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News Stories Archives - Since 1998
For ETF #2, a Quad Cities Shop Teams With Tidal The startup's 1st ETF debuted in 2022, in partnership with another ETF-in-a-box shop, and has grown to about $59 million... MutualFundWire.com - Monday, July 7, 2025
10Y In, a TPA Chief Passes the Reins and Joins a KPA Aggregator Her successor has spent more than 17 years with the TPA... 401kWire.com - Monday, July 7, 2025
PPS and Principal Prep a 2026 Launch The planned launch date of this pooled employer is in January of next year... 401kWire.com - Monday, July 7, 2025
401k Trading Pulls Back From Its Q1 2025 Peak Updated \| New provider data shows that bond dominated 401(k) trading inflows for a fifth consecutive quarter, while almost all trading outflows came from TDFs and TRFs... 401kWire.com - Monday, July 7, 2025
Week In Preview, July 7 - 13 This week, the teams at ERIC, Spark, ASPPA, and Broadridge are hosting events�.. 401kWire.com - Monday, July 7, 2025
Week In Preview, July 7 - 13 This week, the teams at MFDF and ICI are hosting events... MutualFundWire.com - Monday, July 7, 2025
Loomis Powers Natixis IM's 4th ETF The new fund is the multi-boutique's second ETF powered by this subadvisor... MutualFundWire.com - Friday, July 7, 2023
A Decades-Plus Florida Retirement Plan Veteran Joins MMR The new hire most recently came from Raymond James... 401kWire.com - Friday, July 7, 2023
In New England, a TPA Distro Leader Moves On After five years with a Midwestern firm, the provider alumnus recently signed on with a shop in the Mid-Atlantic... 401kWire.com - Friday, July 7, 2023
Long-Term Inflows Jump By $7B, And ... The LSEG Lipper folks reveal the latest weekly U.S. fund flows data... MutualFundWire.com - Friday, July 7, 2023
Teresa Signs Principal Up As a Consortium's 7th Backer The move marks the completion of this phase of the group's launch... 401kWire.com - Friday, July 7, 2023 - Reader Rating: 1
A $1.2T-AUM Firm Adds a Retirement Marketing Chief The new hire most recently hailed from a big recordkeeper... 401kWire.com - Thursday, July 7, 2022
An Ex-Seismic Leader Joins Broadridge The executive previously worked for several fund firms... MutualFundWire.com - Thursday, July 7, 2022
Three Years, 100,000 Employers, 275,000 Participants A giant state's treasurer reveals some updated metrics on its SARP... 401kWire.com - Thursday, July 7, 2022 - Reader Rating: 5
A $42B-AUM Sibling Trio Combines The rebranded combo firm remains a subsidiary of the same publicly traded parent... MutualFundWire.com - Thursday, July 7, 2022
CITs In 403bs? DCIIA Weighs In The trade group has new research on the possible benefits of allowing CITs to be used inside 403(b) plans... 401kWire.com - Thursday, July 7, 2022
Barings Bets $166MM On an Ally to AMs Watch for the money to be put to work on deals this summer. And more may follow... MutualFundWire.com - Wednesday, July 7, 2021
Why an RKing TPA Sold to a Publicly Traded Bank The chief is staying on with his other business... 401kWire.com - Wednesday, July 7, 2021 - Reader Rating: 5
BPAS Buys In the Midwest The deal brings about 30 employees, 350 plans, 14,000 participants, and $1.4 billion in assets to the bank-backed retirement plan provider... 401kWire.com - Wednesday, July 7, 2021
Hub Buys a $4.6B-AUA Texas Shop The acquired firm focuses on 403(b)s and 457s, as well as 401(k)s... 401kWire.com - Wednesday, July 7, 2021
A $33B-AUM PE Buys a Fund Distributor The acquirer will replace a prior PE owner... MutualFundWire.com - Wednesday, July 7, 2021 - Reader Rating: 5
An ERISA Litigator Returns to Faegre Drinker A familiar legal eagle joins the law firm's benefits and executive compensation practice... 401kWire.com - Wednesday, July 7, 2021
An Active Giant Sails Into the Translucent ETF Biz Their journey began almost a decade ago... MutualFundWire.com - Tuesday, July 7, 2020
An Ex RKer CEO Vaults Into a Startup Role He previously held senior roles at Fidelity, Scudder, and T. Rowe... 401kWire.com - Tuesday, July 7, 2020 - Reader Rating: 3
After 30 Years With a Multinational, a Fin Wellness Chief Departs Yet he writes that he's "not quite done yet.".. 401kWire.com - Tuesday, July 7, 2020
Aggregators Adapt Amid Waxing and Waning Reopenings KPA allies talk about their efforts as the coronavirus crisis continues... 401kWire.com - Tuesday, July 7, 2020
A TIAA Collaboration Yields a Student Debt Solution The team at TIAA teams up to help participants with student debt... 401kWire.com - Tuesday, July 7, 2020
Virtus Adopts a $23B-AUM U.S. Biz The adopter will keep the other asset manager on a subadvisor to the mutual funds and retail SMAs. The deal could boost the multiboutique's mutual fund AUM by 40 percent... MutualFundWire.com - Tuesday, July 7, 2020
More Small Biz 401ks Took a COVID-19 Hit Recent data finds that the global pandemic has affected small businesses worse than larger businesses... 401kWire.com - Tuesday, July 7, 2020 - Reader Rating: 5
As a PM Retires, a Familiar Small Cap Subadvisor Steps Up The old subadvisor's president is retiring 17 years after founding his firm and 10 years after launching his only fund. .. MutualFundWire.com - Friday, July 7, 2017 - Reader Rating: 5
America's Best 401k Expands 401(k) plan advisory shop is expanding its practice... 401kWire.com - Friday, July 7, 2017
The Golden State is Looking for a Program Consultant California is getting the ball rolling with this RFP. .. 401kWire.com - Friday, July 7, 2017
One of John Hancock's NSM Departs After three years with John Hancock, this vet departs. .. 401kWire.com - Friday, July 7, 2017 - Reader Rating: 4
Filings for Fundsters - July 7, 2017 A compilation of the latest SEC filings!.. MutualFundWire.com - Friday, July 7, 2017
The Wagner Law Group Adds a New Partner A widely recognized top ERISA lawyer, Marcia Wagner, managing director of ERISA law firm The Wagner Law Group has just added a new partner to the firm!.. 401kWire.com - Friday, July 7, 2017
BlackPebble Or BlackRock? Steve Schwarzman says that BlackRock's name is intentionally close to that of its initial parent... MutualFundWire.com - Friday, July 7, 2017
DoL's Action in TX Court Surfaces in Minnesota A DoL Suit in Texas Makes a Splash in the Land of 10,000 Lakes.. 401kWire.com - Friday, July 7, 2017
Disney Gets Sued Over a DC Plan Fund The Sequoia Fund was heavily exposed to a risky pharma stock, the lawsuit alleges. .. 401kWire.com - Thursday, July 7, 2016
John Hancock Slashes TDF Fees The investment manager also lowered fees on some other mutual funds. .. MutualFundWire.com - Thursday, July 7, 2016
LIMRA Names 25 Rising Industry Stars: Did You Make The Cut? LIMRA announces that names for its 25 rising industry stars contest... 401kWire.com - Thursday, July 7, 2016 - Reader Rating: 5
Stork and Reaper -- July 7, 2016 MFWire brings you some of the latest SEC filings! .. MutualFundWire.com - Thursday, July 7, 2016
Ascensus SVP Foresees Growth Past $1B in Assets Ascensus' senior vice president of strategic business support services chats with 401kwire... 401kWire.com - Thursday, July 7, 2016
House Dems Sponsor Retirement Option For All Employees House democrats introduce a retirement option bill for all employees across the nation... 401kWire.com - Thursday, July 7, 2016 - Reader Rating: 4
Chicago KPA Bolsters Its Relationship Management Team Sheridan Road also hired a marketing professional... 401kWire.com - Thursday, July 7, 2016
Is Davey Done Flexing Hartford's Acquisition Muscles? More than a decade after its first acquisition in the mutual fund business, this insurer is at again, twice in a few weeks. What's next?.. MutualFundWire.com - Thursday, July 7, 2016
SWPA Luvs Empower Retirement The airline is uniting all of its DC plans on one platform for the first time this century... 401kWire.com - Tuesday, July 7, 2015 - Reader Rating: 4
Building Out an Empire State Fund Shop's Brand The strategic accounts chief at a Northeastern mutual fund shop sits down with MFWire... MutualFundWire.com - Tuesday, July 7, 2015
Two Industry Veterans Join BNY Mellon Retirement BNY expands its retirement team to counter business growth... 401kWire.com - Tuesday, July 7, 2015
LPL's Reich Welcomes a Retirement Plan Advisory Shop A retirement plan advisory and consulting firm just joined LPL..... 401kWire.com - Tuesday, July 7, 2015
A Top MainStay Distro Exec Departs Updated \| The change comes after several shifts in the leadership of MainStay's parent, New York Life... MutualFundWire.com - Tuesday, July 7, 2015
Bloomberg Says Trump's 401k Isn't the Classiest, Most Luxurious Plan Out There Before signing up, participants might want to check out the long-form 5500. .. 401kWire.com - Tuesday, July 7, 2015 - Reader Rating: 1.5
An Ex-Wirehouse KPA Defects To RayJay This 401(k) plan advisor left Wells Fargo advisors to license with Raymond James... 401kWire.com - Tuesday, July 7, 2015
With Friends of Active Management Like These ... John Rekenthaler warns fundsters against a so-called "defense" of active management just published by the author of "The Loser's Game.".. MutualFundWire.com - Tuesday, July 7, 2015
Finance Execs Want DB-Like Outcomes From DC ...according to a new report issued by Prudential... 401kWire.com - Monday, July 7, 2014
MassMutual and a DC I-O Partner on Asset Allocation The recordkeeper and DC I-O giant forged a new partnership for an asset allocation service in MassMutual's advisor-sold market. .. 401kWire.com - Monday, July 7, 2014 - Reader Rating: 5
A $2.3B Sponsor Manufactures a New 401k and Zaps Its Stock Fund A jumbo sponsor based in Silicon Valley is creating a new 401k plan following a company spinoff. .. 401kWire.com - Monday, July 7, 2014
BMO Boosts DC I-O Cred With Retirement Hire BMO's Phil Enochs has hired a national sales director for retirement services, and that is going to upgrade the competitiveness of his fund operations considerably... MutualFundWire.com - Monday, July 7, 2014
An Ex-Lord Abbett Partner Bumps Up BPV's Distro Mike West's firm is building up its distribution with a new senior hire, plans more distribution hires, and plans to bump up its fund production... MutualFundWire.com - Monday, July 7, 2014
SPARK's Chief Remains Critical of TDF Disclosure Bob Wuelfing's comment to the DoL finds TDFs being unduly discriminated against... 401kWire.com - Monday, July 7, 2014 - Reader Rating: 4.5
LPL Announces Its Financial Telesis-Chetney Deal The giant indie B-D debuted its deal with Financial Telesis and former retirement partners head Bill Chetney today. .. 401kWire.com - Monday, July 7, 2014 - Reader Rating: 1
Williams Finds Financial Telesis' Perfect Marriage The indie B-D chief explains the deal that rocked the retirement plan business this Independence Day weekend... 401kWire.com - Monday, July 7, 2014
Putnam Parent Great-West Aims for More U.S. Acquisitions The Canadian financial giant aims to bolster its U.S. asset presence, and gain momentum in the retirement place. .. MutualFundWire.com - Monday, July 7, 2014
A CFDD Partnership Incentivizes Conference Attendance NAPLIA discounts for this year's conference are worth more than the price of entry, according to Phil Chiricotti... 401kWire.com - Monday, July 7, 2014
EBRI and the ICI Come to Auto-Enrollment's Defense A think tank and a trade group react to an article in the Wall Street Journal... 401kWire.com - Thursday, July 7, 2011 - Reader Rating: 5
Dreman Hires a National Accounts Pro from Alger The new hire takes on a newly created post at Dreman... MutualFundWire.com - Thursday, July 7, 2011 - Reader Rating: 4
A New York TPA Sells A New England firm buys near the Big Apple again... 401kWire.com - Thursday, July 7, 2011
Meeder Rolls Out a Total Return Fund The new offering will also hold securities in its portfolio... MutualFundWire.com - Thursday, July 7, 2011
Sponsors and Participants Embrace Target-Date Funds A new survey confirms the popularity of target-date and lifestyle funds... 401kWire.com - Thursday, July 7, 2011
Artio Goes to Australia The New York City-based opens its third overseas office... MutualFundWire.com - Thursday, July 7, 2011
TCW Expects Value From a Fund Merger The LA-based mutual fund firm plans to combine two offerings... MutualFundWire.com - Thursday, July 7, 2011
TPA-Driven 403bs are on the Rise A new survey examines the third-party-administrator-serviced side of the defined contribution business for non-profits and schools... 401kWire.com - Thursday, July 7, 2011
Who Offers the Best Service and Support, According to Plan Sponsors? An industry consulting firm releases a new report on DC providers' brands... 401kWire.com - Thursday, July 7, 2011 - Reader Rating: 2.6
The WSJ Attacks Auto-Enrollment The national paper worries that even automatic enrollment plus automatic escalation may not be enough... 401kWire.com - Thursday, July 7, 2011
Great West Hires an M&I Wholesaler Jamie Cahn's sales team is minus one after a recent defection... 401kWire.com - Thursday, July 7, 2011 - Reader Rating: 3
Federated Chairman's Stock Sale Catches Barron's Eye Federated watchers say the move is not cause for alarm... MutualFundWire.com - Thursday, July 7, 2011
Activist Investing Isn't Berkowitz's Cup of Tea The Fairholme chief talks about St. Joe's woes... MutualFundWire.com - Thursday, July 7, 2011
Neuberger Berman Brings In Barnes Neuberger Berman turns to a Janus alum to serve as an SVP in its institutional distribution team... MutualFundWire.com - Wednesday, July 7, 2010
Hartford Taps an Ex-Neuberger PM Hartford Investment Management Company adds a Neuberger alum to its portfolio management team... MutualFundWire.com - Wednesday, July 7, 2010
Fund Openings: July 7, 2010 A roundup of fund launches... MutualFundWire.com - Wednesday, July 7, 2010
Highland Hires a Wamco Vet The Denver firm fills a newly created post... MutualFundWire.com - Wednesday, July 7, 2010
A Wachovia Alum Joins Hancock's I-O Team Hancock hires in the Southeast... 401kWire.com - Wednesday, July 7, 2010
Nuveen Makes a DC I-O Sales Hire The Chicago firm taps a Van Kampen alum as senior vice president... 401kWire.com - Wednesday, July 7, 2010
Associated Banc-Corp Forms an RIA The newly formed RIA targets DC plans, among other clients... 401kWire.com - Wednesday, July 7, 2010 - Reader Rating: 2
Hancock Takes Advisors into the 'Coach's Corner' The Boston-based plan provider wants to coach advisors with its new online tool... 401kWire.com - Wednesday, July 7, 2010 - Reader Rating: 1
Lincoln's New 401k Sales Chief Plans to Expand His Team Lincoln is looking to boost its 401k sales force by more than 50 percent... 401kWire.com - Wednesday, July 7, 2010 - Reader Rating: 2
Pioneer's Fate Hinges on Regs UniCredit's financial chief talks about the factors that would drive the decision of whether to sell all or some of Pioneer Investments... MutualFundWire.com - Wednesday, July 7, 2010
Fidelity Frowns Upon the USPS Proposal The Boston Behemoth is part of a group of firms fighting the proposed postal rate increase... MutualFundWire.com - Wednesday, July 7, 2010
Nigam Sees More Active ETF Launches in the Second Half Shishir Nigam of Active ETFs in Focus outlines four predictions for the second half of 2010... MutualFundWire.com - Wednesday, July 7, 2010
Ellison Moves Up at Corporate Insight Michael Ellison has a new title at the New York City-based research firm... MutualFundWire.com - Wednesday, July 7, 2010
Glass is Half Full for a Value Investor "I'm not a harbinger of doom [but] I'm not Pollyanna, either.".. MutualFundWire.com - Wednesday, July 7, 2010
A Recordkeeping TPA X-Rays Plans For Advisors A New Jersey-based firm unveils a new tool for its intermediary partners... 401kWire.com - Tuesday, July 7, 2009
CIF Marketplace Gains a TPA Distribution Partner A New York recordkeeper expands its investment lineup... 401kWire.com - Tuesday, July 7, 2009
Calamos is Hiring in Texas The Illinois-based firm is looking for a regional sales director to cover Texas... MutualFundWire.com - Tuesday, July 7, 2009
Hennion & Walsh Hunts for Wholesalers The New Jersey-based firm is expanding the sales team focused on its line of fund-of-ETFs... MutualFundWire.com - Tuesday, July 7, 2009
HighMark Taps a TCW Alum to Run its Equities Group HighMark turned to a 12-year TCW vet to serve as its director of equities... MutualFundWire.com - Tuesday, July 7, 2009
Franklin's Mutual Series Turns 60 Franklin is celebrating the 60th birthday of its Mutual Shares fund... MutualFundWire.com - Tuesday, July 7, 2009 - Reader Rating: 1
New York Life Embarks on an I-O Wholesaler Search New York Life Investment Management is looking to fill a DC I-O sales post... 401kWire.com - Tuesday, July 7, 2009 - Reader Rating: 2
Goldleaf Hires in the Southwest The Midwestern TPA adds a sales director to its team... 401kWire.com - Tuesday, July 7, 2009
ERISA Advisory Council Will Hear Testimony on Stable Value The Council sets the schedule for its next hearings... 401kWire.com - Tuesday, July 7, 2009
Wilmington Deems Two Risk Strategies Similar Enough to Become One Wilmington plans to reorganize its moderate allocation fund into its conservative allocation fund... MutualFundWire.com - Tuesday, July 7, 2009
MassMutual Hires Two DC Sales Vets on the East Coast Updated \| The provider fills a pair of posts... 401kWire.com - Tuesday, July 7, 2009
Hartford Pilots a New Combo Plan Updated \| The provider releases a new cash balance program which also intergrates 401k plans in the mix... 401kWire.com - Tuesday, July 7, 2009 - Reader Rating: 5
Synapses Prepares Participants for Recovery In the wake of recent market turmoil, a DC education provider unveils a new offering... 401kWire.com - Tuesday, July 7, 2009
Morgan Stanley Moves On SEC Money Fund Proposals A new metric will be added to money market disclosure documents... MutualFundWire.com - Tuesday, July 7, 2009 - Reader Rating: 5
Fundsters See High-Yield Bond Fund Returns Dropping to Normal Levels Fund managers expect returns on high-yield bond funds to return to normal in the coming months... MutualFundWire.com - Tuesday, July 7, 2009
Fund Launches are Down By More than Half in '09 Launches are down by 57 percent in the first six months of the year... MutualFundWire.com - Tuesday, July 7, 2009
Direxion Slows the Tempo for 17 Funds The leveraged index specialists plan to change the time horizon for most of their non-ETF offerings. Their ETFs appear unaffected by the move... MutualFundWire.com - Tuesday, July 7, 2009
Alger Switches its Branding Tactics The New York City-based fund firm unveils a new brand identity, logo and slogan... MutualFundWire.com - Tuesday, July 7, 2009
Fitch and S&P Take Different Paths on Rating Money Funds Two major money fund raters are reviewing how they assign ratings to the funds while a third keeps mum... MutualFundWire.com - Tuesday, July 7, 2009
Little Oceanstone Fund Posts a Big Gain The tiny fund is this year's top performer so far, with a gain of 128 percent... MutualFundWire.com - Tuesday, July 7, 2009
Seligman Finds a Buyer The New York City fund firm is changing hands... 401kWire.com - Monday, July 7, 2008
Seligman Sells One of the original bidders has won the top prize... MutualFundWire.com - Monday, July 7, 2008
Fidelity Touts Usage of its Retirement Income Tool The Boston Behemoth releases figures on advisor usage of its retirement income planning tool... 401kWire.com - Monday, July 7, 2008
An ABG Firm Makes an Acquisition The Alliance Benefit Group firm seals a cross-Carolina acquisition, and has two more deals in the works... 401kWire.com - Monday, July 7, 2008 - Reader Rating: 5
Former Bear Big Plans Entrance to the U.S. Fund Business James O'Shaughnessy is mulling mutual funds at his new namesake firm... MutualFundWire.com - Monday, July 7, 2008 - Reader Rating: 5
Three Former Brokers Face a Fresh Trial on Fraud Charges After a mistrial the first time around, the three will again answer accusations they let another firm listen to their squawk boxes... MutualFundWire.com - Monday, July 7, 2008
Lincoln Execs Make the Move to the 'Burbs The top executives of Lincoln Employer Markets, together with some employees, recently moved from Philadelphia to a new building in a nearby suburb... 401kWire.com - Monday, July 7, 2008 - Reader Rating: 3.5
Loudoun County Public Schools Go with a Single 403b Provider The single-vendor system will take effect by November... 401kWire.com - Monday, July 7, 2008
Piedmont Investment Advisors Launches its First Mutual Fund The Durham, North Carolina-based firm has opened a new mutual fund... MutualFundWire.com - Monday, July 7, 2008
Schwab Retirement Income Fund is in the Crosshairs of Another Law Firm Another law firm is looking into whether Schwab misled investors about the diversification and underlying risks of the fund... 401kWire.com - Monday, July 7, 2008
Fido Acquires Surprise Assets In a rare move, Fidelity is taking over funds from a bank. .. MutualFundWire.com - Monday, July 7, 2008 - Reader Rating: 2
Paychex Beefs Up its Technology The Rochester, New York-based payroll firm is in the midst of some tech moves aimed at plan sponsors and RIAs... 401kWire.com - Monday, July 7, 2008 - Reader Rating: 1
Pricey Sector ETFs are Weighing on the Average Expensive new sector ETFs are raising the average price for all ETFs... MutualFundWire.com - Monday, July 7, 2008 - Reader Rating: 2
Thain is Close to a BlackRock Decision Two pubs are reporting a decision or a meeting may come this week... MutualFundWire.com - Monday, July 7, 2008
Alger Branding Move Gets WSJ Play In the Monday edition of the Fund Track column, the WSJ picks up on the June 27 announcement by Fred Alger that it is consolidating its no-load funds under a single brand... MutualFundWire.com - Monday, July 7, 2008
American Funds To Debut New Compensation Scheme For Plan Premier The Los Angeles-based fund giant is readying a new payout system that will take effect next month... 401kWire.com - Friday, July 7, 2006 - Reader Rating: 1
Comerica In Hiring Mode Sales are up 140 percent at the Detroit-based bank's retirement services unit... 401kWire.com - Friday, July 7, 2006 - Reader Rating: 4
California Wealth Management Firm Expands Focus On 401ks The Claremont-based firm ended fiscal year '06 with $196 million in 401(k) advised assets... 401kWire.com - Friday, July 7, 2006 - Reader Rating: 1
A Revolution in Indexing? Index funds have gained popularity on the wings of the idea that, since you can't beat the market, cost is the only difference that matters. Accept this, and you're left with little room for competitive maneuvering -- but Rob Arnott and his associates at Research Affiliates, LLC have mounted a significant challenge to the received archetype... MutualFundWire.com - Friday, July 7, 2006
No Laptop Missing, But Where's the Data? In a departure from the recent spate of stolen data incidents, one payroll firm admits it gave away information on tens of thousands of investors... MutualFundWire.com - Friday, July 7, 2006 - Reader Rating: 4
Alleluia, Short-Term Savings A fund family that screens investments based on the teachings of the Roman Catholic Church has rolled out a new option for investors seeking liquidity... MutualFundWire.com - Friday, July 7, 2006
EU Fund Industry Snagged By 'Onerous' Regs A regulatory framework adopted by the European Community in the '80s has helped develop the fund industry in the European Union's member states, but these days it's holding companies back... MutualFundWire.com - Friday, July 7, 2006
Latest on Sale of Michigan Fund Company Comerica Inc. may offload its mutual fund division to a private equity firm, reports suggest... MutualFundWire.com - Friday, July 7, 2006
IXIS Creates New DC Sales Role The new hire jumps ship from Dreyfus... 401kWire.com - Thursday, July 7, 2005
Fiserv Goes Electro The provider takes the next step in electronic processing... 401kWire.com - Thursday, July 7, 2005 - Reader Rating: 2.5
Spitzer Will Retry Sihpol The AG signs up for another bout. Will he get KO'd again?.. MutualFundWire.com - Thursday, July 7, 2005 - Reader Rating: 4
Small Plan Provider Sniffs for Deals A Midwest-headquartered provider is looking for a book of business... 401kWire.com - Thursday, July 7, 2005 - Reader Rating: 1.5
American Funds Adds Another Wholesaler The new hire marks the fund firm's fifth new hire in 12 months... 401kWire.com - Thursday, July 7, 2005 - Reader Rating: 2
Nationwide Names Distribution Heads The firm announces another wave of promotions as a part of a larger corporate overhaul... MutualFundWire.com - Wednesday, July 7, 2004
Nationwide Continues Retirement Biz Reorg The firm names two distribution channel presidents... 401kWire.com - Wednesday, July 7, 2004 - Reader Rating: 4
JPMorgan Exec Expands Duties The head of JPMorgan institutional Americas moves up to oversee all asset management business in the region... 401kWire.com - Wednesday, July 7, 2004
Can AMEX Convince Someone to Take the Leap? The American Stock Exchange may have an idea for an actively-managed ETF in the works, but will anyone bite?.. MutualFundWire.com - Wednesday, July 7, 2004
JPMorgan-Bank One Combo Set Sights High The mega-merged banks name an Americas CEO for the asset management business, aim to be number one... MutualFundWire.com - Wednesday, July 7, 2004
New Amsterdam Lands Portion of Calvert Fund Assets The socially responsible fund group fires Brown Capital Management... MutualFundWire.com - Wednesday, July 7, 2004
Bank Fund Firm Offers R-Shares First American Funds is targeting the small to mid-sized retirement plan market... 401kWire.com - Wednesday, July 7, 2004
Overture Hires Four Sales Execs They will focus on SMA and financial advisors for the New York City-based fund firm... MutualFundWire.com - Monday, July 7, 2003
Turning X-Ray Tools Against Funds Advisors may find some of their fund analysis tools turned against them in litigation... MutualFundWire.com - Monday, July 7, 2003 - Reader Rating: 5
Big Apple Hospital Unifies Plans The hospital holding company selects a new administrator for its 403(b) and defined benefit programs... 401kWire.com - Monday, July 7, 2003 - Reader Rating: 4
401(k) Co. Enhances Sponsor Web Plan sponsors get a host of new features designed to make administering their plan easier... 401kWire.com - Monday, July 7, 2003 - Reader Rating: 3.75
Pioneer Seeks Acquisition Targets Large Cap funds and registered hedge funds top its shopping list... MutualFundWire.com - Monday, July 7, 2003 - Reader Rating: 5
Outsourced Recordkeer Raises More Funds The startup firm has tapped into venture capitalists for an additional $7 million... 401kWire.com - Monday, July 7, 2003 - Reader Rating: 4.5
The Week In Searches July 3 - July 7 We take our weekly look at searches reported elsewhere... 401kWire.com - Friday, July 7, 2000 - Reader Rating: 3
SVA July 7, 2000 .. 401kWire.com - Friday, July 7, 2000 - Reader Rating: 3
GoldK Gets Approval For Its Broker-Dealer Division NASD gives the go-ahead... 401kWire.com - Friday, July 7, 2000 - Reader Rating: 3
Small Bytes: New Funds, New Buildings Dreyfus and Aetna launch funds; Invesco breaks ground; Enterprise and Rockefeller team up... MutualFundWire.com - Friday, July 7, 2000 - Reader Rating: 3
Retirees: Out of Sight, Out of Mind A sponsor-filled panel at Mornginstar's recent retirement coference explored ways to head of litigation... 401kWire.com - Friday, July 7, 2000 - Reader Rating: 3
July 7, 2000 Barclays & AMEX respond to ETF criticism.. 401kWire.com - Friday, July 7, 2000 - Reader Rating: 3
July 7, 2000 Barclays & AMEX respond to ETF criticism... MutualFundWire.com - Friday, July 7, 2000 - Reader Rating: 3
Atlantic Data Services Names New HR Director Quincy, Massachusetts-located Atlantic Data Services, Inc. (Nasdaq: ADSC), an IT strategy consulting and systems integration firm, has named Frank Ruggieri as its new director of human resources. Part of Ruggieri's area of responsibility includes the company's benefits area... 401kWire.com - Wednesday, July 7, 1999 - Reader Rating: 3
Putnam and Thomas H. Lee Partner for High-Net-Worth Market The Boston fund giant and Thomas H. Lee will partner to form a new venture for the distribution of alternative investments for institutions and the high-net-worth market... MutualFundWire.com - Wednesday, July 7, 1999 - Reader Rating: 3
Fido Inaugurates Index Fund of Funds Fidelity Investments will be launching the Fidelity Four-in-One Index Fund, a new fund offering four index diversification in one portfolio, on July 7, 1999, a spokesperson with the firm told the 401kWire.com. The fund will be available to defined contribution clients that request it... 401kWire.com - Wednesday, July 7, 1999 - Reader Rating: 3
Berger Buys Tech Fund Denver-based Berger Associates is adding a solidly-performing tech fund to its family, acquired from asset manager Bay Isle in San Francisco... MutualFundWire.com - Wednesday, July 7, 1999 - Reader Rating: 3
Odd Lots, July 7, 1999 Gabelli puts his eggs in fewer baskets ... Diversification pays off ... No lunch, no guests ... Merrill on the prowl for new managers... MutualFundWire.com - Wednesday, July 7, 1999 - Reader Rating: 3
Excel Shuts Door on 401k Plan Los Angeles, California-headquartered, Excel Electric terminated their 401(k) plan while liquidating all components of the company. Bisys Plan Services was their provider. The plan had 200 participants and over $12 million in assets... 401kWire.com - Wednesday, July 7, 1999 - Reader Rating: 3
Hargadon Resigns SVIA Post Cynthia Hargadon is stepping down from her post as the president of the Stable Value Investment Association (SVIA). Founded in 1990 and formerly known as the GIC Association, the SVIA is a Washington-based non-profit association which has acted as the trade organization for the stable value industry. .. 401kWire.com - Tuesday, July 7, 1998 - Reader Rating: 3
IRS Looking for Public Response They're at it again. No one said they didn't keep things interesting. The Internal Revenue Service and the Department of Treasury is once again examining 401(k)'s and how they are administered. As if providers and sponsors didn't have enough to worry about, the IRS has issued Announcement 98-62. And there was much rejoicing... 401kWire.com - Tuesday, July 7, 1998 - Reader Rating: 3
The Teamsters Consider Additions Washington, DC-based International Brotherhood of Teamsters, the trucker's union, has added two investment options for its membership at UPS, Charles Rader (director, office of benefits at the union) told the 401kWire. The plan has approximately $2 billion in assets with 200,000 participants... 401kWire.com - Tuesday, July 7, 1998 - Reader Rating: 3
TAG on: Discrimination Testing This week TAG examines the issue of discrimination testing, how it is done, and how it can be passed... 401kWire.com - Tuesday, July 7, 1998 - Reader Rating: 3

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2017:	Q4	Q3	Q2	Q1
2016:	Q4	Q3	Q2	Q1
2015:	Q4	Q3	Q2	Q1
2014:	Q4	Q3	Q2	Q1
2013:	Q4	Q3	Q2	Q1
2012:	Q4	Q3	Q2	Q1
2011:	Q4	Q3	Q2	Q1
2010:	Q4	Q3	Q2	Q1
2009:	Q4	Q3	Q2	Q1
2008:	Q4	Q3	Q2	Q1
2007:	Q4	Q3	Q2	Q1
2006:	Q4	Q3	Q2	Q1
2005:	Q4	Q3	Q2	Q1
2004:	Q4	Q3	Q2	Q1
2003:	Q4	Q3	Q2	Q1
2002:	Q4	Q3	Q2	Q1

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