MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication
an InvestmentWires' Publication
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|
MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication |
|
Wednesday, September 17, 2003 Ex-Fido Trader Banned The SEC has barred ex-Fidelity Investments trader Thomas Connolly from the securities industry. Connolly had pleaded guilty to federal wire fraud charges. The case dates to 1997 when Connolly worked on Fidelity's options trading desk. Connolly and Fidelity co-worker Richard Callipari admitted to making a series on unauthorized trades that defrauded the fund firm of $2.4 million. SEC officials said that they were unable to locate Connolly to inform him of the action. Printed from: MFWire.com/story.asp?s=5847 Copyright 2003, InvestmentWires, Inc. All Rights Reserved |