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News Stories Archives - Since 1998
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Week In Preview, December 29 - January 4
This week, the teams at Fiducient, Nationwide, Pacific Life, EFE, Ascensus, WIA, and DCIIA will mark milestones...
401kWire.com -
Monday, December 29, 2025
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Week In Preview, December 29 - January 4
This week, the chiefs at Conestoga and Dodge & Cox will say goodbye...
MutualFundWire.com -
Monday, December 29, 2025
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Happy 2024!
MFWire will be closed on Monday in observance of the New Year's Day market holiday...
MutualFundWire.com -
Friday, December 29, 2023
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Reader Rating: 1
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Happy 2024!
401kWire will be closed on Monday in observance of the New Year's Day market holiday...
401kWire.com -
Friday, December 29, 2023
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Reader Rating: 1
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Who Bought Whom In 2023?
Consolidation continues in the U.S. retirement plan industry...
401kWire.com -
Friday, December 29, 2023
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Reader Rating: 1
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Who Bought Whom In 2023?
Consolidation continues in the U.S. asset management business...
MutualFundWire.com -
Friday, December 29, 2023
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Reader Rating: 1
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A 12-Year Company Vet Takes Over an Insurance Broker's Wealth Biz
The executive is based in Georgia, and her appointment comes as the publicly traded firm is preparing to buy a KPA aggregator's parent...
401kWire.com -
Friday, December 29, 2023
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Reader Rating: 1
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71. Marcia Wagner
After starting her career at K&L Gates, Marcia Wagner struck out on her own with an eponymously named firm in 1996...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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72. Corby Dall
Current NAPA president Corby Dall is very well known and liked by 401kWire readers...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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73. Troy Tisue
MEPs, PEPs, GOPs and exchanges, oh my! If you are confused by all these acronyms — and we admit we are — you can blame Troy Tisue...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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74. Gary Gensler
The Securities and Exchange Commission is not often thought of as a regulator of 401(k) plans — that is the Department of Labor's turf — but that does not mean the SEC is without 401(k) influence...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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75. Paul Schneider
When John Moody handed back the CEO reins at EdgeCo last fall it was natural that Paul Schneider was the one to pick them up...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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76. Lorna Sabbia
Before signing on with Merrill Lynch, just-out-of-school Lorna Sabbia took a job selling insurance, a decision she now calls "hilarious."..
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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77. Bradford Campbell
Brad Campbell may be one of many top-notch ERISA lawyers focusing on 401(k) plans, but he is the only active one to have been DoL's "top cop" on the beat...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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78. Louis Capozzi
401(k) litigation was once all about stock drop cases, then in 2006 Jerry Schlicter accused plans of charging excessive fees due to using retail fund share classes, then he pivoted to target universities in the next decade...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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79. Jeremy Blumenfeld
The growing number of class action lawsuits filed against plan sponsors in recent years is making a good defense team even more valuable...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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80. Tom Kmak
A lot has changed since Tom Kmak was last on this list...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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In Memoriam
Fundsters said goodbye to a number of industry veterans in 2022...
MutualFundWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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In Memoriam
Defined contribution industry insiders said goodbye to a number of industry veterans in 2022...
401kWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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A $66MM-AUM Trio Merges Into a $378MM-AUM Duo
Updated | A 49-year-old firm acquires three mutual funds from a Midwestern shop...
MutualFundWire.com -
Thursday, December 29, 2022
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Reader Rating: 1
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A $5.6B-AUM Shop Bets On an ETF Startup
A Midwestern asset manager is teaming up to launch ETFs and investing in its ally...
MutualFundWire.com -
Wednesday, December 29, 2021
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Reader Rating: 1
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A Midwestern DC I-O Leader Joins a Consulting Firm
Her predecessor recently left for a DC I-O leadership role..
401kWire.com -
Wednesday, December 29, 2021
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Reader Rating: 1
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A USI Alum Joins OneDigital
The new hire now serves as a retirement plan consultant in the insurance brokerage's KPA aggregator...
401kWire.com -
Wednesday, December 29, 2021
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Reader Rating: 1
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As a Hiring Lure, 401ks Beat Out Other Financial Benefits
New research from a provider suggests that a good 401(k) is still the most enticing financial wellness benefit...
401kWire.com -
Wednesday, December 29, 2021
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Reader Rating: 1
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From $5B to $10B In One Year
The firm entered the ETF business 13 years ago and launched its own ETFs six years ago...
MutualFundWire.com -
Wednesday, December 29, 2021
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Reader Rating: 1
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Alger Helps Nurses Cover Student Debt
The Gotham fund firm and its employees contribute more than $400,000...
MutualFundWire.com -
Tuesday, December 29, 2020
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Reader Rating: 1
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A $173MM Plan Switches to Empower and Managed Accounts
The plan sponsor's KPA shop powers the managed accounts...
401kWire.com -
Tuesday, December 29, 2020
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Reader Rating: 1
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RAC Dives Into Financial Wellness' Benefits
The trade group for the KPA-sold side of the business releases a new report...
401kWire.com -
Tuesday, December 29, 2020
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Reader Rating: 1
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Fidelity Welcomes a Former FF4L EVP
A veteran DC I-O sales exec joins the Boston Behemoth...
401kWire.com -
Tuesday, December 29, 2020
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Reader Rating: 1
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Meet Wall Street's New Top Cop ... For Now
President Trump officially anoints a temporary successor for Clayton...
MutualFundWire.com -
Tuesday, December 29, 2020
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Reader Rating: 1
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An $891MM Plan Sponsor Suspends Its Match
The Lone Star State plan had 2,310 active participants as of the end of last year...
401kWire.com -
Tuesday, December 29, 2020
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Reader Rating: 1
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After Tax Reform, a $485MM Plan Sponsor Ups Its Match
This employer is also making a one-time $500 contribution into each employee's 401(k) account...
401kWire.com -
Friday, December 29, 2017
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Reader Rating: 1
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Fee Confusion is High Amongst Not-For-Profits
Organizations that provide 403(b) plans are not living up to their full fiduciary responsibility, according to a new study...
401kWire.com -
Friday, December 29, 2017
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Reader Rating: 1
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2017's Most Popular MFWire Stories
Here are our most read stories of the year...
MutualFundWire.com -
Friday, December 29, 2017
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Reader Rating: 1
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2017's Most Popular 401kWire Stories
Here are our most read stories of the year...
401kWire.com -
Friday, December 29, 2017
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Reader Rating: 1
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MFWire Will Be Closed On New Year's Day
Our offices will be closed on Monday in observance of the New Year's Day market holiday. Our team wishes you and yours a very happy 2018!..
MutualFundWire.com -
Friday, December 29, 2017
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Reader Rating: 1
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401kWire Will Be Closed On New Year's Day
Our offices will be closed on Monday in observance of the New Year's Day market holiday. The 401kWire team wishes you and yours a very happy 2018!..
401kWire.com -
Friday, December 29, 2017
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Reader Rating: 1
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Forget Fake News: Now There Are Fake Fiduciary Reg Foes
The WSJ finds many fake comments to DoL about the controversial, partially implemented and partially on hold regulation...
MutualFundWire.com -
Friday, December 29, 2017
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Reader Rating: 1
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In Liquid Alts, This Expanding Subadvised Shop Looks For Three Things
Watch for this alternative investment seeding player to expand its two mutual fund lineup to five in the next several years...
MutualFundWire.com -
Thursday, December 29, 2016
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Reader Rating: 1
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Oregon's Trail to SARP
Catching up and looking forward on the journey to Oregon's retirement plan for private sector employees. ..
401kWire.com -
Thursday, December 29, 2016
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Reader Rating: 1
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A Fallen Fundster Gets Five Years In Prison
The federal judge in the case also ordered the former mutual fund industry entrepreneur to pay more than $2 million in restitution and to serve three years of supervised release after prison...
MutualFundWire.com -
Thursday, December 29, 2016
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Reader Rating: 1
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DoL Refines Fiduciary Proxy Voting Guidelines
The Department of Labor explains the intent behind regulations regarding fiduciaries' proxy voting guidelines. ..
401kWire.com -
Thursday, December 29, 2016
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Reader Rating: 1
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The Liquid Alts Product Development Peak Has Passed
The FUSE folks dig into the present and future trends for mutual fund product development and management...
MutualFundWire.com -
Tuesday, December 29, 2015
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Reader Rating: 1
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ICMA-RC Revamps Online
The 457-focused RKer offers new enhanced resources to its clients...
401kWire.com -
Tuesday, December 29, 2015
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Reader Rating: 1
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Benartzi and a Nobel Prize Winner Personally Lend Their Gravitas
Yet this online west coast financial services shop is not trying to re-establish its 401(k) mettle...
401kWire.com -
Tuesday, December 29, 2015
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Reader Rating: 1
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For $13.75MM, a Bank Settles Involving Mutual Funds and a Now-Sold Biz
Finra smites a multinational, accusing it of unsuitable mutual fund switches, failure to supervise such switches, and falling through on pricing breakpoints. The settlement comes less than a month after the multinational sold the business in question...
MutualFundWire.com -
Tuesday, December 29, 2015
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Reader Rating: 1
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LPL Welcomes a Michigan KPA
A veteran advisor switches his alignment to the giant indie B-D, from UBS...
401kWire.com -
Tuesday, December 29, 2015
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Reader Rating: 1
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An Ex-Janus Chairman Dies
A midwestern business giant passed away yesterday at the age of 78...
MutualFundWire.com -
Tuesday, December 29, 2015
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Reader Rating: 1
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The AMG-AQR Bond Deepens
The acquirer of asset managers amps up its stake in the hedge fund shop that transformed into a mutual fund one...
MutualFundWire.com -
Monday, December 29, 2014
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Reader Rating: 1
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Lockheed Settles
If the settlement details can be worked out, this 401k fee lawsuit isn’t going to trial after all...
401kWire.com -
Monday, December 29, 2014
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Reader Rating: 1
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The RKer Formerly Known as Online 401k Tops a List
... put together by an independent research firm that investigates payroll processing agencies...
401kWire.com -
Monday, December 29, 2014
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Reader Rating: 1
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Overhyped, Overpriced and Underperforming
The worm turns on this hit, "gateway drug" of an alternative mutual fund...
MutualFundWire.com -
Monday, December 29, 2014
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Reader Rating: 1
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Adios, CFDD
The end of 2014 also marks the end of an era, at least in the world of 401(k) conferences...
401kWire.com -
Monday, December 29, 2014
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Reader Rating: 1
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Gundlach and TCW Make Peace
The months of fighting are over. ..
MutualFundWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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Appelstein Has RBC Hiring
The new distribution chief for global asset management is adding at least five folks to his team...
MutualFundWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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Nottingham Helps a New Fund Firm Focus
A five-month-old separate account manager is about to launch its first mutual fund, with support from Nottingham...
MutualFundWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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Hard Assets are a Hitt with a Tar Heel TPA
The Asheville, North Carolina-based TPA has a new name and an old strategy for filling its 401k pipeline...
401kWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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401K GPS Offers a Holiday Discount
The online, participant-advice start up temporarily slashes prices...
401kWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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Artisan IPOs No More, For Now
Management at Artisan Partners Asset Management is not happy with current market woes...
MutualFundWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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Mstar Explains a Rating Tweak
Updated | Morningstar introduced some changes to the methodology behind one of the components of its new analyst ratings for mutual funds...
MutualFundWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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The Fidelity Team Asks Buffett Extra Questions
Even the Oracle of Omaha can't outsmart the Boston Behemoth's young guns...
MutualFundWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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An Index-Focused Advisor Attacks Lists of Top Active PMs
Fundsters may not be surprised to hear that a fee-only advisor who specializes in portfolios of index funds is the latest to question backward-looking, performance-rewarding lists of top mutual fund PMs...
MutualFundWire.com -
Thursday, December 29, 2011
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Reader Rating: 1
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Pacific Global Rebrands Three Funds
The California mutual fund firm comes up with three new fund names...
MutualFundWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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Royce Will Scour the Globe for Dividend Opportunities
The founder of the Legg Mason affiliate will PM on of the four new funds ready for launch next Monday...
MutualFundWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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Principal Won't Let Expense Caps Expire for 25 Funds
Updated | The asset management arm of the insurer was scheduled to stop capping fees for certain funds in two months...
MutualFundWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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Ameritas Reorgs Retirement Plans Distribution
Things are looking ominous at UNIFI Retirement Plans. ..
401kWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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A Defunct Restaurant Company Faces the DoL's Wrath
The regulatory agency wants to save an abandoned plan...
401kWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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A Sales Post Opens Up at Newport Group
The Florida-based plan provider is looking for a replacement for a wholesaler who has moved on from the company...
401kWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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Putnam Draws Flak Over Chopped Trees
The Boston-based mutual fund firm is criticized for allegedly bullying the state into allowing it to cut down trees that were blocking the view of its company sign in Andover...
MutualFundWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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Fred Alger Launches a Magazine
The legendary investor has entered the magazine business...
MutualFundWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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Miller Lags the Market Again
Morningstar chides the star Legg Mason manager for underperforming...
MutualFundWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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Money Fund Launches Garner Media Attention
Two recently launched money market funds have caught the media's eye.
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MutualFundWire.com -
Wednesday, December 29, 2010
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Reader Rating: 1
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Noble Lands at Touchstone
Touchstone hires an ex-Oppenheimer wholesaler and is on the hunt to fill another sales post...
MutualFundWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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Lord Abbett Plans to Ax B Shares
The Jersey City fund firm is the latest to move away from the share class...
MutualFundWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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Moving on from Pru Retirement, an Exec Takes on a CEO Role
The exec has moved on from Prudential Retirement to run a unit within the New Jersey-based insurer...
401kWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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McNabb Looks Abroad With 'Boring' Approach In Mind
As the Malvern, Pennsylvania-based firm's year of ample inflows draws to a close, its chief looks to ETFs and the global arena in 2010...
MutualFundWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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A Columbia Exec Will Lead DC I-O Sales When the Ameriprise Deal Closes
A five-year Columbia veteran will be in charge of DC I-O sales and distribution when Ameriprise completes its purchase of Columbia Management's long-term asset management business...
401kWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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Schlichter Brings a Fidelity Fee Suit to Trial
Updated | The class action specialist prepares to battle it out with witnesses...
401kWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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BlackRock Quietly Moves its Headquarters
Larry Fink's CEO suite is now located at a different building...
MutualFundWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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Stowers Bids Adieu to American Century's Fund Board
James E. Stowers Jr. has retired from his role on American Century's fund board...
MutualFundWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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Acadian is Out as a Calvert Fund Goes
the Multi-Manager Route
The Calvert World Value International Equity Fund has adopted the multi-manager model...
MutualFundWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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A Celebrity-Free Fund is the Star of the Aughties
The fund that has been the S&P 500 every year since 1999 doesn't boast a big-name manager...
MutualFundWire.com -
Tuesday, December 29, 2009
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Reader Rating: 1
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BFDS Trims its Headcount
The back office firm cites the 'economic downturn' while making cuts...
MutualFundWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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A Boston Fund Firm Cuts 39 Jobs
The investment manager laid off six percent of its workforce early last month...
MutualFundWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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A Newspaper Company Edits its Retirement Program
The media company plans to freeze its DB plan for non-union employees in February...
401kWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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Ax Spares an Investment Manager's DC Unit
The DC I-O team stays intact as some parts of the New York company see cuts...
401kWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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More Negative 401k Associations Slip Into Pop Culture
The economic and market turmoil may be branding DC plans in a less-than-positive light...
401kWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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NYTimes Looks Back on How a Fund Industry Legend Lived
The New York Times profiles one of the first star fund managers...
MutualFundWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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Details Emerge on AllianceBernstein Layoffs
Morningstar's Katie Rushkewica has details on who's affected by the cuts first announced by the New York investment manager in October.
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MutualFundWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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WSJ Examines Dividend Cuts among Closed-Enders
In Monday's WSJ Fund Track, Ian Salisbury looks at closed-end funds that are slashing dividends amid the drop in the value of their portfolios...
MutualFundWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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BlackRock Hopes Investors See Opportunities in Health
The fixed income specialists prepare to reopen a new fund...
MutualFundWire.com -
Monday, December 29, 2008
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Reader Rating: 1
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Marsh Picks A Buyer For Putnam
Marsh & McLennan's asset management arm will reportedly be sold for $3.9 billion...
401kWire.com -
Friday, December 29, 2006
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Reader Rating: 1
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Poultry Processor Ponders Advice
The country's second largest poultry processor will further explore the idea of adding advice early next year...
401kWire.com -
Friday, December 29, 2006
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Reader Rating: 1
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6. Advisor-Focused Firms Flying High
A trio of intermediary-centric companies are rapidly expanding their reach in the industry...
401kWire.com -
Friday, December 29, 2006
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Reader Rating: 1
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7. Shuffling Staff
More than one provider took time out this year to clean house or reorganize its staff.
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401kWire.com -
Friday, December 29, 2006
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Reader Rating: 1
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8. Changing of the Regulatory Guard
Some of the top regulators affecting the DC space have bid their posts adieu...
401kWire.com -
Friday, December 29, 2006
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Reader Rating: 1
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9. Public Plans Point an Accusing Finger At Their Providers
Revenue sharing stirs up lawsuits in Florida and New York...
401kWire.com -
Friday, December 29, 2006
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Reader Rating: 1
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10. Fido Extends a Welcoming Hand to FE
The Boston Behemoth in 2006 did something it's never done before: It inked a deal to offer an third-party managed account provider's product to plan participants...
401kWire.com -
Friday, December 29, 2006
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Reader Rating: 1
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NYLIM Exec Shifts Roles
Gary Jackson has taken a different set of duties at the bundled plan provider...
401kWire.com -
Thursday, December 29, 2005
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Reader Rating: 1
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Gabelli in the Limelight
Legendary fund manager Mario Gabelli is getting attention, but not for his stock picking ability; rather it is his ability to push the envelope on FCC rules has landed him in court defending himself in a civil lawsuit. The issue is whether Gabelli funded "sham" front companies to obtain grants from the Federal Communications (FCC) to bid on radio spectrum licenses for cellphones in the late 1990s...
MutualFundWire.com -
Thursday, December 29, 2005
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Reader Rating: 1
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ABN AMRO Adds Mid Cap Fund
There is a new fund in ABN AMRO's lineup. The Chicago-based fund advisor took the wraps of its Mid Cap Growth Fund this week. The fund will use an investment process modeled on that of the ABN AMRO Growth Fund, said Kenneth Anderson, president of ABN AMRO Asset Management.
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MutualFundWire.com -
Thursday, December 29, 2005
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Reader Rating: 1
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Penn Federal Switches To Prudential
The New Jersey plan sponsor has left its existing provider and signed on with Prudential...
401kWire.com -
Thursday, December 29, 2005
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Reader Rating: 1
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First Tennessee Sends Funds to Goldman Sachs
First Tennessee Bank is the latest bank to drop out of the mutual fund races. The Memphis-based bank is sending its First Funds to Goldman Sachs Asset Management were they will be merged into the investment banker's fund family...
MutualFundWire.com -
Thursday, December 29, 2005
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Reader Rating: 1
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Metavante Adds Patriot Act Compliance to Bag of Tricks
Metavante is buying Prime Associates to expand the services it offers financial institutions. Clark, New Jersey-based Prime Associates provides software to financial institutions that help them comply with anti-money laundering regulations...
MutualFundWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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Sponsor Sentenced to Six Months Jail
The owner and founder of a Milwaukee area business has discovered the hard way the costs of not following the rules...
401kWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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TPA: Bisys Stiffed Me!
A Rocky Mountain TPA takes Bisys to court, claiming the outsourced recordkeeper failed to pay its due...
401kWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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Treasury, IRS Issue Final K Rules
Regulators aim to simplify the lives of sponsors...
401kWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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T. Rowe, PIMCO Charge Ahead in DC Rankings
With the end of 2004 mere days away, many are likely tallying successes and failures of the past year. At least two asset managers are probably chalking up their wins, if the latest DC rankings are an indication...
401kWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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Heartland Reopens Value Fund
Heartland Advisors has reopened its 20-year old Value Fund to new investors. The $1.8 billion fund was reopened on December 28...
MutualFundWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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ICON Hires Northwest VP
ICON Advisers has hired Christopher Paydock as a regional vice president of sales for the Northwest, reported the Denver Daily Business News. Paydock leaves a position as regional director for managed account provider Lockwood Advisors...
MutualFundWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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T. Rowe, PIMCO Charge Ahead in DC Rankings
With the end of 2004 mere days away, many are likely tallying successes and failures of the past year. At least two asset managers are probably chalking up their wins, if the latest DC rankings are an indication...
MutualFundWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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Late Trading at Edward Jones
The problems at Edward Jones may be worsening. New revalations in filings with the SEC show that brokers at the firm submitted thousands of late trades in recent years. It also hints that the fund industry may have been more victimized by broker-dealers than previously thought...
MutualFundWire.com -
Wednesday, December 29, 2004
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Reader Rating: 1
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New York State Might Benefit From DC Plans
New study says a switch to dc plans from db plans could save the state billions...
401kWire.com -
Monday, December 29, 2003
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Reader Rating: 1
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Ned Johnson Speaks Out On The Industry
Fidelity chairman offers a solution to combat trading abuses...
MutualFundWire.com -
Monday, December 29, 2003
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Reader Rating: 1
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Fund Firm Names New Board Member
A big wig from a phone company joins fund board...
MutualFundWire.com -
Monday, December 29, 2003
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Reader Rating: 1
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One Tool, Many Functions
San Diego-based firm intros new benefits reporting tool for advisors...
MutualFundWire.com -
Monday, December 29, 2003
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Reader Rating: 1
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CitiStreet Wins New Mandate
The bundled recordkeeper picks up Rocky Mountain state k plan...
401kWire.com -
Monday, December 29, 2003
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Reader Rating: 1
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Hedge Fund Names New Sales Chief
New York-based manager taps industry veteran...
MutualFundWire.com -
Monday, December 29, 2003
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Reader Rating: 1
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Outlook for 2001
Every year we look at the trends for the next twelve months. This year we are starting with the fallout from the Web bubble bursting...
401kWire.com -
Friday, December 29, 2000
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Reader Rating: 1
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Venturing into Venture
Putnam broadens investment options with new fund in hatchery...
MutualFundWire.com -
Friday, December 29, 2000
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Reader Rating: 1
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It's Turban Time!
The Great Carnac makes a brief appearance at MutualFundWire...
MutualFundWire.com -
Friday, December 29, 2000
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Reader Rating: 1
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December 29, 2000
Fund Flows DON'T Move Stock Prices (and vice versa) ... Streaks End in 2001 ... A Six-Month Old Margin Trader...
401kWire.com -
Friday, December 29, 2000
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Reader Rating: 1
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December 29, 2000
Fund Flows DON'T Move Stock Prices (and vice versa) ... Streaks End in 2001 ... A Six-Month Old Margin Trader...
MutualFundWire.com -
Friday, December 29, 2000
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Reader Rating: 1
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Top 10 Stories for 1999
What a year it has been ... Fidelity tops $1 trillion, Janus takes over the sales lead, McGuire hits 70 homers, pashmina went in and out style ... and the industry's first online mutual fund trade pub is launched. The MutualFundWire.com takes a look at its top stories for 1999...
MutualFundWire.com -
Wednesday, December 29, 1999
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Reader Rating: 1
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Top 10 Stories for 1999
Another year has come and gone. And what a year it has been. This time last year, who would have thought the defined contribution industry would have taken some the twists and turns it has?..
401kWire.com -
Wednesday, December 29, 1999
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Reader Rating: 1
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Odd Lots, December 29, 1999
Magellan's pockets are lighter ... Federated does some after-Christmas shopping ... Vanguard dumps management team...
MutualFundWire.com -
Wednesday, December 29, 1999
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Reader Rating: 1
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Schwab Chooses Two
Charles Schwab Retirement Plan Services has gone public with its answer to the on-line advice issue -- take one of each...
MutualFundWire.com -
Wednesday, December 29, 1999
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Reader Rating: 1
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Schwab Chooses Two
Charles Schwab Retirement Plan Services has gone public with its answer to the on-line advice issue -- take one of each...
401kWire.com -
Wednesday, December 29, 1999
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Reader Rating: 1
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Who Are the Largest DC Plans?
Nelson's has just released its list of the largest defined contribution plans in the United States...
401kWire.com -
Tuesday, December 29, 1998
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Reader Rating: 1
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Key Promotes Salus
Cleveland, Ohio-based KeyCorp has promoted William J. Salas to senior vice president, national sales manager for its Institutional Asset Services (IAS) line of business. His responsibilities include managing a 50-person staff for direct sales, sales support, asset allocation services and consultant services, according to the bank. He is also responsible for distribution of IAS's products through the bank's McDonald Investment brokerage unit...
401kWire.com -
Tuesday, December 29, 1998
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Reader Rating: 1
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TAG On: Mergers and Eligibility Requirements
How is a sponsor to proceed with eligibility requirements when it acquires another sponsor? TAG uses a bank merger to examine regulations for this important issue...
401kWire.com -
Tuesday, December 29, 1998
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Reader Rating: 1
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