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News Stories Archives - Since 1998
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BlackRock Takes the Lead With $4.33B
The M* team updates U.S. flows data for October 2023 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Friday, November 17, 2023
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Class-Action Lawyers Target Cap Group's Own 401k
A new lawsuit attacks the provider for using its American Funds inside of its DC plan...
401kWire.com -
Friday, November 17, 2023
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A Thrivent Alum Takes Over a DC Ret Income Biz
The new hire will also oversee the insurer's PRT business...
401kWire.com -
Friday, November 17, 2023
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In SoCal, a 31-Year-Old TPA Sells
A PE-backed firm in the Garden State makes another acquisition, this time in the Golden State...
401kWire.com -
Friday, November 17, 2023
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Equity Fund Inflows Jump By $7B
The LSEG Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com -
Friday, November 17, 2023
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The Default Default Turns 30
A DC I-O titan's team celebrates a big anniversary for what has become the dominant investment option in the 401(k) world...
401kWire.com -
Friday, November 17, 2023
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Five Prospect Finder Pointers
The folks at a recordkeeper are offering KPAs a new prospecting tool. Here are some tips for getting the most out of it...
401kWire.com -
Thursday, November 17, 2022
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Reader Rating: 5
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An ETF Shop Leads For Seven Months and Counting
The M* team updates U.S. flows data for October 2022 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Thursday, November 17, 2022
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A 16-Year Pru Vet Joins a Midwestern RIA
The new hire now serves as financial wellness leader for the RIA's retirement services business...
401kWire.com -
Thursday, November 17, 2022
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An RKer's Parent Slims Down By Two Percent
It's not clear how that job cuts will affect the publicly traded firm's retirement plan business...
401kWire.com -
Thursday, November 17, 2022
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A Midwestern TPA Brings an Ex-KPA Back to Wholesaling
The new hire will cover New York and Northern New Jersey...
401kWire.com -
Thursday, November 17, 2022
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Reader Rating: 4
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How Is FLX Using Its New Capital?
At a distribution ally to fundsters, watch for Brian Moran to expand his team and invest more in technology...
MutualFundWire.com -
Thursday, November 17, 2022
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401k Rebalancing and Contributions Both Slipped In Q3
New provider research offers a glimpse at how DC participants are faring during a volatile year in the markets...
401kWire.com -
Thursday, November 17, 2022
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KraneShares Leads As Midsize Inflows Rebound 39 Percent
The M* team updates U.S. flows data for October 2021 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Wednesday, November 17, 2021
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Why Goldman Is Entering the Bundled DC Biz
A Goldman Sachs Asset Management leader talks to 401kWire about the asset management titan's new retirement plan partnership...
401kWire.com -
Wednesday, November 17, 2021
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Reader Rating: 3
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Paylocity Integrates With a Titan's PEP
Updated | The partnership involves "automated, two-way sharing of plan information" between the two firms...
401kWire.com -
Wednesday, November 17, 2021
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Reader Rating: 1
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Anxiety and Depression Hurt Retirement Savings
New research suggests a relationship between mental health and participant behavior and outcomes...
401kWire.com -
Wednesday, November 17, 2021
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Is This Expense Rising At Least 12 Percent?
A financial services-focused compensation consulting firm offers an updated glimpse at what to expect this year from asset managers...
MutualFundWire.com -
Wednesday, November 17, 2021
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Will the Financial Wellness Demand Gap Persist?
T. Rowe execs gaze into their crystal balls and offer their takes on what's to come in the retirement plan business...
401kWire.com -
Wednesday, November 17, 2021
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A $51B-AUM Fund Firm's CIO Exits
The executive spent 16 years at the Midwestern mutual fund shop...
MutualFundWire.com -
Tuesday, November 17, 2020
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Reader Rating: 5
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The Silver Linings of One Provider's 2020 Shifts
A recordkeeper's new chief revenue and sales officer talks to 401kWire...
401kWire.com -
Tuesday, November 17, 2020
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From a Benefits Brokerage to an Ohio RIA
A KPA in Cleveland switches firms...
401kWire.com -
Tuesday, November 17, 2020
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As TIAA Slims Down, Its Chief Bids Adieu
The move comes amid rumors that he might be a contender for a top spot in the Biden administration...
401kWire.com -
Tuesday, November 17, 2020
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2020 Fund Flows Swing Back to Black
The M* team updates U.S. flows data for October 2020 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Tuesday, November 17, 2020
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Zoom In On Fi360's Newest Partnership
The Broadridge unit teams up a company pitching its offering as "the world's first natural-language powered investment platform."..
401kWire.com -
Tuesday, November 17, 2020
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Here's Why Vestwell Is Formally Turning to Some Experts
Aaron Schumm, CEO of the Gotham startup, explains the recent creation of his company's advisory board...
401kWire.com -
Friday, November 17, 2017
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A Tennessee County Selects a New England Recordkeeper
A New England recordkeeper strengthens a fifteen-year old relationship with a public plan sponsor...
401kWire.com -
Friday, November 17, 2017
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Reader Rating: 2
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A Retired Fidelity Ops Vet Dies at 73
A Massachusetts native who worked at the Boston Behemoth for a decade passed away earlier this month...
MutualFundWire.com -
Friday, November 17, 2017
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A CT KPA Team Hires a BNY Alum
The new hire is a wealth management FA...
401kWire.com -
Friday, November 17, 2017
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Reader Rating: 2
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Three DC I-Os and Two RKers Join RAC
Watch for the Retirement Advisor Council to boost its KPA count next. ..
401kWire.com -
Friday, November 17, 2017
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Reader Rating: 4
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Impact, Day 4 — a Treat For Cubs and Red Sox Fans
Today is the final day of Schwab Impact 2017, and a famed baseball executive will close out the conference...
MutualFundWire.com -
Friday, November 17, 2017
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Reader Rating: 4
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University Chooses White Oak Advisors
Otterbein University decides on a retirement plan advisor. ..
401kWire.com -
Thursday, November 17, 2016
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DoL Fiduciary Rule: To Be or Not to Be, That is the Question
What will happen to the DoL fiduciary rule following the appointment of President-elect Donald Trump?..
401kWire.com -
Thursday, November 17, 2016
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LPL's Service Teams Are Awarded
The largest independent broker-dealer has earned high praise for their efforts.....
401kWire.com -
Thursday, November 17, 2016
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Ascensus Acquires a Retirement Plan Education Firm
Ascensus expands its reach by acquiring the retirement plan educator. ..
401kWire.com -
Thursday, November 17, 2016
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Reader Rating: 4.2
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One of Carroll's Chiefs Leaves Allianz
There's no official word yet on who will fill his shoes...
MutualFundWire.com -
Thursday, November 17, 2016
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The New Fund Fuss - November 17, 2016
The latest funds about to make their debut!..
MutualFundWire.com -
Thursday, November 17, 2016
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WTIA Opens an MEP
The state technology group enables businesses to offer employees retirement services. ..
401kWire.com -
Thursday, November 17, 2016
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Reader Rating: 5
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CUNA Mutual Partners With Envestnet on Fiduciary Outsourcing Services
This recordkeeper has recently partnered with ERS.....
401kWire.com -
Thursday, November 17, 2016
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Reader Rating: 1
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BoA Merrill Lynch Sees 401k Participation and Contributions on the Rise
401(k) plan engagement is on the rise, thanks to plan design encouraging positive saving behaviors among the millennial generation. ..
401kWire.com -
Thursday, November 17, 2016
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Reader Rating: 1
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After Roboadvice, Is Robocompliance Next?
A tech giant is lending its AI expertise to banking regulation. Could asset management be next up for assistance?..
MutualFundWire.com -
Thursday, November 17, 2016
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Fiduciary Benchmarks Unveiled DoL Solution for IRAs
The fiduciary rule solution is meant to assist service providers as they comply with the regulations. ..
401kWire.com -
Thursday, November 17, 2016
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Reader Rating: 5
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IMPACT 25 In Pictures
More than 1,800 RIAs and recordkeepers, more than 1,500 fundsters and other sponsors, and hundreds of Schwabbies and event staff gathered last week in Beantown...
MutualFundWire.com -
Tuesday, November 17, 2015
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Reader Rating: 1
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Metcalfe and Geli Are Offering More Than Just RKing
401kWire sits down with DST Retirement Solutions' top management official for an exclusive interview...
401kWire.com -
Tuesday, November 17, 2015
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Reader Rating: 3.5
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Franklin's Allies Pitch Liquid Alts to the Press ... and to Hedgers
The head of the publicly-traded asset manager's newest boutique talks with three alternative managers it uses within its strategies...
MutualFundWire.com -
Tuesday, November 17, 2015
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RayJay Picks Up a Top KPA From Mother Merrill
The folks over at Raymond James have recruited a team of advisors.....
401kWire.com -
Tuesday, November 17, 2015
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Americans See Retirement Storm Clouds Ahead
Hearts & Wallets, a top-tier research platform for consumer savings and investing insights, presents its latest findings on investors' attitudes, concerns, and goals...
401kWire.com -
Tuesday, November 17, 2015
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School System Issues RFP for Three DC Plans
An RFP from the Old Dominion.....
401kWire.com -
Tuesday, November 17, 2015
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The World's Largest Fund Firm Is Worth Just $250MM. Wait, What?
A mutual fund titan's hometown paper ponders the shop's own estimate of self-worth...
MutualFundWire.com -
Tuesday, November 17, 2015
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After Beams Leaves Voya, a Pair of Her Lieutenants Follow Suit
A marketing exec and an HR exec leave the publicly-traded spinoff's retirement plan unit...
401kWire.com -
Monday, November 17, 2014
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Reader Rating: 3.25
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Trust Company of the West Hunts ... in the West
The retail distro and marketing chief at the LA mutual fund shop adds extra duties for now while searching...
MutualFundWire.com -
Monday, November 17, 2014
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Healey Still Sees a Highly Favorable Deal Market
The asset manager acquirer's chief talks with analysts about results for Q3 2014...
MutualFundWire.com -
Monday, November 17, 2014
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Pru Keeps a $79MM 401k
A Connecticut plan sponsor sticks with the New Jersey-based RKer...
401kWire.com -
Monday, November 17, 2014
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Reader Rating: 4
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Apple Moves Its $3.5B 401k
Updated | The electronics giant will switch recordkeepers next year...
401kWire.com -
Monday, November 17, 2014
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Reader Rating: 4.9
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Two KPAs in Dallas Now Use NFP as Their B-D
Based in Dallax, Texas, a president and a managing director of a 401(k) plan advisor (KPA) shop recently switched to NFP Advisor Services as their B-D.....
401kWire.com -
Monday, November 17, 2014
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"We Are Pimco." Are You?
Hodge is hiring, and talking up the strength of his team...
MutualFundWire.com -
Monday, November 17, 2014
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MainStay Chalks Up $14 Billion of Sales
New York Life officials discuss numbers through Q3...
MutualFundWire.com -
Thursday, November 17, 2011
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Reader Rating: 1
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MassMutual Snags a Taft-Hartley Plan
It's a $23-million plan based in San Diego...
401kWire.com -
Thursday, November 17, 2011
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Russell's Funds Find a DC Platform
The Seattle-based shop is partnership up with a MId-west RKing TPA...
401kWire.com -
Thursday, November 17, 2011
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An ExpertPlan Wholesaler Heads South
Lou Bachetti is slowly building out his sales at at ASPire...
401kWire.com -
Thursday, November 17, 2011
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Reader Rating: 5
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New Player: Drexel Hamilton Starts a Mutual Fund Family
The New York-based, military disabled veteran-owned firm launches four mutual funds...
MutualFundWire.com -
Thursday, November 17, 2011
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Is 408b2 Almost Here?
When will the White House approve the final reg?..
401kWire.com -
Thursday, November 17, 2011
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NIPA Integrates an Outsourcer's Support
The TPA trade group aligns with a Minnesota firm again...
401kWire.com -
Thursday, November 17, 2011
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Bill Miller Steps Down
The legendary PM is leaving his post as PM of the Legg Mason Capital Management Value Equity strategy...
MutualFundWire.com -
Thursday, November 17, 2011
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SEC Revives Its Fund Fee Fight, Starting With Morgan Stanley
A closed-end mutual fund lands the investment bank in hot water to the tune of $3.3 million. Fundsters on the open-end side of the business, too, should take heed...
MutualFundWire.com -
Thursday, November 17, 2011
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LA Mutual Fund Firms Get a Break
The city council is phasing out a unique tax that hits mutual funds...
MutualFundWire.com -
Thursday, November 17, 2011
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BPAS Lands an OppFunds Wholesaler
The firm is making a concerted effort to penetrate the NYC market...
401kWire.com -
Thursday, November 17, 2011
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Reader Rating: 1
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Morningstar Scrutinizes Berkowitz's Playbook
The ratings firm also have him a silver star to boot...
MutualFundWire.com -
Thursday, November 17, 2011
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Occupy Wall Street Protesters Hit the Street
All eyes are on Wall Street (home of MFWire.com) this morning, as OWS demonstrators marched toward the street in an attempt to shut down the NYSE...
MutualFundWire.com -
Thursday, November 17, 2011
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Century Launches Growth Opportunities Fund
Century's new offering seeks growth among small and mid-cap companies..
MutualFundWire.com -
Wednesday, November 17, 2010
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Anova Hires Two, Moves to Beantown
The consulting firm is expanding its lineup and office space...
401kWire.com -
Wednesday, November 17, 2010
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Goldleaf Unveils New Digs, New Hire
The Brainerd Minnesota-based TPA is making room for a new hire in the Twin Cities. ..
401kWire.com -
Wednesday, November 17, 2010
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'Marsico Retains Complete Voting Control'
Top execs at the mutual fund firm explains its recent balance sheet restructuring...
MutualFundWire.com -
Wednesday, November 17, 2010
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Reader Rating: 5
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Ascensus Makes New Old Hire
The Dresher, Pennsylvania-based plan provider is bringing back an old hand and upgrading its Web site...
401kWire.com -
Wednesday, November 17, 2010
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PM Pair is Feeling Minnesota
Morningstar highlights a pair of PMs who are comfortable in their own backyard...
MutualFundWire.com -
Wednesday, November 17, 2010
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Novick Claims BlackRock's Not 'Systemically Important'
The largest asset manager in the world pleads with the Federal Reserve to avoid extra regulatory scrutiny...
MutualFundWire.com -
Wednesday, November 17, 2010
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Schroders Makes New Offering, Renames Existing One
The global asset manager is launching a new fund and renaming an existing one. ..
MutualFundWire.com -
Wednesday, November 17, 2010
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WSJ Picks Up on Invesco's Discount Funds
Invesco plans to merge its funds and reduce their fees. ..
MutualFundWire.com -
Wednesday, November 17, 2010
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Unwittingly, Two Build America Funds Launch on the Same Day
Eaton Vance and Invesco PowerShares unveil their respective Build America offerings on Tuesday...
MutualFundWire.com -
Tuesday, November 17, 2009
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MFS Forecasts Brighter Skies Ahead
Boston-based investment manager MFS held its 21st annual Investment Outlook Conference in New York, which painted a positive picture for global economic and market recovery...
MutualFundWire.com -
Tuesday, November 17, 2009
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Reader Rating: 3
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MassMutual Profits from Non-Profits
The Massachusetts insurer saw non-profit retirement plan sales sky rocket year-over-year..
401kWire.com -
Tuesday, November 17, 2009
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Reader Rating: 1
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Matrix Proposes a New Tool for Plan Advisors
A subsidiary of the Bluff Point company beefs up its tool kit for DC intermediaries...
401kWire.com -
Tuesday, November 17, 2009
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Reader Rating: 5
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ALPS Teams Up with a Long/Short Specialist
ALPS has joined forces with a South Carolina long/short specialist for its newest mutual fund...
MutualFundWire.com -
Tuesday, November 17, 2009
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Reader Rating: 1
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Francfort is Back at Neuberger Berman
After a five-year stint at Columbia University, Greg Francfort returns to the New York investment manager...
MutualFundWire.com -
Tuesday, November 17, 2009
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Reader Rating: 3
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CPI Expands Up North
The RKing TPA hires from its parent and opens a new office...
401kWire.com -
Tuesday, November 17, 2009
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Reader Rating: 4
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Reich and Tang Swallows a Money Fund
Sentinel has transferred assets and shareholders of their money market fund to another fund manager...
MutualFundWire.com -
Tuesday, November 17, 2009
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Reader Rating: 1
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National Investment Managers Keeps Revenue Flat
Updated | The TPA acquirer unveils its third quarter results...
401kWire.com -
Tuesday, November 17, 2009
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Reader Rating: 3
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PMs Weigh in on Golden Prospects
The Wall Street Journal's Allen Sykora talks to managers of gold mutual funds...
MutualFundWire.com -
Tuesday, November 17, 2009
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Reader Rating: 1
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For a Niche Fund, One Good Fee Cut Deserves Another
The manager of a nine-figure-asset mutual fund lowers the expense ratio for both share classes...
MutualFundWire.com -
Tuesday, November 17, 2009
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Reader Rating: 1
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Aston's Parent Posts Higher Q3 Net Income
Highbury Financial, which in August purchased the remaining stake it didn't already own in Aston Asset Management, saw earnings go up in the third quarter...
MutualFundWire.com -
Tuesday, November 17, 2009
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Reader Rating: 1
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Pimco Mints an Active ETF
The SoCal investment manager debuts its first actively managed ETF, designed to provide a higher yielding alternative to money market funds...
MutualFundWire.com -
Tuesday, November 17, 2009
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Reader Rating: 1
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Franklin, MFS Alums to Join Virtus' Board
The asset management unit of Phoenix Companies will have seven board members when its spinoff is complete...
MutualFundWire.com -
Monday, November 17, 2008
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Putnam Chief Says Layoffs are 'Not a Cost-Cutting
Exercise'
Bob Reynolds says the Boston asset manager the reorganization is not a response to the market tumult...
MutualFundWire.com -
Monday, November 17, 2008
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The 401k Tax Break Hubbub Heads West
The supposed Democratic plan to kill DC plans continues to grab media attention, this time from a West Coast paper and a Time blogger who both look a bit more favorably on the plan offered up by Teresa Ghilarducci...
401kWire.com -
Monday, November 17, 2008
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Schwab Institutional Reports to McCool
A reorg at the brokerage giant Chuck that built combines puts yet another unit underneath the Bettinger protege...
401kWire.com -
Monday, November 17, 2008
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Reynolds Shakes Up Putnam
The Fidelity veteran reveals plans to merge six funds, launch ten more. There will also be a shakeup in the firm's equity portfolio management teams...
MutualFundWire.com -
Monday, November 17, 2008
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Reader Rating: 4
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Three Insurers Reinvent Themselves
Seeking to tap into TARP, the insurers turn themselves into S&Ls...
401kWire.com -
Monday, November 17, 2008
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Is Change Coming for Putnam?
Bob Reynolds is expected to unveil changes at Putnam in a late morning conference call on Monday...
MutualFundWire.com -
Monday, November 17, 2008
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Spitzer Chastises Mutual Funds For Shareholder In-Activism
The former governor and ex-Sheriff of Wall Street puts his own thoughts on the financial crisis in a national paper...
MutualFundWire.com -
Monday, November 17, 2008
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Q3 Profits Rise For At Least One DC Administrator
A serial acquirer boosts its revenues and bottom line in the months leading up to Red October...
401kWire.com -
Monday, November 17, 2008
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A Fundster Breaks Into a Top Ten List for Pay
A Northeastern paper shines a little attention on one mutual fund firm...
MutualFundWire.com -
Monday, November 17, 2008
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Four Head Out Russell's Door
Four senior-level staffers left Russell in the wake of a move by parent firm Northwestern Mutual Life Insurance to shore up two money market funds with exposure to Lehman Brothers...
MutualFundWire.com -
Monday, November 17, 2008
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Fidelity Will Cut 1,700 Jobs in Q1
The first quarter cuts and this week's layoffs affect a total of about seven percent of the firm's workforce...
MutualFundWire.com -
Monday, November 17, 2008
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Are Asset-Based Recordkeeping Fees Becoming the Industry Dodo?
The picture is a complicated one, but most advisors do agree on at least one thing: disclosure of those fees is improving...
401kWire.com -
Friday, November 17, 2006
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Reader Rating: 3.75
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Deals Are Coming, But Consolidation Is Not Part of the Equation
Folks have been waiting since August to see who wins the one large prize on the market. They may know soon. Meanwhile, two smaller deals are said to be in the offing...
401kWire.com -
Friday, November 17, 2006
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Another Insurer Makes a Play at the Retirement Income Market
A newly promoted head of a midwestern insurer's Retirement Income Security Ventures group has tapped a top executive and seeks to fill three more spots by 2007...
401kWire.com -
Friday, November 17, 2006
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Reader Rating: 2
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Sales Champion Decamps ADP
ADP's director of alliance sales has jumped to a West Coast-based provider...
401kWire.com -
Friday, November 17, 2006
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Reader Rating: 1
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Nationwide Debuts New Small-Plan Program
The Columbus, Ohio-based provider is boosting its arsenal in the under $10 million space...
401kWire.com -
Friday, November 17, 2006
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Reader Rating: 3
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Cap Research Wants In On Target-Date Action
The Los Angeles-based investment adviser to the American Funds is preparing its entrance to the target-date market...
401kWire.com -
Friday, November 17, 2006
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BlackRock Still Shopping
Talk about wrong timing. BlackRock was on the verge of making an acquisition for its BlackRock Solutions division but eventually abandoned its plan, fearing that the move might not sit well with shareholders.
..
MutualFundWire.com -
Thursday, November 17, 2005
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Is a Growth Spurt Hitting 401k Plans?
While most providers sulk over what they see as a mature market, data from one firm hints at a possible growth spurt...
401kWire.com -
Thursday, November 17, 2005
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Reader Rating: 3
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Klein Decisions To Roll Out Manager Selection Tool
Soon, filtering out lackluster separate account money managers from the brilliant may become less of a headache...
401kWire.com -
Thursday, November 17, 2005
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JPMorgan Unveils Tax-Exempt Fixed Income Fund
JPMorgan Funds has launched a new tax-exempt fixed income fund designed to protect returns from being eroded by inflation...
MutualFundWire.com -
Thursday, November 17, 2005
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OppenheimerFunds Readies International Push
OppenheimerFunds is mulling over ways to build its international investments business. This week the MassMutual-owned fund unit tapped Gavin Dobson, a Scotsman, as a managing director of Global Equity Strategy to oversee the effort. Dobson reports to George Evans, OFI's director of International Equities...
MutualFundWire.com -
Thursday, November 17, 2005
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Reader Rating: 2.33
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Franklin Settles Revenue Sharing Charges
California regulators settle with the fund firm for $18 million total...
MutualFundWire.com -
Wednesday, November 17, 2004
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Reader Rating: 5
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Pilgrim, Baxter Barred for Life
Harold Baxter and Gary Pilgrim, founders of troubled fund firm Pilgrim Baxter, will each pay $80 million and be barred from associating with investment companies for life in connection with market timing allegations. The two reached a settlement with the SEC in a federal district court in Philadelphia...
MutualFundWire.com -
Wednesday, November 17, 2004
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Reader Rating: 5
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Global Crossing Case is Done Deal
Participants recover $79 million and fiduciaries face five year ban...
401kWire.com -
Wednesday, November 17, 2004
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Reader Rating: 4
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Newport Adds to West Coast Presence
The qualified and non-qualified plan administrator hire a regional director based in California...
401kWire.com -
Wednesday, November 17, 2004
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Will the SEC Lose the Indy Chair Rule Fight?
Those fighting the rule requiring independent fund boards have found another venue for their ongoing fight...
MutualFundWire.com -
Wednesday, November 17, 2004
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Cigna Reveals ID of Retirement Unit Buyer
The deal is all but done and there was no surprise in the identity of the buyer...
401kWire.com -
Monday, November 17, 2003
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Reader Rating: 4.33
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Nevada Dumps Strong
Nevada College Savings program terminates its relationship while Wisconsin rethinks its relationship with the firm...
MutualFundWire.com -
Monday, November 17, 2003
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New Fund Targets Governance
Fund hopes exercising shareholder rights will effect change in governance...
MutualFundWire.com -
Monday, November 17, 2003
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Reader Rating: 1
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Alliance Takes $190 Million Charge in Wake of Fund Inquiry
Two managers are also let go...
MutualFundWire.com -
Monday, November 17, 2003
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Reader Rating: 4.33
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T. Rowe Adds to R-Shares
The fund firm has added another five funds to its third-party distributed retirement shares...
401kWire.com -
Monday, November 17, 2003
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Morgan Stanley Settles With SEC
The firm pays $50 million to settle but is still facing charges in Massachusetts...
MutualFundWire.com -
Monday, November 17, 2003
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Japanese DC Plans Take Halting A Halting Step
After a wait of nearly three years, the Japanese government has taken an tangible step towards the creation of a defined contribution system for that nation.
..
401kWire.com -
Friday, November 17, 2000
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Reader Rating: 3
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Stable Value Rates for November 17, 2000
..
401kWire.com -
Friday, November 17, 2000
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Reader Rating: 3
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Impact 2000 Part 3: An Even Better Experience For Advisors
Schwab puts on the premier even for advisors, says Richard Bregman. Still, he thinks it can make improvements in how advisors schooze with the funds...
MutualFundWire.com -
Friday, November 17, 2000
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Reader Rating: 3
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FundResource Enters the TA Biz
The fund firm-owned unit its throwing its hat into the transfer agency ring after receiving inquiries from other firms...
MutualFundWire.com -
Friday, November 17, 2000
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Reader Rating: 3
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November 17, 2000
SoGen Seeks US Manager ... Deutsche Readies Active ETFs ... Craig Gets $78 Million for Janus Stock ... Funds Raise Cash...
MutualFundWire.com -
Friday, November 17, 2000
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Reader Rating: 3
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November 17, 2000
401k Father & Schwab Lobby Regulators ... EBRI Finds More Retirement Savers ... SoGen Seeks US Manager ... Funds Raise Cash...
401kWire.com -
Friday, November 17, 2000
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Reader Rating: 3
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Delaware's Investment Head Plans Retirement
The head of Delaware Investment's investment business will retire next spring. ..
MutualFundWire.com -
Friday, November 17, 2000
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Reader Rating: 3
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Potomac Bets on the Dow's New Sex Appeal
On the heels of the intent to launch an Internet fund in December, Potomac is also betting on the pow of the new Dow...
MutualFundWire.com -
Wednesday, November 17, 1999
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Reader Rating: 3
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Hartford Fund Director Adds 401k Duties
David N. Levenson, vice president and director of The Hartford Mutual Funds, has been named director of 401(k) retirement plan sales for Hartford Life...
401kWire.com -
Wednesday, November 17, 1999
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Reader Rating: 3
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General Nutrition Hungry for AERS
Pittsburgh, Pennsylvania-headquartered General Nutrition Incorporated, retailer of health food products, has tapped American Express Retirement Services for bundled service for its 401(k) plan. The plan has $35 million in assets and, according to The Money Market Directory 1999, 3,100 participants...
401kWire.com -
Wednesday, November 17, 1999
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Reader Rating: 3
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Hartford Fund Director Adds 401k Duties
The Hartford's director of mutual funds will also now direct 401(k) retirement plan sales...
MutualFundWire.com -
Wednesday, November 17, 1999
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Reader Rating: 3
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TD Waterhouse Unveils Advisor Website
TD Waterhouse will launch a new and improved institutional website in December, with three customizable sites for advisors, clients, and marketing...
MutualFundWire.com -
Wednesday, November 17, 1999
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Reader Rating: 3
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Odd Lots, November 17, 1999
Fund companies give up on value ... Janus gets into value ... Hancock covers surprise claims...
MutualFundWire.com -
Wednesday, November 17, 1999
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Reader Rating: 3
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What's the State of the 401k Biz?
Where can you go to put your finger on the pulse of the 401(k) business? The place to be is here in Palm Beach, at the toney Breaker's Resort, at the tenth annual SPARK Forum. In all more than 500 industry insiders gathered for the two-day meeting that has become the industry networking event...
401kWire.com -
Wednesday, November 17, 1999
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Reader Rating: 3
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Pyramid Expands Management Team
Birmingham, Alabama-based Pyramid Digital Solutions, Inc. has tapped Kathleen Craig to be the senior project manager for its management team. She will answer to Vipul Shah, vice president...
401kWire.com -
Tuesday, November 17, 1998
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Reader Rating: 3
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Fidelity Upgrades Phone Service
Fidelity Investments is in the final leg of making improvement to its voice response system for 401(k) and 403(b) plan participants. The new service will allow for natural voice interaction with the system...
401kWire.com -
Tuesday, November 17, 1998
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Reader Rating: 3
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TAG On: New Rules Based on Emergi-Lite Case
The Department of Labor is currently developing a comprehensive set of additional rules to fix a problem that doesn't exist. While there is no great surprise here, the impact of these new rules will have a devastating impact on, you guessed it, small businesses. There is also a proposed bill in Congress, Small Business Employee Retirement Protection Act of 1998, H.R. 4238 ...
401kWire.com -
Tuesday, November 17, 1998
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Reader Rating: 3
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