MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication
an InvestmentWires' Publication
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|
MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication |
|
Tuesday, November 25, 2003 UBS Review Finds Timing UBS has fired two financial advisors and disciplined nine others after an internal investigation found market timing at the firm, Reuters reports. UBS has 8,200 advisors and has banned market timing in its prospectus since 2001. The firm is not one of the numerous brokerages approached by regulators for information on trading practices. Printed from: MFWire.com/story.asp?s=6250 Copyright 2003, InvestmentWires, Inc. All Rights Reserved |