MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication
an InvestmentWires' Publication
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|
MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication |
|
Wednesday, December 8, 2004 H&R Block Sees End in Sight H&R Block is nearing settlement with the NASD over an investigation that advisors at the brokerage market timed mutual funds. Officials stated in a filing that the firm has " with the NASD and has had substantive settlement discussions...[and] anticipate that the matter will be resolved in the near future." The NASD is investigating H&R Block for the actions of two former advisors. Printed from: MFWire.com/story.asp?s=8590 Copyright 2004, InvestmentWires, Inc. All Rights Reserved |