company Act of 1940 and related securities laws to
clients.
“Angie brings more than 15 years of experience in the mutual fund and general
securities industries to U.S. Bancorp Fund Services. Her depth of experience
and knowledge will provide additional support and expertise to our clients,”
said Jeanine Bajczyk, senior vice president and director of the Legal
Administration department at U.S. Bancorp Fund Services.
Pingel rejoined U.S. Bancorp Fund Services after serving as vice president
and securities counsel at a registered investment adviser where she also
served as secretary of a $10 billion mutual fund complex. From 2004 to 2007,
Pingel was a senior member of the U.S. Bancorp Fund Services Legal
Administration department.
Prior to her tenure with U.S. Bancorp Fund Services, Pingel spent two years
representing financial companies at a Milwaukee law firm and nine years as
vice president and director of investment operations at a mid-size investment
adviser and broker-dealer. Pingel received her Juris Doctor from Marquette
University Law School in Milwaukee and a Bachelor of Arts degree in
accounting and business administration from Lakeland College in Sheboygan,
Wisconsin. Pingel currently holds Series 7, 24, and 63 licenses.
About U.S. Bancorp Fund Services, LLC
Headquartered in Milwaukee since 1969, U.S. Bancorp Fund Services, LLC
provides services to 286 fund families comprised of 1,658 portfolios with
$450 billion in client assets. U.S. Bancorp Fund Services combines industry-
leading technology with high-quality customer service to provide clients with
the best solutions available. For more information about their comprehensive
suite of mutual fund and alternative investment product services, call 800-
300-3863 or visit www.usbfs.com.
Printed from: MFWire.com/story.asp?s=36370
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