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Rating:Week In Preview, November 1 - November 7 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, November 1, 2021

Week In Preview, November 1 - November 7

Reported by Neil Anderson, Managing Editor

Today, the Tiburon Strategic Advisors team will kick off their 41st Tiburon CEO Summit. The three-day summit is being held at a new location: the Four Seasons Resort and Club Dallas at Los Colinas, in Dallas, Texas.

Charles "Chip" Roame
Tiburon Strategic Advisors
Managing Partner
Also today, the Ark Investment Management LLC team is moving into their new headquarters in St. Petersburg, Florida. (Ark had previously been based in New York City.)

Also today, at 11am eastern, management at Franklin Resources, Inc. (dba Franklin Templeton) will host a fiscal Q4 2021 earnings call, after releasing their fiscal Q4 earnings report earlier this morning.

Tomorrow, after the market closes, the team at Prudential Financial, Inc. will release their third quarter 2021 earnings report. Management will host an earnings call at 11am on Wednesday. (Pru has an asset management business, PGIM.)

Also tomorrow, after the market closes, the Voya Financial, Inc. team will release their Q3 2021 earnings report. Management will host an earnings call at 10am on Wednesday. (Voya, too, has an asset management business, Voya Investment Management.

Also on Wednesday, starting at 2pm eastern, the Nicsa team will host a webinar, entitled On the Clock. The event will focus on the release of the group's 2021 annual perceptions study on diversity, equity, and inclusion (DEI).

Also on Wednesday, starting at 2pm eastern, the team at the Mutual Fund Directors Forum (MFDF) will host a webinar, entitled "ESG Fund Expenses and Performance: Differentiating Types of ESG Strategies and Pricing/Performance Trends."

This week, on the defined contribution side of the industry, the teams at Fi360, FIS, NAPA, Spark, Vestwell, and WIPN are hosting events, and several providers' parents are releasing earnings reports. Our sister publication, 401kWire, has more details.

In the meantime, happy All Saints' Day! 

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  1. 2025 Nicsa Asset & Wealth Management Summit, Nov 11-12
  2. IDC Director Segment Meeting - Directors of Alternative Investment Products, November 11
  3. IMEA webinar - The Evolving RIA Marketplace & Increasing Use of Active ETFs, November 12
  4. ALFI Roadshow to Miami, November 12
  5. ALFI Roadshow to Houston, November 13
  6. 2025 Expect Miracles In Boston Gala, November 13
  7. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  8. WE Washington DC - Fall Happy Hour, November 13
  9. 2025 MMI Legal & Compliance Virtual Forum, November 13
  10. Citywire Private Assets Retreat 2025, Nov 13-14
  11. IMEA Institutional Roundtable, November 18
  12. IDC Director Segment Meeting - Directors at Small Fund Complexes, November 19
  13. WE South - Offshore 360: the Macro View, November 19
  14. Nicsa ETF Share Classes Operational Considerations, November 19
  15. MFDF webinar - ETF Dual-Class Relief Impacts on Board Oversight, November 19
  16. ICI Retail Alternatives and Closed-End Funds Conference, November 20
  17. ICI Securities Law Developments Conference, November 20
  18. MFDF webinar - Essential Strategies in Board Oversight of AI, Cybersecurity, and Emerging Technology Risks, December 1
  19. MFDF In Focus - Gartenberg Factors, December 2
  20. MFDF webinar - Digital Assets Regulatory Updates & Trends in the Industry, December 3
  21. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, December 9
  22. MFDF webinar - Navigating Co-Investment Relief for Fund Boards, December 16
  23. MFDF webinar - 2025 Fair Valuation Pricing Survey Update, December 18
  24. MFDF 2026 Directors' Institute, January 26 - 28, 2026
  25. MFDF 2026 Fund Governance & Regulatory Insights Conference, March 5 - 6, 2026




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