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News Stories Archives - Since 1998
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A 45-Year-Old AM Preps Its Active ETF Debut
A SoCal fund firm's team is preparing to enter the ETF space...
MutualFundWire.com -
Thursday, January 9, 2025
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Reader Rating: 1
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Kaduson Hints At What's Next For Voya's "High-Performing Culture"
The provider's next workplace chief and the new retirement plan chief talk about their "incredible plan for the year."..
401kWire.com -
Thursday, January 9, 2025
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Reader Rating: 1
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What's ARA WiRCing On In D.C.? Mayo Spills the Tea
The trade group's incoming CRAO speaks at the WiRC conference in Texas hill country...
401kWire.com -
Thursday, January 9, 2025
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Reader Rating: 1
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Graff Brings a Carolina Ally In-House
The move will come four years after the lawyer took on a part-time role with the group of retirement plan industry trade groups...
401kWire.com -
Thursday, January 9, 2025
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Reader Rating: 1
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Two Dodge Vets Prepare to Take the Reins In 2026, And ...
Dana Emery is expected to retire at the end of 2025, handing over to two of her senior leaders at the San Fran fund firm...
MutualFundWire.com -
Thursday, January 9, 2025
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Reader Rating: 1
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PlanMember Starts 2025 With a New Role
The move comes about four years after the B-D and RIA launched its first PEP...
401kWire.com -
Thursday, January 9, 2025
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Reader Rating: 1
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From TDF Boss to Author
An industry veteran is preparing to release her first book...
401kWire.com -
Tuesday, January 9, 2024
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Reader Rating: 1
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Archer Hands Off to a 19-Year WTW Vet
The multinational's North America retirement chief is preparing to retire...
401kWire.com -
Tuesday, January 9, 2024
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Reader Rating: 1
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An 18-Year-Old Fund-of-Funds Transforms
The $58-million-AUM fund is now an ETF and has a new subadvisor...
MutualFundWire.com -
Tuesday, January 9, 2024
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Reader Rating: 1
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A 20-Year-Old Growth Equity Shop Sells
The deal is expected to close by January 31...
MutualFundWire.com -
Tuesday, January 9, 2024
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Reader Rating: 1
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Michael Davis Takes Over a New Team
The former EBSA number two will lead a new effort at a publicly traded retirement plan provider...
401kWire.com -
Tuesday, January 9, 2024
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Reader Rating: 1
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AmericanTCS, Ameritas, LeafHouse, and Schwab Gear Up For a Feb. PEP
This PEP is expected to launch in February...
401kWire.com -
Tuesday, January 9, 2024
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Reader Rating: 1
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A 30-Year Invesco Vet Joins a C-Suite
Updated | The executive will serve on the management team at a $60-billion-AUM fund firm...
MutualFundWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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11. Rich Linton
Empower has grown into the second largest 401(k) recordkeeper through a spate of deals...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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12. Fielding Miller
Fielding Miller has spent the last 25 years building CapTrust one marble brick at a time into what is now the nation's largest independent advisory firm and largest KPA aggregator...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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13. Spencer Williams
As any surfer knows, to ride a wave successfully one must not only see it forming, but one must also catch it at the perfect time...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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14. Larry Fink
Nine times Forbes has ranked Larry Fink as one of the most powerful people in the world...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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15. Yaqub Ahmed
Franklin Resources (dba Franklin Templeton) has not had its own recordkeeping in more than a decade...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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16. Kathleen Kennedy Townsend
DoL Secretary Mary Walsh was late to his speaking engagement at EBRI last month, but for good reason: first he had to battle gridlock created by French President Emmanuel Macron's visit to the White House, and then Walsh had a conference call to talk with leaders of the about-to-strike railroad union...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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17. Lisa Gomez
The ink of President Joe Biden's signature on the SECURE 2.0 Act (well the Omnibus Appropriations Bill, technically) is barely dry, but we are certain Lisa Gomez is already busy...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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18. John James
Vanguard is another recordkeeper contending for the spot of the quirky one as the industry shakes out...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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Week In Preview, January 9 - January 16
This week, the teams at American Trust, ARA, NAGDCA, OneDigital, Paychex, and Spark are hosting events...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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Week In Preview, January 9 - January 16
This week, the teams at IDC and MFDF are hosting events, and several firms in the asset management business are releasing earnings reports...
MutualFundWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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19. Aaron Schumm
A trio of recordkeeping startups has raised more than $100 million of venture capital...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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20. Catherine Golladay
One of the saws of competition is that mature markets in commodity products eventually consolidate into just three competitors; Two which compete on price and a third that provides a quirky alternative...
401kWire.com -
Monday, January 9, 2023
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Reader Rating: 1
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You Helped Pick TDFs. Many Participants Drop Them.
New research offers KPAs insights into what drives TDF acceptance...
401kWire.com -
Thursday, January 9, 2020
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Reader Rating: 1
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An Ex-Goldman Vet Takes Over an NYC ETF Boutique
The new chief co-founded a tactical global macro manager...
MutualFundWire.com -
Thursday, January 9, 2020
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Reader Rating: 1
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Morabito Picks 11 RMs at MassMutual
The new hires previously hailed from Citizens Bank, ICMA-RC, Lincoln, Nuveen, Schwab, and TIAA...
401kWire.com -
Thursday, January 9, 2020
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Reader Rating: 1
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When Do Participants Stick With TDFs? When Do They Bail?
An investment research giant's team explores how different factors affect the rate at which participants accept the investments they're defaulted into...
401kWire.com -
Thursday, January 9, 2020
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Reader Rating: 1
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Automatic Enrollment Adoption Has Plateaued
New research offers insights into why some large plan sponsors have resisted the rise of one of the most academically praised DC features ever...
401kWire.com -
Thursday, January 9, 2020
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Reader Rating: 1
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Asness Cuts Again
The AQR team is reportedly bracing for layoffs. AUM is down 17 percent year-over-year...
MutualFundWire.com -
Thursday, January 9, 2020
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Reader Rating: 1
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Will AIG, Principal, or Pru Buy This Giant RKer?
One of the biggest retirement plan providers reportedly held sales discussions late last year with several big insurers who are also in the biz...
401kWire.com -
Thursday, January 9, 2020
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Reader Rating: 1
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One of Fink's Key Three Marks Rises
Meanwhile, familiar faces will take over BlackRock's U.S. wealth advisory and index investing businesses...
MutualFundWire.com -
Wednesday, January 9, 2019
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Reader Rating: 1
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A Faith-Based Fund Firm Makes a DC I-O Push
Last year they started restructuring their TDFs...
401kWire.com -
Wednesday, January 9, 2019
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Reader Rating: 1
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A CO Fundster GC Retires
He joined the fund firm more than 13 years ago...
MutualFundWire.com -
Wednesday, January 9, 2019
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Reader Rating: 1
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Case of the Week: Discretionary Or Directed Trustee?
ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and other types of retirement savings plans, including nonqualified plans, stock options, and Social Security and Medicare. We bring Case of the Week to you to highlight the most relevant topics affecting your business...
401kWire.com -
Wednesday, January 9, 2019
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Reader Rating: 1
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Wagner Hires a Top EBSA Vet
The new Wagner Law Group attorney previously served as a division chief in the DoL unit's office of regulations and interpretations...
401kWire.com -
Wednesday, January 9, 2019
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Reader Rating: 1
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In Chi-Town, a New Hire Guides a Trade Pub Online
The latest addition to the team serves as a web producer and previously worked in Washington, D.C...
MutualFundWire.com -
Wednesday, January 9, 2019
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Reader Rating: 1
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Sheridan Road Sells, As Expected
An acquisitive insurance brokerage buys a big Chicagoland KPA shop...
401kWire.com -
Wednesday, January 9, 2019
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Reader Rating: 1
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Multnomah Brings On a Seattle Consultant
The new hire will be doing consulting work in Seattle similar to his prior role at Tejera...
401kWire.com -
Tuesday, January 9, 2018
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Reader Rating: 1
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Two KPA Teams Merge Into a Keystone State RIA
The combined shop works with 97 retirement plans and about $4.7 billion in plan assets, and they also do wealth management...
401kWire.com -
Tuesday, January 9, 2018
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Reader Rating: 1
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Lombardi Unveils ICMA-RC's Latest Support for KPAs and Consultants
The new portal was created with feedback from consultants and advisors surveyed in the summer of 2017...
401kWire.com -
Tuesday, January 9, 2018
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Reader Rating: 1
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Are Advisors' Wholesaler Needs Narrowing?
In new survey, fewer advisor expect a variety of wholesaler services to top their needs list in the coming years. ..
MutualFundWire.com -
Tuesday, January 9, 2018
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Reader Rating: 1
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A $1.69B Plan Increases its Corporate Match
A major California-based payment technology company has embraced tax reform and is now offering a higher corporate match for its 401k plan...
401kWire.com -
Tuesday, January 9, 2018
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Reader Rating: 1
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Why Do Plan Sponsors Switch Providers?
A new whitepaper from Cogent explores the tipping point of flight-risk plan sponsors...
401kWire.com -
Tuesday, January 9, 2018
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Reader Rating: 1
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IRIC Smiles on Two Bills
The Institutional Retirement Income Council has an optimistic look on the upcoming new year.
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401kWire.com -
Tuesday, January 9, 2018
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Reader Rating: 1
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Not Every Fund's Fee Can Be Below Average
Does all this talk about low-cost mutual fund fees ever make you think of the fictional Lake Wobegon?..
MutualFundWire.com -
Tuesday, January 9, 2018
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Reader Rating: 1
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Eye for Earnings - January 9, 2017
The latest earnings releases are here!..
MutualFundWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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Callan: Sponsors Keep Squeeze On Fees
The 10th annual DC Trends Survey is based on feedback from 165 plan sponsors. ..
401kWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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Judge OKs J.C. Penney Settlement
A judge approved a $4.5 million settlement to J.C. Penney employees. ..
401kWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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MassMutual Changes Online Tool
The RetireSMART Ready tool measures retirement preparedness with income goals. ..
401kWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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LFG Replaces Morabito
Lincoln Financial Group has replaced the retired John Morabito as head of institutional retirement distribution. ..
401kWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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Ameritas Adds Stadion's StoryLine Platform
The move may help planning for micro- and small-plan 401(k)'s easier for participants. ..
401kWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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Jason Chepenik Unveils a New Hire
Jason Chepenik recently made a new hire at his Winter Park, Florida-based 401(k) plan advisor (KPA) shop, Chepenik Financial!..
401kWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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FBi Signs Reish & Ashton As Authors
Fiduciary Benchmarks have sponsored four articles to.....
401kWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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Pimco Feels the Pain of Its Fourth Big Equity Push
The fixed income titan's smart beta equity funds suffer two years of net outflows...
MutualFundWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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BlackRock Alum to Turbocharge Growth
Capstone CEO Michael Kern taps a BlackRock exec to head up distribution...
MutualFundWire.com -
Monday, January 9, 2017
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Reader Rating: 1
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Gundlach Finds His 401k Guide
DoubleLine is diving into DC I-O, with the help of an industry veteran...
401kWire.com -
Friday, January 9, 2015
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Reader Rating: 1
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Salient Adopts, But Still Favors Its Own PMs
Jeremy Radcliffe hints at what 2015 holds for Salient...
MutualFundWire.com -
Friday, January 9, 2015
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Reader Rating: 1
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This FA Tries to Inject Some Reality Into the ETF Biz
A new player debuts its first fund and considers more...
MutualFundWire.com -
Friday, January 9, 2015
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Reader Rating: 1
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This Boston Tech Firm Just Launched a Participant Tool
A financial technology firm based in Boston, Massachusetts just unveiled a new tool for 401(k) participants.....
401kWire.com -
Friday, January 9, 2015
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Reader Rating: 1
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Here's the SEC's Case Against F-Squared's Ex-Chief
The regulatory agency filed a complaint against the departed CEO last month...
MutualFundWire.com -
Friday, January 9, 2015
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Reader Rating: 1
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Ave Maria Promotes Six
Promotions follow elevation of founder to positions of chairman and CEO...
MutualFundWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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Innovest Acquires a Small Ed Firm
The Denver-based RIA has brought an ed firm into its corporate fold. ..
401kWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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Hedge Funds, Meet 401ks, Courtesy of Ultimus
The mutual fund service provider has a new product that will get alts managers into '40 Act territory. ..
401kWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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RidgeWorth Plans 30% Salesforce Expansion
Atlanta firm aims to grow sales in advisor and DC channels...
MutualFundWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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Ridgeworth Seeks DC I-O Wholesalers
The asset manager has plans to grow its DC I-O wholesaling team. ..
401kWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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An RKing Trio Beam In Relius' Mobile Offering
Sponsors and providers of three RKers now have access to a mobile offering from Sungard's Relius. ..
401kWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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Who Will Replace Harold Hughes?
The AllianceBernstein retail chief has retired. Who's on deck?..
MutualFundWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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BlackRock Will Stop its Analyst Surveys
Reuters' Karen Freifer reports that BlackRock has agreed with the New York Attorney General's office...
MutualFundWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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Goldman, BlackRock Eat Some of Pimco's Lunch
InvestmentNews' Jason Kephart writes that BlackRock and Goldman is picking up some of Pimco's outflows...
MutualFundWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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Northwestern Is Looking to Sell Russell
Reuters' Jessica Toonkel reports that Northwestern Mutual is exploring a sale of Russell Investments, which the insurer no longer considers a core business...
MutualFundWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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SSgA, MFS Partner in Active ETFs
State Street and MFS have partnered together to launch three active equity ETFS, the first such products for SSgA, reports Christopher Condon of Bloomberg...
MutualFundWire.com -
Thursday, January 9, 2014
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Reader Rating: 1
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Solis Resigns
Updated | The head of the U.S. Department of Labor is leaving Obama's cabinet on the eve of his second term...
401kWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Reuters Says the Bidding for Credit Suisse's ETF Biz is Over
Newswire says a major industry player won the European operation...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Guess Who’s Gobbling Up ETF Shares? Active Managers!
iShares in-house data shows active managers have bought tens of billions worth to construct portfolios...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Fees Could Rule 2013 Just Like They Did 2012
Findings from Callan Associates show fee stories could be top news for another year...
401kWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Gundlach Is Looking for a Few More Fundsters
DoubleLine plans hires in at least three areas in 2013 to keep up with rapid growth...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Nygren Thinks About Succession as Harris Anoints Two
Two co-managers named to the Oakmark Select Fund...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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MassMutual Looks for Seamless Transition Post Deal
All salesmen are keeping their territory, according to sales chief Hugh O'Toole...
401kWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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A 5-Star Fund Cuts Its Fee
The pure value product shaves nearly 40 basis points from its expenses...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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A DC I-O Offers Model Portolios on Trust Platform
Suite available to fee and commission-based advisors and offers three levels of 12b-1 payouts...
401kWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Fundster’s Hiring Spree Continues
Boston firm now wants an internal wholesaler...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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USA Today Honors "Bull Riders"
Which fund groups have ridden the market best?..
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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CapTrust Buys a 338 Specialist
Fielding Miller and his team make their 13th purchase in seven years, buying a Midwestern
advisory shop with more than 250 plans...
401kWire.com -
Wednesday, January 9, 2013
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Reader Rating: 2
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Goldman Heeds Schapiro's Money Fund Wish
The eighth-biggest U.S. money market mutual fund shop will begin disclosing daily NAVs for its offerings...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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McNabb Offers Caution on Bonds Future
The Vanguard chief uses stocks in 1999 as a sobering example...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Supremes Doubt the SEC's Reach Extends to Gabelli
The justices of the highest court in the land reportedly had a lot of questions about how the regulatory agency's interpretation of the statute of limitations in a mutual fund market timing case...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Gross Weighs In On Trillion Dollar Coin
What will he say next?..
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Value Line PM Gets Barron’s Ink
Manager avoids high-beta...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Who Is the Best at Stock ETFs?
S&P Capital IQ favors the usual suspects...
MutualFundWire.com -
Wednesday, January 9, 2013
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Reader Rating: 1
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Aston is Hiring Sales Staff
The Chicago-based fund firm is on the hunt to fill two internal wholesaler posts...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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What JPMorgan Asks Advisors That Other Fund Firms Don't
JPMorgan Funds bagged Dalbar's award for excellence in sales support. Dalbar's Kathleen Whalen explains why...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Schroders Rolls Out an EMD and Currency Fund
The fund is available via supermarkets. Schroders is in talks with wirehouses to carry the fund on their platform...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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DailyAccess Adds a Pair of BizDev Execs
Tommy Thomasson is adding to his sales team in Mid-Atlantic...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Blue Prairie to Rank Stable Value Funds
The report will start with commingled funds...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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TIAA-CREF Wins a Brooklyn Hospital's Diagnosis
A New York City-based 403(b) plan is smitten with TIAA-CREF...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Valic to Educate Miss Baptists
The plans services some 3,000 participants...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Is There a Bump in the Path for Kansas' DC Plan?
The proposed DC for Kansas state workers will not come into existence without dissenters...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Pepsi 401k Going Flat
The soda giant is taking the fizz out of its 401k...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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TD Ameritrade Explores TPA Partnerships
The brokerage firm is looking to attract more assets via 401(k) plans...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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The Spark Institute Offers a Template for Some Participant Disclosure
DC I-O providers with non-mutual-fund products may want to take a look at some suggestions from the trade group...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Freedom One Adds Staffers
A Wolverine State firm hires human resources and business process specialists...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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AGS Benefits Finds a Buyer
The brokerage combines two firms in New York...
401kWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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'Are You Lucky Or Are You Good?'
The Journal talks to gatekeepers on how they choose funds...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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NY Times Evaluates Morningstar and S&P Fund Ratings
The national newspaper tells its broad audience about several mutual fund rating systems...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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A Future Money Fund Oligopoly?
Barron's calls money market mutual funds badly broken and suggests alternative asset classes...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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NY Times Focuses on Turnover
The Gray Lady takes a peek at mutual fund turnover...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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WSJ Reveals the Winner of its Fund Contest
Who emerged on top of the heap for 2011?..
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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T Rowe Price Red Flags High Frequency Trading
The practice is driving away long-term shareholders. ..
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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MStar's Carlson Notices Rebounding Quant Funds
So there is one bright spot for actively-managed mutual funds after all. ..
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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The Grey Lady Devotes Ink to Fido, FPA and Berwyn PMs
The pub spotlights PMs of three of the better performing funds in Q4 2011...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Fidelity Select ETFs?
Barron's take a stab at what Fidelity's ETFs will look like...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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El-Erian Predicts the Unpredictable
In short: he recommends "prudence" and "patience" but not "paralysis."..
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Euro Crisis Raises Bond ETF Doubts at the WSJ
The Wall Street paper of record notes a "failure" of indexing in the Euro crisis...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Two ETF Websites Barrons Likes
The Dow Jones paper points investors to ETF data...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Hancock Looks Outside and Within for its New Subadvisors
The Boston-based mutual fund shop rolls out two mutual funds...
MutualFundWire.com -
Monday, January 9, 2012
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Reader Rating: 1
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Morgan Stanley Eyes Smith Barney
A deal would inject Morgan Stanley's distribution muscle with steroids. It could happen this weekend. ..
MutualFundWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Morgan Stanley Moves on Smith Barney
A deal would inject Morgan Stanley's distribution muscle with steroids. It could happen this weekend. ..
401kWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Forester Value Wins Again
A small fund with 40 bps of positive return last year tops another list...
MutualFundWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Fixed Income Chief Steps Aside at OppFunds
The fund firm's chief economist drops one role...
MutualFundWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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WMSI Helps Sponsors Find Participants With a New Partner
The Bluff Point company forges a new alliance with an industry specialist...
401kWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Merrill Says its Participant Count Jumped 10 Percent in '08
The plan provider, now part of Bank of America, shares some figures on its retirement business...
401kWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Gross: 'We Have Met Mr. Ponzi and He is Us'
PIMCO's guru shares some investment advice while equating the entire U.S. economy with the now-infamous Bernie Madoff...
MutualFundWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Wells Fargo Reaches Out to Plan Participants Post-Deal
The plan provider addresses questions in the wake of the deal...
401kWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Miller Weighs in on the Solis Nomination
The California Democrat gives his take on the confirmation of someone the DC industry may soon get to know very well...
401kWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Aston and DWS Make Moves: Two Funds Reopen, Two Liquidate
The pain of 2008 pushes two fund sponsors to move four funds in opposite strategic directions...
MutualFundWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Jaffe Sees at Least 1,500 Funds Throwing in the Towel This Year
MarketWatch columnist Chuck Jaffe predicts that at least 1,500 funds will close in 2009 as smaller firms struggle to remain profitable...
MutualFundWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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Who Failed the Lehman Stable Value Fund?
Lehman's stable value fund was not so stable after all as the fund's manager bet on Lehman debt. ..
MutualFundWire.com -
Friday, January 9, 2009
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Reader Rating: 1
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BoNY-Mellon Boutique Shop Taps a New CEO
Oliver Buckley is set to become the chief executive officer of BoNY-Mellon subsidiary Franklin Portfolio Associates...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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A Top Ameriprise Rep Jumps to LPL
Ameriprise's top producer for the last decade has reportedly defected to LPL...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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NYSE-Amex Combo Could be in the Works
The two are said to be headed to the altar, perhaps as soon as this month...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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Private Equity and RIA Gain BenefitStreet Board Seats
The Golden State TPA brings in two new directors...
401kWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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Spectrem: Participants Want to Have Their Retirement Income Cake and Eat It, Too
The industry consulting firm finds most plan participants unfamiliar with, and uninterested in, 'traditional' retirement income solutions...
401kWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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Consultant to BDs: Advisors Want More
A new report on the retirement industry suggests that brokers need more support and examines the IRA rollover market...
401kWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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Thain to Keep Mother Merrill a Downtown Girl
John Thain has delayed plans to move Merrill's offices from the Financial District to Midtown Manhattan...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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Does Your Firm Have American Funds Envy?
Cerulli's new edition of the Edge holds up American Funds as an example of what a strong brand should be...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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Lilien Tries for Turnaround at E*Trade
Jarrett Lilien is making moves today to try and make a turnaround at E*Trade...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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'Living Legend' Cayne is Out as Bear's Chief
It's official: Jimmy Cayne is relinquishing his CEO title...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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Janus Alters the Way it Pays Intech for Subadvisory Work
Janus recently unveiled a new payment scheme for its subsidiary Intech...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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TIPtoeing Around the Subject
A tip for today, if you are interested in mutual funds only, feel free to skip the FundTrack...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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Eaton Vance's Richardson Soothes Investors' Nerves
Duncan Richardson took time out of his day to try and calm nervous investors...
MutualFundWire.com -
Wednesday, January 9, 2008
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Reader Rating: 1
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AllianceBernstein Adds To DC Management Team
The firm has named an insider for the newly created position of managing director, business development and client relations...
401kWire.com -
Tuesday, January 9, 2007
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Reader Rating: 1
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Who's Next on Schlichter's List?
More Fortune 500 plan sponsors (and a white shoe investment bank) may be within the St. Louis law firm's sights...
401kWire.com -
Tuesday, January 9, 2007
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Reader Rating: 1
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Jonas Leaving Fidelity
The head of the Boston Behemoth's investment management unit will retire at the end of the month...
401kWire.com -
Tuesday, January 9, 2007
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Reader Rating: 1
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Rollover Provider Gets Patent
The company has received a patent for its automated process...
401kWire.com -
Tuesday, January 9, 2007
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Reader Rating: 1
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NASD Files Case Against A.G. Edwards
The NASD's day of reckoning has arrived at A.G. Edwards. The St. Louis-based brokerage firm said Monday that the self-regulatory organization (SRO) has filed a disciplinary against it. The case involves mutual funds paying for shelf space in the A.G. Edwards funds market in 2001 and 2002...
MutualFundWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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TIAA-CREF is Losing Mo.
Missouri has tapped two successors to TIAA-CREF as providers for its 529-college savings plan program. New York City-based TIAA-CREF had administered the Missouri Saving for Tuition (MoST) plan since its launch in 1999. Its contract expires on May 10. Rather than renew the agreement with TIAA-CREF, the state chose a consortium bid from three providers...
MutualFundWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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Hancock Names Custodian for New Lifestyle Funds
John Hancock Funds has tapped a custodian for $15 billion of its lifestyle funds which it plans to launch into the retail market. The mandate covers the five John Hancock Funds II funds of funds that invest in 47 underlying mutual funds...
MutualFundWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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Miller Cuts Back at Legg Mason
After beating the S&P 500 for the fifteenth straight year, Legg Mason portfolio manager Bill Miller is cutting back on his workload. No, he is not leaving Value Trust -- where he has topped the market. Nor is he stepping down from Opportunity Trust. Yes, that means he is turning the reins of Special Investment Trust over to co-portfolio manager Samuel Peters...
MutualFundWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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Bisys Retirement Adds Managed Accounts for Clients
The outsourced plan administrator has formed a alliance with Morningstar to bring managed accounts to its clients...
401kWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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Entrust Names President
The investment advisor has promoted its CAO to become president...
401kWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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ABA Invites Members to SPARK
The American Bankers Association is working with SPARK to add content that will interest bankers...
401kWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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NASD Charges Oppenheimer
The NASD charged Oppenheimer & Co. and its CEO, Albert Lowenthal, with knowingly providing flawed data to the regulator on the firm’s mutual fund breakpoint discount practices. The self-regulatory organization (SRO) announced the action on Monday...
MutualFundWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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SEC and Chamber of Commerce Face Off in Court
In the latest chapter of its legal tussle with the U.S. Chamber of Commerce, the Securities and Exchange Commission argued last week that it acted "properly, professionally and responsibly" when it readopted a mutual-fund rule...
MutualFundWire.com -
Monday, January 9, 2006
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Reader Rating: 1
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Do Attorney Generals Get Jealous?
Two top Bay State officials bicker over the best way to go after bad actors in the fund industry...
MutualFundWire.com -
Friday, January 9, 2004
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Reader Rating: 1
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Investigators are Following the Cash
The bankers to the hedge funds may be the next ones caught in the fund scandal. Spitzer says funds have cleaned up their acts...
MutualFundWire.com -
Friday, January 9, 2004
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Invesco Loses Asian Distributor for Now
A U.K. bank is pulling the funds from its shelves until the look into Invesco by U.S. regulators is over...
MutualFundWire.com -
Friday, January 9, 2004
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Reader Rating: 1
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How Many Suitors Does Strong Have?
Two of the leading papers disagree. It may be six or it may be almost a dozen...
MutualFundWire.com -
Friday, January 9, 2004
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Reader Rating: 1
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Waiting Periods Continue to Shorten
Participants were able to enroll in 401k plans more quickly in 2003...
401kWire.com -
Friday, January 9, 2004
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Reader Rating: 1
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Good News at Bank One
The Bank ups it 401k contribution...
401kWire.com -
Friday, January 9, 2004
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Reader Rating: 1
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Equities Are in Favor Again
More stocks mean more revenues. But the lack of visibility into the future may make providers opt to keep their safes locked...
401kWire.com -
Friday, January 9, 2004
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Reader Rating: 1
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Mandatory Distribution Rules May be Repealed
A member of the House has introduced legislation to repeal mandatory withdrawals from IRAs...
401kWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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Banc One Unveils New Program
The bank quietly took the wraps off a 14 manager program for its proprietary network of advisors at the end of 2002...
MutualFundWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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Securian Inks Distribution Pact
The Minnesota Life unit cuts a deal to reach 900 reps as a preferred retirement provider...
401kWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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California Software Vendor Targets Mid-Market
BISNet is eyeing TPAs, insurance agencies and brokers for a new hosted benefits service...
401kWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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Morningstar Advice Arm To Triple Launch
The Chicago-based unit aims to launch three advice-related programs by the end of the first quarter...
401kWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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The Wooing of First Financial Turns Hostile
Leaders of the no. 13 independent planning firm rebuff a takeover offer...
MutualFundWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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Evergreen Adds Retail Shares to Two Funds
The firm adds class A, B and C shares to its Asset Allocation and Large Cap funds...
MutualFundWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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Thornburg Gets a Jump On Dividends
The New Mexico-based complex had the happy timing of its Income Builder Fund debut matching up with the dividend tax cut announcement...
MutualFundWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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GoldK Promotes Finance Exec
The outsourced recordkeeper names a new finance VP...
401kWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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T. Rowe Price Gets Tipsy
The fund firm joins the ranks of complexes offering funds investing in the special Treasury securities...
MutualFundWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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SEC Proposes Affiliate Transaction Regs
The new rules recognize the growth of fund complexes and their closer relationships to brokerage houses...
MutualFundWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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Embattled, Pitt Continues to Act
While Dems call for Pitt to implement his resignation he is implementing new fund rules instead. Expect final proxy voting rules in coming weeks...
MutualFundWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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Miller/Russell Lands New Client Development Director
The Phoenix-based RIA recruits a relationship management specialist to bolster its quality of service...
401kWire.com -
Thursday, January 9, 2003
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Reader Rating: 1
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Schwab Refocuses on Corporate Business
The broker has created a new business unit under the leadership of Walt Bettinger.
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MutualFundWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Schwab Refocuses on Corporate Business
The broker has created a new business unit under the leadership of Walt Bettinger.
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401kWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Cigna Teams With Yahoo!
The exclusive deal lends Cigna a brand name and perhaps some relief from Web development...
401kWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Fiduciary Concerns Still Freeze Sponsors
Advice is not being adopted as fast as it could be due to fiduciary concerns among sponsors finds a survey. The irony is the concerns are unwarranted...
401kWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Scarborough Signs with Ibbotson
The Maryland firm will be utilizing Ibbotson models for its clients...
401kWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Dreyfus Closes Fund
Another value fund is shutting its doors...
MutualFundWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Will Payroll Deduction Boost 529 Sales?
At least one firm is betting that it will as the industry looks for the second coming of 401k...
MutualFundWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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New Exec for CNA Trust
The firm has a new face in its Chicago office...
401kWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Tokyo Bank Sells Goldman Sachs Stake
Saynora ... Change at NAVA ... Bear Stearns Announces Buyback ... Managers Funds New Offerings...
MutualFundWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Tokyo Bank Sells Goldman Sachs Stake
Saynora ... Change at NAVA ... Bear Stearns Announces Buyback ... Managers Funds New Offerings....
401kWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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A Search Begins
A small Midwest plan takes the first step in the RFP process...
401kWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Big Plan Looks for Everything
A DC plan in the Northeast is seeking services across the board...
401kWire.com -
Wednesday, January 9, 2002
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Reader Rating: 1
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Advisor Raids Fidelity
Financial Engines' claims the number two exec in Fidelity's RIA channel as its new EVP.
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401kWire.com -
Tuesday, January 9, 2001
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Reader Rating: 1
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Firm Starts Trust For Retirement Clients
The parent of Aim and Invesco has chartered a trust firm to better serve its retirement plan clients...
401kWire.com -
Tuesday, January 9, 2001
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Reader Rating: 1
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Sponsors Get New Web Site
The Society for Human Resources unveils a $3 million facelift to its Web site...
401kWire.com -
Tuesday, January 9, 2001
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Reader Rating: 1
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Stand by Me
Two very different firms bank on trust to capture markets better...
MutualFundWire.com -
Tuesday, January 9, 2001
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Reader Rating: 1
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On the Lookout
Search continues for new pilot as Pioneer enters uncharted waters...
MutualFundWire.com -
Tuesday, January 9, 2001
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Reader Rating: 1
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Four-Leafed Clover
Pioneer is leveraging its Dublin connections for newest quartet of funds, plans other changes...
MutualFundWire.com -
Tuesday, January 9, 2001
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Reader Rating: 1
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January 9, 2001
How Will Investors Take Negative Fund Statements? ... REITs Are Back ... American Funds Adds Shares ... Tech Managers Hang Tough ... Tech Fund Dangers ... Seligman Large Cap Value...
401kWire.com -
Tuesday, January 9, 2001
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Reader Rating: 1
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January 9, 2001
How Will Investors Take Negative Fund Statements? ... REITs Are Back ... American Funds Adds Shares ... Tech Managers Hang Tough ... Tech Fund Dangers ... Seligman Large Cap Value.
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MutualFundWire.com -
Tuesday, January 9, 2001
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Reader Rating: 1
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1999 Conferences
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401kWire.com -
Saturday, January 9, 1999
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Reader Rating: 1
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