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News Stories Archives - Since 1998
An Insurer's New Funds Net $3.5B The M* team updates U.S. flows data for March 2024 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, April 23, 2024
ARA Cheers the DoL's Move, FSI Remains Concerned, and ICI Reviews At least three trade groups have already publicly weighed in on the new fiduciary reg, which will take effect this fall... 401kWire.com - Tuesday, April 23, 2024
Two ING Alums Join a Group Plan Team A pair of new hires recently signed on with a familiar recordkeeper's sales force... 401kWire.com - Tuesday, April 23, 2024
Su and Gomez Finalize the Latest Fiduciary Reg The DoL's EBSA staff first proposed this version back in October... 401kWire.com - Tuesday, April 23, 2024
With $5.8B, Dodge & Cox Takes the Lead The M* team updates U.S. flows data for March 2024 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, April 23, 2024
In Wisconsin, a 16-Year OneAmerica Vet Exits The executive previously spent a similar amount of time at Pru... 401kWire.com - Tuesday, April 23, 2024
Proportionately, Inflows Climb Another Eight Percent The M* team updates U.S. flows data for March 2021 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Friday, April 23, 2021
A Cali FinWellness Firm Raises $9.5MM The deal also includes adding a board member... 401kWire.com - Friday, April 23, 2021
On 401k, a $29B-AUM Roboadvisor Adds a Benefits Ally The Gotham shop's retirement plan offering landed in a new marketplace this month... 401kWire.com - Friday, April 23, 2021
WIPN Refreshed: To Inspire, Promote, and Network The trade group's chief talks to 401kWire about the rebranding... 401kWire.com - Friday, April 23, 2021
A $2T-AUM Investing Chief Passes the Reins The 32-year company veteran is preparing to retire... MutualFundWire.com - Friday, April 23, 2021
Working With a Deeper Bench Drew This TPA to an Acquirer A DC entrepreneur sheds light on why he and his partner sold their practice... 401kWire.com - Friday, April 23, 2021 - Reader Rating: 5
How to Rethink Your Outreach As Clients Adapt to the Crisis A consulting firm offers a different way of looking at communications in light of the ongoing coronavirus crisis and economic slowdown... 401kWire.com - Thursday, April 23, 2020
After Two Years, a Top Regulator Exits Word is that this political appointee will be stepping down at the end of next month... 401kWire.com - Thursday, April 23, 2020
As an Ascensus Leader Steps Back, Two Step Up David Musto talks about two long-time leaders in new roles and a reader taking a sabbatical... 401kWire.com - Thursday, April 23, 2020 - Reader Rating: 5
15 Percent of Money Funds' AUM Arrived Last Month The M* team updates flows data for March and Q1 2020 on money market mutual funds in the U.S... MutualFundWire.com - Thursday, April 23, 2020
Mutual of Omaha Waives Some Fees In response to the pandemic and recent legislation, Omaha-based service provider waives fees... 401kWire.com - Thursday, April 23, 2020 - Reader Rating: 1.57
A Hotel Giant Suspends Its Match A big chain is reportedly changing 401k match amidst the COVID-19 pandemic... 401kWire.com - Thursday, April 23, 2020
Musto Makes a Pair of Key Appointments Two veteran Ascensus leaders are on the rise, while another is taking a step back... 401kWire.com - Thursday, April 23, 2020 - Reader Rating: 5
A 50-Year-Old Fund Firm Wins Stimulus Funds An asset manager with $17.1 billion in AUM expects to receive $6.7 million in loan assistance "in the next few weeks.".. MutualFundWire.com - Thursday, April 23, 2020 - Reader Rating: 5
A $518B AM Debuts a DC Income Product The new retirement income offering pairs TDFs and QLACs... 401kWire.com - Thursday, April 23, 2020
Belski Is Hiring, and a 19-Year T. Rowe Vet Shifts The publicly traded asset manager's new DC I-O chief is expanding her hybrid sales and national accounts teams... 401kWire.com - Tuesday, April 23, 2019
A Midwestern Shop Leads the Active Pack The M* team updates flows data for March 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, April 23, 2019
That 401k Conference Is Going National The inaugural national event is coming early next year... 401kWire.com - Tuesday, April 23, 2019
Johnson Unveils an Advisor Managed Accounts Platform The new solution already has its first taker... 401kWire.com - Tuesday, April 23, 2019
Two Asset Management Deals That Weren't An acquisition falls through, and a separate divestment isn't in the cards, either... MutualFundWire.com - Tuesday, April 23, 2019 - Reader Rating: 5
A Niche Fund Firm Sees a Rising DC I-O Return Leadership at the publicly traded asset manager expects good things from the defined contribution investment-only channel... 401kWire.com - Tuesday, April 23, 2019
Ron Cohen Hires Five The Wells Fargo AM DC I-O chief builds out his team with three new externals and five new internals... 401kWire.com - Monday, April 23, 2018
Financial Engines Preps a Response to a $140MM 401k Lawsuit Sanford Heisler Sharp, LLP, and Blumenthal Nordrehaug Bhowmik De Blouw, LLP, filed a lawsuit against a mega 401(k) and two of its providers... 401kWire.com - Monday, April 23, 2018
Choose Your ETF Names Carefully, a Strategist Pleads MFWire talks to an executive at an ETF strategist with about $8.5 billion in AUM... MutualFundWire.com - Monday, April 23, 2018
Gundlach Speaks at Sohn NYC 2018 The DoubleLine chief returns to speak at the giant investment conference for charity... MutualFundWire.com - Monday, April 23, 2018 - Reader Rating: 4
A 5,000-FA B-D Network Consolidates Under One 401k Chief Meanwhile, a top retirement plans exec recently moved on... 401kWire.com - Monday, April 23, 2018
Week In Preview, April 23-29 The teams at 3EDGE, AIMSE, DoubleLine, the FPA, FRA, and Sohn are all hosting events this week... MutualFundWire.com - Monday, April 23, 2018
Week In Preview, April 23-29 This week the teams at EBRI, Fi360, FIS' Relius, and the SVIA are all hosting events... 401kWire.com - Monday, April 23, 2018
Finra Revamps Its Look My colleague Lande walks you through the updated tool that your clients, prospects, and industry colleagues and competitors will use to look you up... 401kWire.com - Thursday, April 23, 2015
What's Next After Matrix's Wilmington Deal? Matrix's COO Cindy Dash and President John Moody talk about the Broadridge subsidiary's latest acquisition..... 401kWire.com - Thursday, April 23, 2015
This PE-Backed Alt Fundster Is On the Hunt A West Coast-based mutual fund entrepreneur is looking at making his first acquisition, and he says it's a biggie... MutualFundWire.com - Thursday, April 23, 2015
Vanguard Wins a $1.3B Plan A chemical producer makes a recordkeeping switch... 401kWire.com - Thursday, April 23, 2015
EBRI Releases New "Big Data" on Retirement Industry The Employee Benefit Research Institute (EBRI) has released new "big" data regarding both the health and retirement industries. .. 401kWire.com - Thursday, April 23, 2015
Nationwide Settles For $140MM Welp, it looks like Nationwide has thrown in the towel for one of the longest running-fee related suits in regard to its 401(k) business... 401kWire.com - Thursday, April 23, 2015 - Reader Rating: 5
Small-Mid Market Clients Choosing Fido Advisors helping small and mid-sized companies choose the Boston Behemoth for their retirement service needs. .. 401kWire.com - Thursday, April 23, 2015 - Reader Rating: 3.33
A MA Consulting Firm Launches EZ B Plan Revzon Consulting Group announces launch of new 403(b) plan. .. 401kWire.com - Thursday, April 23, 2015
MMI Forges Ahead With a New Chief Meet the man who will take over for Chris Davis, the only president the trade group has ever known... MutualFundWire.com - Thursday, April 23, 2015
Pru Wins $220MM Plan Metropolitan Water Reclamation District of Greater Chicago (MWRD) chooses Prudential as its recordkeeper. .. 401kWire.com - Thursday, April 23, 2015 - Reader Rating: 2.5
Blue Prairie Group Adds an Oregon KPA A new 401(k) plan advisor just joined the Oregon office of Blue Prairie Group..... 401kWire.com - Thursday, April 23, 2015
The Most Underpaid Fundster CEO Is Not Who You Think Executive compensation is a hot topic, in the mutual fund world as in business in general. Yet metrics suggest that many high profile fundster chiefs like Larry Fink aren't overpaid... MutualFundWire.com - Thursday, April 23, 2015
Most 401k Maximizers Are Highly Compensated. Meanwhile, Plans Are Disappearing The GAO investigates the creation and termination of both DB and DC plans, and the impact of contribution limits on wage earners at different levels... 401kWire.com - Wednesday, April 23, 2014
The Risk and Value of Employer Stock Funds in 401ks In this week's column, 401kWire asked plan sponsors what they think of offering an employer stock investment option in 401k plans... 401kWire.com - Wednesday, April 23, 2014
Mingo Wins Over a Bay Area RKer A Northern California-based recordkeeping TPA signs on with the online, interactive-video-based education specialists... 401kWire.com - Wednesday, April 23, 2014
LoCicero Assembles a Defined Contribution Team at Segal The Segal Group dedicates a cadre of industry experts to focus on clients' DC needs... 401kWire.com - Wednesday, April 23, 2014
Retirement Savings Behavior Holds Steady ...but loan levels are still elevated, study finds... 401kWire.com - Wednesday, April 23, 2014
Aikin Fills Out the fi360 C-Suite The fiduciary training specialist chief promotes one and hires two more... 401kWire.com - Wednesday, April 23, 2014
BMO's Enochs Has Ten Intermediary Sales Positions Open The sales hiring spree launched by the $130 billion asset manager late last year is nearing its end... MutualFundWire.com - Wednesday, April 23, 2014
Heathwood Focuses Boston Partners on L/S Strats and Branding The value equity specialist is pitching its old and new long/short equity offerings to a variety of retail investors... MutualFundWire.com - Wednesday, April 23, 2014 - Reader Rating: 5
Augelli Takes ADP's New Platform Out of the Showroom ...and brings it to the mass of plan sponsors, but particularly those in the smaller end of the marketplace... 401kWire.com - Wednesday, April 23, 2014 - Reader Rating: 2.6
How Can Plan Sponsors Take Advantage of Auto-Plan Features? BMO Shares Some Ideas The mid-market provider releases a new white paper on the subject... 401kWire.com - Wednesday, April 23, 2014
WMSI and Pershing's Latest Alliance Supports Retirement Plan Advisors The Bluff Point-backed rollover and technology specialists and the BNY Mellon-owned clearing giant team up for an eighth retirement planning calculator... 401kWire.com - Wednesday, April 23, 2014 - Reader Rating: 5
Has Weil Stemmed the Tide at Janus? Outflows have slowed to their lowest level in four years... MutualFundWire.com - Wednesday, April 23, 2014
Who Will Buy This 401k Tech Startup? A shop that specializes in next-generation participant engagement is on the block and about to sell... 401kWire.com - Tuesday, April 23, 2013
Three Things to Know From Ameriprise's Earnings Top execs at Columbia's parent discuss their Q1 2013 results... MutualFundWire.com - Tuesday, April 23, 2013 - Reader Rating: 4
MMI Speakers Debate the Future of Active Management During a general session of the MMI Spring Conference, execs talk about ETFs, canoes, and whether size really does matter... MutualFundWire.com - Tuesday, April 23, 2013 - Reader Rating: 3
Trustivo Hires a DC I-O Vet Rad Pasovschi brings on a new strategic business development chief... 401kWire.com - Tuesday, April 23, 2013
Which Firms Are Best at Social Media? A new kasina study shows that while most firms don't have clear objectives for social media, but also names five who do it well... MutualFundWire.com - Tuesday, April 23, 2013
ICI's Chief and WSJ Readers Ponder Obama's 401k Threats The ICI president has more words on the president's tax proposal... 401kWire.com - Tuesday, April 23, 2013 - Reader Rating: 5
A Manufacturer Attacks BlackRock's Next Product The ETF titan faces flak for a proposed commodities product... MutualFundWire.com - Tuesday, April 23, 2013
Say Hello to the SEC's Two New Top Cops A longtime White lieutenant will share the job with the current acting director... MutualFundWire.com - Tuesday, April 23, 2013
Is Gross Going into Alts? InvestmentNews says that Pimco is quietly positioning itself in the space... MutualFundWire.com - Tuesday, April 23, 2013 - Reader Rating: 5
Is There a New Distribution Channel? A trade pub ponders the viability of ETFs, particularly active ETFs... MutualFundWire.com - Tuesday, April 23, 2013 - Reader Rating: 1
Fund Fees Continue to Fall Fund fees were down across the board on long term funds in 2011... MutualFundWire.com - Monday, April 23, 2012
Dalbar Teams Up With a Social Retirement Network A startup focused on connecting advisors and participants makes a new alliance... 401kWire.com - Monday, April 23, 2012 - Reader Rating: 5
Household Income May Drop 28 Percent in Retirement A provider looks at savings rates for Baby Boomers, Generation X and Generation Y... 401kWire.com - Monday, April 23, 2012 - Reader Rating: 5
A Manning and Napier Board Member Dies A newly hired director at Manning & Napier has died... MutualFundWire.com - Monday, April 23, 2012
Invest n Retire's New Chief Leaves The ETF-focused recordkeeper says goodbye to the CEO who just joined last month... 401kWire.com - Monday, April 23, 2012 - Reader Rating: 3.5
SEI Taps a Lincoln Alum to Lead Distribution SEI has named a head of U.S. asset management distribution... MutualFundWire.com - Monday, April 23, 2012
Schweiss Says Goodbye to a TD Sales Vet An East Coast 401(k) specialist leaves the trustodian... 401kWire.com - Monday, April 23, 2012 - Reader Rating: 2
Fleites Decamps from 401k Recordkeeper Invest n Retire and Gus Fleites part ways after just a few weeks... MutualFundWire.com - Monday, April 23, 2012
Review Reveals Fund Screening Tool's Flaws Barron's is not a fan of a new fund screening tool launched by a pair of Fido vets... MutualFundWire.com - Monday, April 23, 2012
When Campanale Speaks, Will People Listen? The SMA industry mover and shaker plans to announce an new advisory shop carrying the famed Hutton name... MutualFundWire.com - Monday, April 23, 2012
Pimco to Open First Office in Latin America The mutual fund giant is expanding into Latin America and the Carribean. .. MutualFundWire.com - Monday, April 23, 2012
To Sell or Not to Sell? UniCredit Has Made Up its Mind on Pioneer After nearly a year of exploring options, UniCredit reaches a decision on its Pioneer Investments unit... MutualFundWire.com - Saturday, April 23, 2011 - Reader Rating: 5
Mother Merrill Will Add 'Energy' to a Key Retirement Platform What's new in the 401k industry? A wirehouse reboots one of its retirement plan offerings as one of its own says goodbye. Meanwhile, Pimco pushes a non-traditional approach to target date funds... MutualFundWire.com - Friday, April 23, 2010
DC Influencers Gather in Lower Manhattan The 401kWire's defined contribution conference wrapped on Wednesday; find out what happened... 401kWire.com - Friday, April 23, 2010
Bill Gross Dips Into His Stamp Collection The proceeds from the auction will benefit Doctors Without Borders... MutualFundWire.com - Friday, April 23, 2010 - Reader Rating: 5
Mutual Funds Heat Up at Frost The Texas firm has passed the $2 billion mark... MutualFundWire.com - Friday, April 23, 2010
Goldman Consolidates Under One DC I-O Chief The asset manager chooses one of its two top DC execs for the post, and the other departs... 401kWire.com - Friday, April 23, 2010
TD's Top DC Exec Expands His Empire Skip Schweiss takes over the duties of a departing colleague... 401kWire.com - Friday, April 23, 2010
DC Revenue Rises Yet Again at a Trust Company An East Coast firm unveils its first quarter results... 401kWire.com - Friday, April 23, 2010
Berkowitz Draws a Line for a Possible Portfolio Company The Fairholme founder says he won't own a piece of a Simon-owned GGP... MutualFundWire.com - Friday, April 23, 2010
Target Date Funds Contribute to T. Rowe's Inflow Jump The Baltimore firm reported first quarter increases across the board... 401kWire.com - Friday, April 23, 2010
Money Funds Now Account for Just Half of Federated's Revenue Meanwhile, the Pittsburgh-based money manager sees earnings rise year-over-year while falling short of expectations... MutualFundWire.com - Friday, April 23, 2010
T. Rowe Breaks a Record and Triples Profits The Baltimore firm's first quarter results show increases across the board... MutualFundWire.com - Friday, April 23, 2010
A Small-Cap Value Fund Brings Out the 'Closed' Sign Again The $2.4 billion fund will close to new investors next month... MutualFundWire.com - Friday, April 23, 2010
Janus Needs a 'Very Strong Business Discipline,' Says its New CEO The WSJ picks up on Janus' first quarter results in the Friday edition of the Fund Track column... MutualFundWire.com - Friday, April 23, 2010 - Reader Rating: 1
ING Unveils a New Batch of Ads ING rolls out a new batch of ads that place an emphasis on protecting one's retirement number... 401kWire.com - Thursday, April 23, 2009 - Reader Rating: 4.5
The Spark Institute Makes the Case for 401k The industry trade group follows up its Wednesday testimony on the Hill with a white paper on the DC industry... 401kWire.com - Thursday, April 23, 2009 - Reader Rating: 4.5
An SRI Provider Ups its Q1 Sales A niche DC platform brings in more plans year-over-year... 401kWire.com - Thursday, April 23, 2009
UBS Layoffs Hit Retirement Updated \| The wirehouse feels the pain at its parent makes cuts across the globe... 401kWire.com - Thursday, April 23, 2009 - Reader Rating: 3.5
A Boston-Area Benefits Consulting Firm Taps a President The firm hires a DC industry vet as it seeks to build its 401k practice... 401kWire.com - Thursday, April 23, 2009 - Reader Rating: 5
Fidelity Names Donovan's Replacement Fidelity taps a 15-year company vet to replace Walter Donovan, who decamped to Putnam earlier this month... MutualFundWire.com - Thursday, April 23, 2009 - Reader Rating: 1
Invesco Posts an 80 Percent Drop in Q1 Profit The asset manager earned $30.7 million in the first quarter... MutualFundWire.com - Thursday, April 23, 2009
A DC I-O Player Taps a New Wholesaler for the East and Hunts to Fill Two More Sales Posts The firm hires a Boston-based wholesaler and is on the hunt for wholesaler in the West Coast and a sales manager... 401kWire.com - Thursday, April 23, 2009
The Direct-Sold DC Market Shrinks An industry consultant sees advisors grab more and more of the under-$100 million plan market... 401kWire.com - Thursday, April 23, 2009 - Reader Rating: 4
A Fund Ops Specialist Nails Down a New Partnership Two financial services support firms join forces... MutualFundWire.com - Thursday, April 23, 2009
A Fund Bigwig Continues His Media Blitz The exec tells Bloomberg he is open to doing lift-outs, and is less inclined to making acquisitions... MutualFundWire.com - Thursday, April 23, 2009
Janus Invests More in Quant Management The Colorado fund firm unveils preliminary Q1 2009 results... MutualFundWire.com - Thursday, April 23, 2009 - Reader Rating: 5
A Fund Servicer Sees its Q1 Earnings Slide 66 Percent The fund servicer earned $10 million during the first three months of the year... MutualFundWire.com - Thursday, April 23, 2009 - Reader Rating: 3
WSJ Ponders Fund Firm Layoffs The paper draws attention to the adjustments forced on money managers in recent months... MutualFundWire.com - Thursday, April 23, 2009
Seligman is Said to be on the Block Again The New York firm is reportedly in talks again to sell itself... MutualFundWire.com - Wednesday, April 23, 2008 - Reader Rating: 4.4
Is Seligman On The Block? A Dow Jones newsletter reports that the Big Apple-based B-D and its parent could be up for grabs. .. MutualFundWire.com - Wednesday, April 23, 2008 - Reader Rating: 2.25
Investors Know a SPDR When They See One State Street Global Advisors is the owner of the most recognizable brand of ETFs in the Americas... MutualFundWire.com - Wednesday, April 23, 2008
RolloverSystems Unveils Support for Intermediaries The Charlotte firm cites demand and creates specialty teams to work with advisors, plan sponsors and TPAs. .. 401kWire.com - Wednesday, April 23, 2008
Jefferies to Sell 14 Percent Stake Jefferies is selling 13.7 percent of itself to Leucadia National Corp... MutualFundWire.com - Wednesday, April 23, 2008
Keller Rohrback Takes on Wal-Mart as Planned After unveiling an investigation last fall, the Seattle-based class action specialists have filed a lawsuit over DC plan fees in the plan of the retailing giant... 401kWire.com - Wednesday, April 23, 2008
BNP Paribas is Said to be the Front-Runner to Buy BofA Prime Brokerage Arm BNP Paribas has emerged as the leading contender to buy prime brokerage unit... MutualFundWire.com - Wednesday, April 23, 2008 - Reader Rating: 2.33
Planned Pimco Fund is Unconstrained The Wednesday WSJ Fund Track column by Daisy Maxey spotlights the Pimco Fixed Income Unconstrained Fund... MutualFundWire.com - Wednesday, April 23, 2008
Great-West Inks Distribution Deal with Ceridian The Greenwood Village, Colorado-based provider has linked up with the payroll administrator... 401kWire.com - Wednesday, April 23, 2008 - Reader Rating: 4
AllianceBernstein Hires Open a Door at JP Morgan While JP Morgan is close to hiring an institutional sales vice president for its DC plan unit, the decision is not yet final... 401kWire.com - Monday, April 23, 2007 - Reader Rating: 3
Hueler Puts Faith in Smart Consumers, Not Products The hardest working woman in the annuities business is coming off of a major deal with industry giant T. Rowe Price, but she's taking her message of "smart consumers" on the road. .. MutualFundWire.com - Monday, April 23, 2007
Mr. and Mrs. Boomer Bound for "Boomer, Inc."? With more wealth than any other generation, boomers will usher a major restructuring of the wealth management industry according to Lewis Schiff. Will the industry survive?.. MutualFundWire.com - Monday, April 23, 2007
Pilgrim Baxter Investors May Be About To Get Their Checks After nearly four years of fund industry insiders wondering what the SEC is doing with billions of fund settlement dollars, the first checks are about to be mailed out... MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 5
Pilgrim Baxter Investors May Be About To Get Their Checks After nearly four years of fund industry insiders wondering what the SEC is doing with billions of fund settlement dollars, the first checks are about to be mailed out, or so the SEC promises... MutualFundWire.com - Monday, April 23, 2007
So You Want to Be an RIA... Registered Independent Advisors LLC in Brainerd, Minn., is just asking for a call from the NASD... MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3
ACS Founder Publicly Ups the Ante The revised buyout offer letter goes to the board of directors and the public. .. 401kWire.com - Monday, April 23, 2007
Federated Scoops Up A Rochdale Fund Federated Investors, Inc. is set to acquire certain assets of Rochdale Investment Management LLC that relate to the management of the Rochdale Atlas Portfolio... MutualFundWire.com - Monday, April 23, 2007
Broker Says His Recruitment Was Well-Handled A SoCal 401(k) specialist jumps to a wirehouse to join its elite unit. .. 401kWire.com - Monday, April 23, 2007 - Reader Rating: 3
DoL Closes Casebook On Kalamazoo Sponsor A federal court order should send nearly $660,000 back to participants. .. 401kWire.com - Monday, April 23, 2007
Smith Barney Loses Six Advisors to Rival Financial Week reports that six financial advisors from Smith Barney now find themselves in the employ of a rival broker dealer... MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3.33
Which Managed Account Providers Are Winning The Race? Market-share data are hard to come by, which makes a little noticed table in Cerulli's latest retirement report all the more valuable... 401kWire.com - Monday, April 23, 2007 - Reader Rating: 4.5
BGI Funds Snag Spot On STN Portal Barclays Global Investors' US dollar-, Pound sterling- and Euro- denominated money market funds are now available on the SunGard Transaction Network's Money Market portal... MutualFundWire.com - Monday, April 23, 2007
Jefferies Group Hires New International COO Justin van Wijngaarden is the new chief operating officer and chief financial officer of UK-based Jefferies International Ltd... MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3
Knight Capital Becomes Advisor To Aegis Knight Capital Markets LLC (KCM) has been retained on an advisory basis by Aegis Industries, Inc... MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3
North Star Now Shines for M&I Today Marshall & Ilsley Corporation marks the completion of its acquisition of North Star Financial Corporation located in Chicago, Illinois... MutualFundWire.com - Monday, April 23, 2007
Former Rydex Team Carves Out New Niche The crew at Arrow Funds have done nothing but shoot straight up since leaving Rydex Investments in January of 2006. But they have a course alteration programmed for the near future... MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3.88
Somebody's ING Trouble Bernard Santos of ING Financial Services was arrested on Thursday on charges of federal wire fraud... MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3
Some Reporters Got It, Many Didn't ... A Job Well Done By Fidelity's PR Bob Reynolds' retirement is making waves in the mutual fund industry, but some reporters weren't rocked at all... MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 5
Fidelity Plans Office Openings No day at the beach here. Fido plans to open eight centers by the end of summer end... MutualFundWire.com - Friday, April 23, 2004
U.S. Trust Exec Pleads Guilty Burton pleads guilty to misdemeanor for deleting U.S. Trust e-mails on word of Spitzer probe... MutualFundWire.com - Friday, April 23, 2004 - Reader Rating: 2
RFPs Reported This Week Multiple state DC plans issue multiple RFPs, including an investment-only search in the northeast. An excuse to visit Guam ... and more... 401kWire.com - Friday, April 23, 2004 - Reader Rating: 1.5
SEI Offers Tools to Fund Boards The software tool promises to organize boards and their records... MutualFundWire.com - Friday, April 23, 2004
CNA Trust CEO Says Deal is Near He anticipates deal close by the end of May. Provider is one of a number on the block... 401kWire.com - Friday, April 23, 2004 - Reader Rating: 2
e401k Shop Seeks CTO The outsourced recordkeeper and its incumbent CTO part ways... 401kWire.com - Friday, April 23, 2004
Spitzer Looks into Insurance Brokers The New York Attorney General is taking fee investigations from mutual funds to insurance companies... MutualFundWire.com - Friday, April 23, 2004 - Reader Rating: 4
Non-Savers Have Other Priorities A recent retirement saving study shows the most common reason participants fail to save in 401ks... 401kWire.com - Friday, April 23, 2004 - Reader Rating: 5
Fiserv Caught in Market Timing Web The SEC is looking into activity in its correspondent clearing says Fiserv CEO... MutualFundWire.com - Friday, April 23, 2004 - Reader Rating: 3
American Funds Wins More Shelf Space For the second time in April an insurer clears shelf space for the popular fund family... 401kWire.com - Wednesday, April 23, 2003 - Reader Rating: 5
Midwest Provider Seeks Sizzle This major mid-mart player has been ahead of the curve (by some 20 years) on the now hot DB-DC combo services arena... 401kWire.com - Wednesday, April 23, 2003
GE Adds to Wholesale Team The provider has landed wholesalers from MetLife, Franklin Templeton and AIG Sunamerica... 401kWire.com - Wednesday, April 23, 2003
Banc One to Enhance Program The bank is preparing to beef up its offering through Indiana. Will test an enhancement in Oklahoma... MutualFundWire.com - Wednesday, April 23, 2003
Hennessy Plans New Fund The California-based advisor is adding a new product... MutualFundWire.com - Wednesday, April 23, 2003 - Reader Rating: 2
Strong Gets Chatty Need someone to talk to? Strong can set you up... MutualFundWire.com - Wednesday, April 23, 2003
Manager Moves to CheckFree APL The investment manager moves a thousand portfolios the CheckFree... MutualFundWire.com - Wednesday, April 23, 2003
New Research Effort Entails New Titles The new entity headed by Team Cormier-Wuelfing takes over work formerly conducted by the Boston Research Group... 401kWire.com - Wednesday, April 23, 2003
Geraci Resigns From Pioneer Dan Geraci is leaving Pioneer to head the asset management business at a leader in the affluent investor sector. No replacement named yet... MutualFundWire.com - Wednesday, April 23, 2003
Warehouse Shopping Club Drops AERS Did the winner promise a family size box of mutual funds?.. 401kWire.com - Wednesday, April 23, 2003
TALX Sells Benefits Enrollment Business The firm cuts a deal with Workscape so it can concentrate on its core... 401kWire.com - Wednesday, April 23, 2003
It's An Emplanet After All E-service provider taps Fidelity for new president... 401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
Delaware Trims Fund Lineup The firm is looking to merge and liquidate some of its funds... MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
Victory Sweeps Away Brand-Name Clutter KeyCorp rebrands its retail and institutional products... MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
Morningstar Broadens DC Base The Chicago firm is offering its services to DC plans beyond 401k's... 401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
GIS grows Global Investment Systems, (GIS) a international investment industry software company, announced the addition of FBGR National Bank & Trust, formerly Rushmore Trust and Savings, FSB. FBR National is an MFACT client... MutualFundWire.com - Monday, April 23, 2001
Delta Blues Delta Data sells the rights to one of its defined contribution products... 401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
Who's Hiring Now? Wholesaler and marketing positions are open as a California Web firm revs its engines... MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
Citistreet and FE Strengthen Bond The Palo Alto advice firm scores a quick field goal as it provides advice for the vendor's rollover IRA products... 401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
RSIM Builds out Web Site Boutique fund schedules second generation Web site updates... MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
T. Rowe Earnings Fall Short T. Rowe Price's first quarter falls two cents short ... New Business Logic partnership ... GIS grows ... American Express first quarter report ... A.G. Edwards on the block? ... Thompson acquires. .. 401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
T. Rowe Earnings Fall Short T. Rowe Price's first quarter falls two cents short ... New Business Logic partnership ... GIS grows ... American Express first quarter report ... A.G. Edwards on the block? ... Thompson acquires. .. MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
Week of April 23, 1999 RFP Roundup The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week... 401kWire.com - Friday, April 23, 1999 - Reader Rating: 3
Funds for the Faithful Bucking the trend of fewer fund launches, religious mutual funds are launched at more than double the rate of the overall fund universe. Most are available to all, a few exclude investors not of the faith... MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
Putnam Gains Channel Director for B/D Putnam Investments has hired a senior vice president for its broker/dealer division, from Salomon Smith Barney... MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
Pyramid Targets Sponsors' Needs Birmingham, Alabama-headquartered Pyramid Digital Solutions, Inc. has just released it latest product, PlanWarehouse^TM, David Shah, president and ceo of the firm, told the 401kWire.com... 401kWire.com - Friday, April 23, 1999 - Reader Rating: 3
SVA April 15, 1999 .. 401kWire.com - Friday, April 23, 1999 - Reader Rating: 3
Midwestern Fund Company Offloads Small 401k Biz A Midwestern mutual fund provider has told its small plan clients to choose another administrator by this fall... MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
James Bruyette -- Sullivan, Bruyette, Speros & Blayney What put Harbor Capital Appreciation on the top of the heap at this McLean, Virginia based advisor to $500 million?.. MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
Odd Lots, April 23, 1999 No democracy in funds ... Is diversification back? ... A boomer index ... Funds in the news... MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
Cendant Employees Awake to Discover A 15% Average Loss On Their 401k Stake Last Thursday thousands of employees of companies including Travel Lodge, ERA, Century 21, Coldwell Banker, Avis, Resort Condominiums International, and PHH Corporation woke up to discover that their retirement account had taken a major hit literally overnight. News of possible accounting problems in the books of Cendant (NYSE: CD), their parent company, had dropped the value of their company stock holdings nearly 50%. .. 401kWire.com - Thursday, April 23, 1998 - Reader Rating: 3
Consulting Firm Looks to Fill Posts KPMG Peat Marwick, a consulting firm for sponsors with defined contribution plans, is seeking to fill two new positions, Neil Wolfson, managing director, told the 401kWire. Both posts are regional consultants for the company... 401kWire.com - Thursday, April 23, 1998 - Reader Rating: 3
CIGNA Launches Charter Funds One of the great concerns for sponsors and providers alike is how to ensure that participants will diversify in order that they might protect their savings for retirement. Cigna believes it has found the solution to that problem with the launch of its new charter funds... 401kWire.com - Thursday, April 23, 1998 - Reader Rating: 3
Robertson-CECO Increases Services The San Ramon,CA-headquartered sponsor is increasing services for employees and providing them more investment options for its two 401(k) plans... 401kWire.com - Thursday, April 23, 1998 - Reader Rating: 3

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