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News Stories Archives - Since 1998
Earnest Powers a $59B-AUM Ally's 4 New ETFs
The folks at a multi-manager fund firm and a long-term subadvisor partner are teaming up to launch a quartet of new funds...
MutualFundWire.com - Monday, May 12, 2025
What Is Kryza Hunting For Daybright?
The freshly rebranded retirement and benefits provider's M&A chief talks about what he looks for in strategic partners...
401kWire.com - Monday, May 12, 2025
AmericanTCS Reschedules and Tweaks a 2024 Launch
The delayed PEP is now expected to debut next month...
401kWire.com - Monday, May 12, 2025
Huxhold Brings a CO BofA Alum to Hancock
The new hire near Denver joins the fund firm's DC I-O team...
401kWire.com - Monday, May 12, 2025
Week In Preview, May 12 - May 18
This week, the teams at ASPPA, Broadridge, DCIIA, EBRI, ERIC, Faegre Drinker, PlanAdviser, Spark, WIPN, and WP&BC are hosting events...
401kWire.com - Monday, May 12, 2025
Week In Preview, May 12 - May 18
This week, the teams at Expect Miracles, IDC, IMEA, MMI, and Sohn are hosting events...
MutualFundWire.com - Monday, May 12, 2025
A Digital Assets Fund Giant Preps 3 ETFs
The move comes as the firm is still in a court battle over converting a flagship product into an ETF...
MutualFundWire.com - Friday, May 12, 2023 Views
A TX T. Rowe Alum Joins a 1900-Plan TPA
The new hire is a partner and will lead the firm's Houston office...
401kWire.com - Friday, May 12, 2023 - Reader Rating: 5
WIPN Asks About Wellness
A trade group wants member feedback on its wellness initiative...
401kWire.com - Friday, May 12, 2023
An RKer Boosts Its Participant Base By 6 Percent
A retirement plan recordkeeper's publicly traded parent offers its latest metrics across multiple business lines...
401kWire.com - Friday, May 12, 2023
Money Fund Inflows and Long-Term Outflows Fall By Billions
The Refinitiv Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com - Friday, May 12, 2023 Views
In Atlanta, a Transamerica Alum Joins Voya
The new hire now serves on the provider's health solutions strategic team...
401kWire.com - Friday, May 12, 2023
A $13B-AUM Shop Builds an Industry 4.0 Fund
The asset manager now offers 44 ETFs...
MutualFundWire.com - Thursday, May 12, 2022 Views
Schumm Reflects On a SARP First: A 2-State Alliance
The Vestwell chief talks about the robo-recordkeeper's latest big win...
401kWire.com - Thursday, May 12, 2022
Voya's Lavallee Sees Strong Sales, Retention, and Pipeline
The $515B-AUA, 6.1-million-participant, 51,000-client recordkeeper's chief talks about their quarterly results amid market turbulence...
401kWire.com - Thursday, May 12, 2022 - Reader Rating: 3.5
Post-Merger, a $745B AUA Recordkeeper Changes Its Look
The PE-backed firm now has a new logo and visual branding...
401kWire.com - Thursday, May 12, 2022 - Reader Rating: 5
For the First Time In Almost Three Years ...
After 34 months and $1.8 trillion in inflows, things reversed a bit last month...
MutualFundWire.com - Thursday, May 12, 2022 Views
A Nineteen-Year JPMAM Vet Rises
She will continue to support the Retirement Insights program and the Guide to Retirement...
401kWire.com - Thursday, May 12, 2022
Up 21 Percent YOY - A Boutique's AUM Rebounds
Yet the publicly traded fund firm's revenue and earnings have not yet recovered...
MutualFundWire.com - Wednesday, May 12, 2021 Views
TDFs and Equities Dominate 401k Flows
A large-market provider sheds light on recent participant trading and contribution activity...
401kWire.com - Wednesday, May 12, 2021
In SoCal, a Shop Adds ERISA Bonds
Updated | The agency already does commercial, construction, court, license, and permit bonds...
401kWire.com - Wednesday, May 12, 2021
An RKer Settles With the SEC Over SARs
The settlement order covers about 430 incidents from 2015 to 2018...
401kWire.com - Wednesday, May 12, 2021
An ETF Boutique's AUM Jumps 129 Percent
The shop now has more than $500 million in AUM...
MutualFundWire.com - Wednesday, May 12, 2021 Views
At a Software Ally to Providers, a Finance Chief Rises
The move comes as the prior CFO joins a 403b and 457 recordkeeper...
401kWire.com - Wednesday, May 12, 2021
Bridgeway Hires an Ex-Cushing Partner
The exec will lead client service and marketing at the Lone Star State firm...
MutualFundWire.com - Tuesday, May 12, 2020 Views
Most TIAA Employees Have Two Months to Make a Big Choice
The 403(b) giant is making an offer to 75 percent of its U.S. employees...
401kWire.com - Tuesday, May 12, 2020 - Reader Rating: 5
DC Insiders Weigh In On DoL Relief
Trage groups and legal experts break down the recent COVID-19 relief and predict what's to come ..
401kWire.com - Tuesday, May 12, 2020
A 13-Year SunGard Vet Joins a Data Center Provider
The executive worked at several defined contribution back office allies...
401kWire.com - Tuesday, May 12, 2020
PAi Adds a Big Stable Value Ally
The Midwestern RKer is teaming up and adding a guaranteed option to its CoPilot platform...
401kWire.com - Tuesday, May 12, 2020 - Reader Rating: 5
How Many Nuveen Employees Will Accept This Offer?
The asset manager's parent company is reportedly making an offer to three quarters of its employees in the U.S...
MutualFundWire.com - Tuesday, May 12, 2020 Views
What Participants Seek During A Volatile Market
Industry head shares how employees can be best helped during this time..
401kWire.com - Tuesday, May 12, 2020
Federated Investors Founder Passes Away
The founder of Federated Investors has recently passed away.....
MutualFundWire.com - Friday, May 12, 2017 Views
Hennessy Buys a $565MM Trio of Funds
The mutual fund entrepreneur makes another deal, this time to merge three funds into a pair of existing Hennessy funds...
MutualFundWire.com - Friday, May 12, 2017 Views
LFG's Kennedy Grows Its Annuities Sales Team
The firm recently appointed an industry vet to the newly created position. ..
401kWire.com - Friday, May 12, 2017
Filings for Fundsters - May 12, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, May 12, 2017 Views
GRP Rehires Exec in Newly Created Role
The GRP band is back together again.....
401kWire.com - Friday, May 12, 2017 - Reader Rating: 5
Fidelity Sees Retirement Savings Go Up
The latest study showed record high saving rates. ..
401kWire.com - Friday, May 12, 2017
ALFI Pitches U.S. Fundsters on Post-Brexit Options
The Luxembourg fund trade group's team crosses the pond to gather folks for a breakfast briefing in the Big Apple...
MutualFundWire.com - Friday, May 12, 2017 Views
Federated's Fight With an Ex-Employee Cascades
A famously shy family office takes Chris Donahue to task for dragging a charitable investing titan into a legal battle...
MutualFundWire.com - Friday, May 12, 2017 Views
Unified Trust Company Expands Its Sales Team
The firm is planting roots in the West with this new addition. ..
401kWire.com - Friday, May 12, 2017
Nelson Realigns Voya's Corporate Markets Segment
Voya's retirement chief, Charlie Nelson, makes changes to his business unit...
401kWire.com - Thursday, May 12, 2016 - Reader Rating: 4.5
Mind the $50MM Mark
Top ERISA legal eagles share some words of warning about the new DoL fiduciary reg...
401kWire.com - Thursday, May 12, 2016
NY Rep Seeks Mandatory 401k Enrollment for Federal Contract Workers
A New York Congressman is urging President Obama to take executive action on retirement. ..
401kWire.com - Thursday, May 12, 2016 - Reader Rating: 4
Hancock's Murphy Sees a New Vision of Auto-Enrollment
Pat Murphy dishes on whats to come for John Hancock's Retirement Plan Service exclusively with the 401kWire..
401kWire.com - Thursday, May 12, 2016 - Reader Rating: 2
A First Eagle Vet Spreads His Entrepreneurial Wings
A new global value investing shop launches its first pair of mutual funds...
MutualFundWire.com - Thursday, May 12, 2016 Views
Royce Anoints a CEO
Chuck Royce hands off another hat. Yet he's still sticking around...
MutualFundWire.com - Thursday, May 12, 2016 Views
TVA Moves Closer to Embracing a 401k
Certain employees could move to the 401(k) by as soon as October 1...
401kWire.com - Thursday, May 12, 2016
76 Percent of Employers Offer Total Wellness Programs
Fidelity and the National Business Group on Health address financial needs within total wellness programs...
401kWire.com - Thursday, May 12, 2016
Cafaro Greenleaf Adds in The SouthWest
The hire is an industry veteran from the same area. ..
401kWire.com - Thursday, May 12, 2016
Krawcheck Enters the Roboadvice Biz
The famed former Merrill and Smith Barney wealth management chief unveils a new business and the financial press eats it up...
MutualFundWire.com - Thursday, May 12, 2016 Views
Post-F-Squared, Are Things Looking Up For Virtus?
The subadvised mutual fund shop releases its Q1 2015 earnings on the same day it replaced the beleaguered ETF strategist. Yet Virtus' part in the F-Squared saga may not be over...
MutualFundWire.com - Tuesday, May 12, 2015 Views
The Biggest Systemic Risk For Fundsters, in White's Eyes, Is ...
Last week the SEC chair did an onstage Q&A at the 2015 ICI GMM. At the end, she revealed something that keeps her up at night...
MutualFundWire.com - Tuesday, May 12, 2015 Views
Congressional Dems Aren't Letting "Fiduciary" Change Without a Fight
People in Washington are taking the word "Fiduciary" very seriously. So much so that the DoL putting the word on the brink of change is causing vibrations of concern.....
401kWire.com - Tuesday, May 12, 2015 - Reader Rating: 4.67
The Maresh Yoshida 401k Group Rebrands
The Maresh Yoshida 401k Group, an Austin, Texas-based RIA is officially rebranding... ..
401kWire.com - Tuesday, May 12, 2015 - Reader Rating: 3.5
More than Half of Millennials Are Contributing to Their 401(k) Account, BofA Scorecard Shows
Simplified plan designs and automatic features among some of the streamlining that improves participants' 401(k) behavior. ..
401kWire.com - Tuesday, May 12, 2015 - Reader Rating: 4
$1.2 Billion Healthcare Plan Retains Empower
UnityPoint Health chooses to keep its recordkeeper. ..
401kWire.com - Tuesday, May 12, 2015 - Reader Rating: 4
Unclaimed Employer Matches Add Up to a Staggering Amount
Financial Engines has released new data on employer matching contributions...
401kWire.com - Tuesday, May 12, 2015 - Reader Rating: 5
BlackRock Has a New DC I-O Sales Director
...for the Eastern division.....
401kWire.com - Tuesday, May 12, 2015 - Reader Rating: 2
The Standard Appoints a TPA Director
Effective last week, a new appointment has been made at The Standard...
401kWire.com - Tuesday, May 12, 2015 - Reader Rating: 5
75 Years: 2015 ICI GMM in Pictures
Last week more than 1,600 fundsters converged on the Marriott Wardman Park hotel in Washington, D.C. for the Investment Company Institute's General Membership Meeting. Here's a visual look at the conference, which was also a celebration of the 75th anniversary of the modern mutual fund industry...
MutualFundWire.com - Tuesday, May 12, 2015 Views
A President of An IRA Rker Changes Roles
Lowell Smith is no longer president of Pittsburgh, Pennsylvania-based IRA recordkeeper Inspira ever since he took on a new role!..
401kWire.com - Tuesday, May 12, 2015 - Reader Rating: 5
Do Large Plan Sponsors Need a Fee Disclosure Guide?
The association for large plan sponsors wrote a letter to the DoL lodging a complaint against focus groups for small and mid-sized plan sponsors. ..
401kWire.com - Monday, May 12, 2014 - Reader Rating: 5
Vanguard Chalks Up a $210MM Taft-Hartley Win
The low-cost plan provider won over the RKing mandate from MassMutual. ..
401kWire.com - Monday, May 12, 2014
Brad Balter Picks Up the Pace on Second Offering
Balter Capital is planning to set up a second multi-manager alternative mutual fund, with money from the Sackler family office, soon...
MutualFundWire.com - Monday, May 12, 2014 Views - Reader Rating: 4
An ERISA Attorney Teams Up With a Law Firm's Benefits Group
A St. Louis-based employment labor law boutique firm brings on Thomas E. Clark, Jr...
401kWire.com - Monday, May 12, 2014
McKinsey & Co: New Alts Products Are A-OK with Many Retail Investors
Preliminary research from McKinsey & Co. shows a decent amount of retail money is going to new, unrated alternative funds...
MutualFundWire.com - Monday, May 12, 2014 Views
Mesirow Targets Customization ... of Target Date Funds
The 321 and 338 fiduciary specialists are making a big push in a growing area: designing age-based retirement funds for specific advisors and plan sponsors...
401kWire.com - Monday, May 12, 2014
Gundlach Groks Geezers
The mad drumming debt guru at DoubleLine has a simple story to tell about the debt markets. Maybe simple is better...
MutualFundWire.com - Monday, May 12, 2014 Views
Asset Managers are in a Good Spot, and so is Neuberger Berman, Says Walker
Walker is pulling out all the stops, hiring sales executives and launching funds while Neuberger Berman goes and grows its own way...
MutualFundWire.com - Thursday, May 12, 2011 Views - Reader Rating: 5
'Forward' Thinking Fund Firms Embark on an Advisor Road Show
First stop: New York, New York. And there may be more to come in the fall...
MutualFundWire.com - Thursday, May 12, 2011 Views - Reader Rating: 5
A Payroll Provider Takes Over an MEP
A national trade group steps back from a branded retirement plan offering...
401kWire.com - Thursday, May 12, 2011
A $296M Plan Faces a Stock Drop Attack
For breach of fiduciary duties...
401kWire.com - Thursday, May 12, 2011
Calvert Merges Away a $653M Fund
The SRI asset manager will combine a three-star mutual fund with a four-star one...
MutualFundWire.com - Thursday, May 12, 2011 Views
Eaton Vance Will Search For New Muni Opps
The Beantown mutual fund firm prepares a new fixed income offering...
MutualFundWire.com - Thursday, May 12, 2011 Views - Reader Rating: 5
A Rollover Specialist Inspires a Keane Alum
A Keystone State firm hires a director of business development...
401kWire.com - Thursday, May 12, 2011
TIAA-CREF Tops an RKer List
The 403(b) giant gets a nod from the well-heeled...
401kWire.com - Thursday, May 12, 2011
JPMorgan Moves into New Retirement Digs
They're now in Kansas...
401kWire.com - Thursday, May 12, 2011
Is Hartford Selling its Mutual Fund Business?
The insurer reportedly puts the $104 billion U.S. mutual fund unit on the block...
MutualFundWire.com - Thursday, May 12, 2011 Views - Reader Rating: 5
Old Mutual Asset Management Reorgs its Leadership Structure
CEO Peter Bain provides details of the new structure...
MutualFundWire.com - Thursday, May 12, 2011 Views - Reader Rating: 5
Oakmark Names David Herro's Co-PM for a $1.7 Billion Fund
A Harris Asociates analyst gets a promotion...
MutualFundWire.com - Thursday, May 12, 2011 Views
Reynolds Boosts Putnam's Margin ... to Zero
The mutual fund firm also increases its fee income 36 percent...
MutualFundWire.com - Wednesday, May 12, 2010 Views
Pru Continues to Bulk Up its Sales Force
The newly-rebranded asset manager continues to expand its sales team...
MutualFundWire.com - Wednesday, May 12, 2010 Views - Reader Rating: 4
Great-West's Income Rises 30 Percent
The U.S. retirement services unit of the Canadian insurer boosts its profits faster than its expenses...
401kWire.com - Wednesday, May 12, 2010
Highland Awards a Sub-Advisory Mandate for its Healthcare Fund
The Dallas firm taps a sub-advisor for the fund, which now sports a new name...
MutualFundWire.com - Wednesday, May 12, 2010 Views
Turner Unveils Fund No. 13
The Pennsylvania-based firm rolls out its 13th mutual fund. The new offering is its second no-load global/international stock fund...
MutualFundWire.com - Wednesday, May 12, 2010 Views
fi360 Speakers Urge Advisors to 'Peel Back the Onion' of Fees
The fiduciary training experts gathered DC industry insiders in Orlando...
401kWire.com - Wednesday, May 12, 2010 - Reader Rating: 5
Full-Service Retirement Sales Increase at ING
Yet the recordkeeping business saw much fewer new sales than a year ago...
401kWire.com - Wednesday, May 12, 2010
Hartford Keeps the Faith
The company is adding a number of faith-based investment options to its retirement plan offerings...
401kWire.com - Wednesday, May 12, 2010 - Reader Rating: 1
Nationwide Names its New Retirement Operations Leader
The Columbus, Ohio-based plan provider has picked a Pru alum for the job...
401kWire.com - Wednesday, May 12, 2010 - Reader Rating: 5
The Media Continue to Toss Gingrich's 401k Football
The debate over the alleged plot to nationalize DC plans continues...
401kWire.com - Wednesday, May 12, 2010
CUNA and Synapses Strengthen Their Relationship
CUNA Mutual is very satisfied with a partnership that started in February of 2009...
401kWire.com - Wednesday, May 12, 2010
Financial Engines Boosts AUM 86 Percent
The company follows it successful March IPO with some very encouraging Q1 earnings...
401kWire.com - Wednesday, May 12, 2010
Did ETFs' Deep Liquidity Set Some Investors Up For a Fall?
The SEC estimates that more than a quarter of ETFs fell more than 50 percent during the Thursday afternoon plunge...
MutualFundWire.com - Wednesday, May 12, 2010 Views
Aegon Says Mutual Fund Net Deposits are Back in the Black in Q1
The firm chalks up retail mutual fund net deposits of $418 million in the first quarter...
MutualFundWire.com - Wednesday, May 12, 2010 Views
Labor Dept. Hopes to Wrap Up Investment Advice Regs 'In the Next Few Months'
Phyllis Borzi, head of the Department of Labor's Employee Benefits Security Administration, updated fundsters last week on what the department is working on...
MutualFundWire.com - Wednesday, May 12, 2010 Views
An Uber Advisor Says He's Still Searching for a Target Fund 'That Works'
The advisor says he continues to be on the lookout for target-date funds that work...
401kWire.com - Tuesday, May 12, 2009
A Big Apple Fund Firm Hires a Sales Chief
The new hire will oversee a team of eight at the Manhattan-based asset manager, which has $12 billion in AUM...
MutualFundWire.com - Tuesday, May 12, 2009 Views
SEC, DoL Plan a Joint Hearing on Target-Date Funds
The two agencies plan to conduct a target-date fund hearing at the DoL next month...
401kWire.com - Tuesday, May 12, 2009
Putnam Purchase Might Have Been Better at 'Another Time,' Great-West CEO Says
Great-West Lifeco's top executive acknowledges to a Canadian paper that the firm would likely be in better shape had it waited a year before buying Putnam...
MutualFundWire.com - Tuesday, May 12, 2009 Views - Reader Rating: 5
Which Asset Managers Does Goldman Recommend?
The giant investment bank shares some thoughts on different publicly-traded fund firms...
MutualFundWire.com - Tuesday, May 12, 2009 Views
A Third of Target Fund Managers Tweaked Their Glidepaths
A Callan survey found that only 34.5 percent of target-fund managers adjusted their glidepaths...
401kWire.com - Tuesday, May 12, 2009 - Reader Rating: 3
Q1 Keeps an Exiting Fund Firm in the Red
Revenue drops at a Western asset manager...
MutualFundWire.com - Tuesday, May 12, 2009 Views
Obama Drops Call for Mandatory Auto Enrollment
A trade group praises a change in the final budget proposal from the President...
401kWire.com - Tuesday, May 12, 2009 - Reader Rating: 5
ING Tells the IRS It Plans to File as a 403b Prototype Plan Sponsor
The plan provider has notified the IRS of its intention to file an opinion letter as a 403b prototype plan sponsor...
401kWire.com - Tuesday, May 12, 2009
Two More Wachovia Alums Land at Mercer
Kerry Sain has brought on board two more fellow Wachovia alums to the sales team...
401kWire.com - Tuesday, May 12, 2009 - Reader Rating: 1
A Janus Market-Timing Suit Reopens While a Second PM Departure Trial Looms
Even as the Colorado fund firm weighs appealing one lawsuit loss, a similar case remains open while an appeals court resurrects an old, unrelated case...
MutualFundWire.com - Tuesday, May 12, 2009 Views
The Globe Tosses Another Name and a Price Into the Columbia Buzz
The Boston paper profiles the BofA-owned fund firm, which is reportedly on the block...
MutualFundWire.com - Tuesday, May 12, 2009 Views
Contrarians Bounce Back
After a brutal 2008, contrarian funds have been outpacing the S&P 500, Sam Mamudi notes in Tuesday's Wall Street Journal Fund Track column...
MutualFundWire.com - Tuesday, May 12, 2009 Views
Two More Bidders Make a Run at AIG Investments
Two more firms have joined the list of bidders for the business, which has $100 billion under management...
MutualFundWire.com - Tuesday, May 12, 2009 Views
Federated Finishes Acquisition of a CB Fund
The deal marks the 11th acquisition of stock or bond assets by Federated in the last five years. ..
MutualFundWire.com - Monday, May 12, 2008 Views
Many Participants are Still Hooked on Company Stock, Study Finds
In a study of nearly a million 401k portfolios, Financial Engines found that 69 percent have inappropriate risk or diversification. And it appears that market volatility has failed to dampen the love many participants have for company stock...
401kWire.com - Monday, May 12, 2008
AEGON Seeks Stable Value Specialist
The institutional markets unit of the Dutch insurer looks to fill another position after bringing in a new leader...
401kWire.com - Monday, May 12, 2008
Has Nationwide Found a New Fund Chief?
Top executives at Nationwide have made a pick for the new fund chief to replace John Grady, a source told The MFWire...
MutualFundWire.com - Monday, May 12, 2008 Views
ReFlow Borrows a Thought from SEI
The San Francisco-based provider of liquidity solutions to mutual fund firms has tapped an SEI exec as president...
MutualFundWire.com - Monday, May 12, 2008 Views
LaRue Restarts From a New Square One
After winning over the Supreme Court to permit lawsuits over losses of individual participants, the participant-plaintiff who started it all is finally bringing his case to bear. ..
401kWire.com - Monday, May 12, 2008 - Reader Rating: 5
Stifel Snags Three Reps from Wachovia
The trio will open a new branch office in the Southwest. ..
MutualFundWire.com - Monday, May 12, 2008
Haldeman is Locked Up for Two More Years
Does the new contract Ed Haldeman received signal faith Putnam has in the executive or lack of a better candidate?..
MutualFundWire.com - Monday, May 12, 2008 Views
MassMutual Names Insider for Top Sales Post
The Principal Financial alum will be assuming the duties held by Bill O'Grady on a permanent basis...
401kWire.com - Monday, May 12, 2008 - Reader Rating: 2.5
UBS Bobs Successfully For a Second Bear DC Team
Updated | The wirehouse brings in a pair of Midwestern producers...
401kWire.com - Monday, May 12, 2008 - Reader Rating: 5
Participants are Less Happy with Providers than Plan Sponsors are
Participant satisfaction is lower than plan sponsor satisfaction with providers, according to a new study from the Boston Research Group...
401kWire.com - Monday, May 12, 2008
Being Wrong is Part of the Biz, Miller Says
Bill Miller chats with The New York Times on the rough patch he encountered. The famed stockpicker is pondering a move away from concentrating on just dozens of stocks, but doesn't see much appeal in broader diversification...
MutualFundWire.com - Monday, May 12, 2008 Views - Reader Rating: 2
New York NRP Members Consolidate
Pieces from four firms in or around the Big Apple finish merging and get acquired by the California-based network of advisors...
401kWire.com - Monday, May 12, 2008 - Reader Rating: 2
Cash is King for Fund Managers as Market Drops
Which funds are holding more cash as a safeguard against volatile market conditions?..
MutualFundWire.com - Monday, May 12, 2008 Views
UBS Makes a Platinum Bet
Those tracking the developments in exchange traded notes may want to check out the Monday edition of the Wall Street Journal Fund Track column, which covered the launch of two new offerings from UBS...
MutualFundWire.com - Monday, May 12, 2008 Views
Ameriprise Clients To Get Service Enhancements
Wachovia's Joe Ready talks about what's in store for Ameriprise's clients following last week's deal...
401kWire.com - Friday, May 12, 2006 - Reader Rating: 3
Is the TPA Customer Always Right?
Many plan administrators will add funds to their platform at clients' request -- or for other reasons -- despite the extra administrative demands involved. ..
401kWire.com - Friday, May 12, 2006 - Reader Rating: 4.94
DailyAccess Forms Consulting Services Group
The Alabama recordkeeper and administrator is taking its consulting services up a notch...
401kWire.com - Friday, May 12, 2006 - Reader Rating: 5
Bisys Plays Catch-Up in Results Reporting
The knock-on effect of last year's audit continues for Bisys Group. On Thursday the company lodged a notification of late filing with the SEC, stating that it cannot reasonably produce its report for the period ended March 31, 2006 by May 17, the extended deadline for large cap companies...
MutualFundWire.com - Friday, May 12, 2006 Views - Reader Rating: 2.33
Federated To Acquire MDT Advisers
Federated Investors Inc. said Friday it has agreed to buy quantitative equity manager MDT Advisers for up to $240 million...
MutualFundWire.com - Friday, May 12, 2006 Views
New Fund on the Horizon From PIMCO
PIMCO Funds has filed with the SEC to offer a new mutual fund specializing in municipal bonds...
MutualFundWire.com - Friday, May 12, 2006 Views
Citi Exec Named Top Dog at Schwab's U.S. Trust
Chuck Schwab will chair the wealth manager's board...
MutualFundWire.com - Thursday, May 12, 2005 Views
Details Emerge on ETrade's Takeover Bid
The E*Trade-Ameritrade acquisition story continued to heat up on Thursday .....
MutualFundWire.com - Thursday, May 12, 2005 Views
TPA Highlights Redemption Fees
The Great Bend, Kansas-based provides short-term redemption fee information to its clients...
401kWire.com - Thursday, May 12, 2005 - Reader Rating: 4.6
Hearing for Ex-Circle Trust Postponed
The two former execs will still come before Connecticut regulators in early June...
401kWire.com - Thursday, May 12, 2005
Will Providers Fly High as Airlines Flounder?
A recent ruling giving United approval to terminate all of its defined benefit plans is putting pressure on other troubled carriers...
401kWire.com - Thursday, May 12, 2005
TIAA-CREF Hires Governance Head
The outsider will oversee the firm's own governance standards and the standards it applies to portfolio companies...
MutualFundWire.com - Thursday, May 12, 2005 Views
Michigan Firm Plundered $2.5 MM in Plan Assets
The DoL goes after the bankrupt plan sponsor...
401kWire.com - Thursday, May 12, 2005
Canary Day Eight: BoA's Fund Operations in the Dark about Canary Scheme
The one-time head of the bank's fund processing unit takes the stand...
MutualFundWire.com - Thursday, May 12, 2005
NASD Fines Portland Firm for Market Timing
The NASD is seeking $866,000 in fines and restitution...
MutualFundWire.com - Thursday, May 12, 2005
Ameritrade: We're Not for Sale
Despite media reports to the contrary, Ameritrade's top officials say the firm is sticking to its guns .....
MutualFundWire.com - Thursday, May 12, 2005 Views
It's Official: Thomsen Gets Top Enforcement Post at SEC
The successor to top SEC enforcement official Stephen M. Cutler is a deputy within the department .....
MutualFundWire.com - Thursday, May 12, 2005 Views
NASD Chief Calls for Fund Task Force
Task force to focus on directed brokerage and distribution fees...
MutualFundWire.com - Wednesday, May 12, 2004 Views
SEC Puts I-Banks In Spotlight
The agency has been investigating for several months the relationship between underwriters and their related mutual funds...
MutualFundWire.com - Wednesday, May 12, 2004 - Reader Rating: 4.5
Seligman Pays Back $3.7 Million to Funds
The fund firm cracks down on itself after conclusion of internal review. ..
MutualFundWire.com - Wednesday, May 12, 2004
Investors Sue Invesco
Investors are suing Invesco and AIM Investments over brokerage payments...
MutualFundWire.com - Wednesday, May 12, 2004
Matrix Hires New VP of Operations
The Denver-based firm has hired an exec with experience at UPI, a former client, and BISYS, a current business ally...
401kWire.com - Monday, May 12, 2003 - Reader Rating: 3
Vanguard to Grow Distribution Via RIAs
The fund giant remains dedicated to its direct sales model, but it is courting the fee-only advisor crowd for more growth...
MutualFundWire.com - Monday, May 12, 2003 Views - Reader Rating: 4
MFS Expands Tie to Advice Provider
The asset management firm has added an online investment planning system for use by its affiliated advisors...
MutualFundWire.com - Monday, May 12, 2003 Views
U.S. Bank Boosts DC Efforts Via Alliance
UPDATED: The Minneapolis-based bank is committing to the retirement services space with a new private-label deal with a key outsourced recordkeeper...
401kWire.com - Monday, May 12, 2003 - Reader Rating: 4
Columbia Management Launches 529 Plan
A range of investment options and Upromise Rewards are key features of the plan...
MutualFundWire.com - Monday, May 12, 2003 Views
Northern Trust Partners to Upgrade Services
Institutional clients of the firm will have access to a global database with more than 1,200 investment managers...
MutualFundWire.com - Monday, May 12, 2003 Views - Reader Rating: 5
Northern Trust to Launch NYC Office
The move will grow the reach of the firm in the key Northeast affluent-client market...
MutualFundWire.com - Monday, May 12, 2003 Views - Reader Rating: 3
RG Wuelfing Allies for New Web Training Programs
The founder of SPARK and a partner plan to launch their online training programs for DC industry participants...
401kWire.com - Monday, May 12, 2003
New Study Further Validates Advice from Pros
The EBRI- and ASEC-sponsored study reveals workers want control of their financial futures, but need to be advised...
401kWire.com - Monday, May 12, 2003 - Reader Rating: 4
Pioneer Days
Days before its shareholder meeting, rumors about Pioneer are everywhere...
MutualFundWire.com - Friday, May 12, 2000 - Reader Rating: 3
New Funds at UMB Financial
Two new funds have emerged that may appeal; to traditionally conservative investors...
MutualFundWire.com - Friday, May 12, 2000 Views - Reader Rating: 3
Schwab Gets Trustmark Client
The San Fransisco broker is getting getting some play on its recordkeeping division...
401kWire.com - Friday, May 12, 2000 - Reader Rating: 3
OakBrook Names New Marketing Head
Michael Lorenzen will be the new director for the advisory firm. ..
MutualFundWire.com - Friday, May 12, 2000 - Reader Rating: 3
SVA May 12, 2000
..
401kWire.com - Friday, May 12, 2000 - Reader Rating: 3
May 12, 2000
Are the floodgates open? ... ETFs v. funds...
401kWire.com - Friday, May 12, 2000 - Reader Rating: 3
May 12, 2000
Are the floodgates open? ... ETFs v. funds...
MutualFundWire.com - Friday, May 12, 2000 - Reader Rating: 3
Vanguard Gets in the Game
Looks like this mega-fund company is getting in the exchange traded fund game...
MutualFundWire.com - Friday, May 12, 2000 Views - Reader Rating: 3
Attention Passengers. Funds Now Arriving
Texas sponsor adding funds to its nearly $4 billion plan...
401kWire.com - Friday, May 12, 2000 - Reader Rating: 3
Privatizing Social Security
This EBRI Survey sees some viability in an individual accounts system. However, conditions must be just so..
401kWire.com - Friday, May 12, 2000 - Reader Rating: 3
Aquila Funds Taps New SVP
New York-based funds lure a new senior vice president from Oppenheimer...
MutualFundWire.com - Wednesday, May 12, 1999 Views - Reader Rating: 3
Collins & Aikman Hires Vendor
Charlotte, North Carolina-headquartered Collins & Aikman Group, Inc. (NYSE: CKC), automobile and truck parts, has chosen the alliance of J.P. Morgan|American Century to provide bundled service for its 401(k) plan, Greg Tennell, an official in the human resources office, told the 401kWire.com. The plan has approximately 10,000 participants and $110 million in assets...
401kWire.com - Wednesday, May 12, 1999 - Reader Rating: 3
Canadian Firm to Buy Infinity Funds
The manager of the Dynamic and Power funds will acquire the five Infinity funds and certain assets of another mutual fund dealer...
MutualFundWire.com - Wednesday, May 12, 1999 Views - Reader Rating: 3
JP Morgan|American Century to Offer Brokerage Option
What is the one product that will distinguish a 401(k) vendor from its peers? To some, it is advice. To others, it is Internet service. But for the alliance of J.P. Morgan|American Century, the answer right now is a self-directed brokerage window...
401kWire.com - Wednesday, May 12, 1999 - Reader Rating: 3
Fund Investors Prefer Supermarkets
A recent survey from Spectrem Group shows that more than two-thirds of all mutual fund investors prefer some form of fund supermarket shopping...
MutualFundWire.com - Wednesday, May 12, 1999 - Reader Rating: 3
Odd Lots, May 12, 1999
Fido rejects Internet sector fund ... Once-hot managers lose their heat...
MutualFundWire.com - Wednesday, May 12, 1999 - Reader Rating: 3
US Competitors in the European DC Marketplace
As a closing chapter to this aspect of a dynamic subject, the author promised to offer some specific products, services, and concepts that he believes would play well in the European DC marketplace. Given the many conversations, e-mails, and phone messages that resulted from the first two articles, it seems that professionals on both sides of the pond are looking for similar answers to the same basic question - "How do I get into the game?"..
401kWire.com - Wednesday, May 12, 1999 - Reader Rating: 3
First Data Acquires U.S. Pension Services
Consolidation is continuing in the third-party administration (TPA) area. The latest deal was announced by First Data Investor Services, a unit of First Data Corporation. The Westborough, MA-based firm is picking up Florida-based United States Pension Services, a TPA specializing in the less than 100 participant market in the 401(k) area. First Data claims the acquisition will bring its retirement plan asset base up to $15 billion...
401kWire.com - Tuesday, May 12, 1998 - Reader Rating: 3
Dolby Workers Surrounded by Internet
San Francisco, CA-located Dolby Laboratories, Inc., a privately held company, has recently added a new Internet capability for its employees, Karen Williams, human resources manager, told the 401kWire. The plan has between $20 and $25 million in assets with 250 participants, according to The Money Market Directory, 1998...
401kWire.com - Tuesday, May 12, 1998 - Reader Rating: 3
Cascade Wins Bank Client From SunGard
When First National Bank of Omaha decided to increase the services it will offer to 401(k) clients, one of the major steps that it took was to replace its existing SunGard NCS platform with Cascade Technologies recordkeeping engine. ..
401kWire.com - Tuesday, May 12, 1998 - Reader Rating: 3
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