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News Stories Archives - Since 1998
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TDFs and Auto-Enroll Rise In 403bs, But Participation Dips
The team at a plan sponsor trade group releases new research on non-profit retirement plan sponsors...
401kWire.com -
Thursday, November 21, 2024
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An RKer Teams With Matrix and a Familiar RIA While Retiring a Brand
The moves come as the micro-market provider is entering the pooled employer plan space.
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401kWire.com -
Thursday, November 21, 2024
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PCS Will Help With a New PEP's Path
The new retirement plan offering is geared towards the cannabis industry...
401kWire.com -
Thursday, November 21, 2024
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Gensler Prepares to Cut His Term Short
As Trump prepares to return to the White House, Biden's top Wall Street sheriff has publicly declared when he plans to say goodbye...
MutualFundWire.com -
Thursday, November 21, 2024
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Stumm Completes a $380MM-AUM Pair of Adoptions, And ...
A third adoption deal is expected to close in about three months. All three deals involve funds from the same multinational asset manager, which becomes the adoptees' subadvisor...
MutualFundWire.com -
Thursday, November 21, 2024
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With Ceterus, an RKer Preps "High-Touch, Collaborative Marketing"
The folks at a recordkeeper on the West Coast are teaming up with a firm in the Southeast...
401kWire.com -
Thursday, November 21, 2024
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With $2.184B, Bridge Builder Takes the Lead
The M* team updates U.S. flows data for October 2023 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Tuesday, November 21, 2023
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Near Philly, Pagano Hires a Lincoln Alum
The new hire joins T. Rowe Price's core market RPS sales team...
401kWire.com -
Tuesday, November 21, 2023
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A 35-Year OneAmerica Vet Exits
The executive served as a VP at the recordkeeper...
401kWire.com -
Tuesday, November 21, 2023
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Reader Rating: 2.67
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A 138,000-Resident Midwestern City Reups With MissionSquare
Per their latest budget, the city's government has 789 full-time staff...
401kWire.com -
Tuesday, November 21, 2023
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An Eight-Year-Old Shop Reaches $30B In AUM
The asset manager's team now offers 47 ETFs in total...
MutualFundWire.com -
Tuesday, November 21, 2023
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FDI Manages to Bring Benchmarking to Another Side of 401k
The Fiduciary Decisions team rolls out a new offering for the defined contribution retirement plan industry...
401kWire.com -
Tuesday, November 21, 2023
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Reader Rating: 5
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An Insurer's ETF Arm Leads With $99MM
The M* team updates U.S. flows data for October 2022 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Monday, November 21, 2022
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A Lincoln and Valic Alum Rises at MissionSquare
The executive now serves as VP in consultant relations at the recordkeeper...
401kWire.com -
Monday, November 21, 2022
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Eight Years In, a Voya VP Rises
Updated | The New England executive previously led the sales support team (including the RFP and biz dev teams) for all of wealth solutions...
401kWire.com -
Monday, November 21, 2022
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Many FAs Expect to Eval Clients' TDF Providers Soon
New provider research also sheds light on what advisors are looking for in TDFs...
401kWire.com -
Monday, November 21, 2022
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Fundsters' Bonuses Could Fall By a Quarter In 2022
A financial services-focused compensation consulting firm's team offers an updated glimpse at what to expect this year from asset managers...
MutualFundWire.com -
Monday, November 21, 2022
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Nearly 400 DC Insiders Converged In Manhattan
A large market defined contribution industry trade group held a pair of events last week in NYC...
401kWire.com -
Monday, November 21, 2022
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Generational Differences Among Plan Sponsors
Small business owners in different age groups may tend to have different perspectives on 401(k)s, at least on average. New research offers some insight...
401kWire.com -
Thursday, November 21, 2019
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A Broadridge Data and Analytics Exec Leaves Overseas
The exec previously supported mutual fund and ETF shops via analytics and market intelligence...
MutualFundWire.com -
Thursday, November 21, 2019
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Reader Rating: 5
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Shannon Kelly Hires an Ex BlackRock DC Leader
The new addition will lead product for Kelly's division at Ascensus...
401kWire.com -
Thursday, November 21, 2019
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A San Fran Fido Vet Departs
The executive previously worked for Charles Schwab...
401kWire.com -
Thursday, November 21, 2019
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Reader Rating: 5
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Where Did This Ex Edelman Financial Engines Leader Land?
After more than five years with the firm, he moves on...
401kWire.com -
Thursday, November 21, 2019
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Greg Johnson Passes the Reins
A familiar face will take over Franklin Resources in February...
MutualFundWire.com -
Thursday, November 21, 2019
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Reader Rating: 5
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A Midwestern Fund Firm's AUM and Avg Fee Rate Slip
The team reports their first quarterly earnings since a new chief took over earlier this fall...
MutualFundWire.com -
Thursday, November 21, 2019
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RVPs Join Ameritas In Nebraska and North Carolina
Jim Kais welcomes a pair of execs to the insurer's retirement plans division...
401kWire.com -
Thursday, November 21, 2019
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Reader Rating: 5
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Gobble, Gobble!
401kWire will be closed tomorrow in observance of the Thanksgiving Day market holiday...
401kWire.com -
Wednesday, November 21, 2018
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Outside Beantown, FIA Preps to Expand
The Connecticut-based KPA shop's Boston team moves into bigger office space...
401kWire.com -
Wednesday, November 21, 2018
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Gobble, Gobble!
MFWire will be closed tomorrow in observance of the Thanksgiving Day market holiday...
MutualFundWire.com -
Wednesday, November 21, 2018
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A Retirement Plan's Bespoke Funds Won October
M* updates October 2018 flows data for ETFs and long-term , open-end mutual funds...
MutualFundWire.com -
Wednesday, November 21, 2018
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Four Years In, a Top Distro Exec Leaves Columbia
Word is that the executive will not be replaced at the Ameriprise subsidiary...
MutualFundWire.com -
Wednesday, November 21, 2018
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After Six Years at Simpson Thacher, a Benefits Attorney Rises
The attorney is one of 11 new partners at the law firm...
401kWire.com -
Wednesday, November 21, 2018
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Abby Stands By Active Management, Tackles Barriers to Outreach
The Fidelity scion and a key lieutenant talk about what's next for the Boston Behemoth...
MutualFundWire.com -
Wednesday, November 21, 2018
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An OR 401k Team Celebrates 15 Years
A Portland, Oregon-based consulting firm celebrates its 15 years of growth, looks into the future...
401kWire.com -
Wednesday, November 21, 2018
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A Liquid Alts Shop and Its ETF Sibling Are Hunting
A fundster entrepreneur is building out the teams at two of his firms and looking for more allies...
MutualFundWire.com -
Tuesday, November 21, 2017
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Plan Participants Remain Steady for Q1 and Q2 2017
A trade association release its data for the first half of 2017...
401kWire.com -
Tuesday, November 21, 2017
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Pat Murphy Picks a Large Market Leadership Trio
The John Hancock RPS prez unveils a team to oversee the provider's more customized efforts for large plan sponsors...
401kWire.com -
Tuesday, November 21, 2017
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RIA and Triad Win Over a Utah KPA Team
Vince Morris welcomes a former NRP team to his Resources Investment Advisors (RIA) firm...
401kWire.com -
Tuesday, November 21, 2017
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An Irish Charity Gathers Fundsters to Honor a Star PM
A famed retired fundster was the headline honoree at a Beantown party last week...
MutualFundWire.com -
Tuesday, November 21, 2017
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Pioneer's Pricetag is Too High For This Bidder
The plot thickens in UniCredit's auction of its multinational asset management arm as one of the European bidders publicly drops out...
MutualFundWire.com -
Monday, November 21, 2016
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The Next Gig for the Week of November 21, 2016
Plenty of mutual fund firms are for hiring for sales and product development positions. ..
MutualFundWire.com -
Monday, November 21, 2016
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Workers Want to Plan For Life Post Work
Natixis survey finds workers demand more planning options ..
401kWire.com -
Monday, November 21, 2016
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Reader Rating: 5
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Federated Acquires a $431MM Trio of Funds
The Pittsburgh-based investment manager will acquire three funds from a Louisiana firm...
MutualFundWire.com -
Monday, November 21, 2016
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Pru Client Picks Up Loan Debt Benefit
An HVAC firm taps Student Loan Genius ..
401kWire.com -
Monday, November 21, 2016
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Reader Rating: 5
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DoL Ponders Temporary ERISA Exemptions
EBSA document would grant firm's ability to manage ..
401kWire.com -
Monday, November 21, 2016
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LPL Recruits $650MM RIA
LPL, the largest independent broker-dealer, has recruited a $650MM firm that has formed its own RIA through the new collaboration .....
401kWire.com -
Monday, November 21, 2016
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Has WisdomTree Found an Outside Engine For Advisor Distro?
The ETF shop invests $20 million in a shop that basically offers customized roboadvisors to other financial services firms...
MutualFundWire.com -
Monday, November 21, 2016
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The Ten Biggest Fund Shops Now Control 58 Percent of the Assets
Cerulli looks at mutual fund industry trends in its latest report...
MutualFundWire.com -
Friday, November 21, 2014
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A Judy Diamond Marketer Switches Industries
A familiar face at Judy Diamond Associates is moving on from the provider to work in an entirely different capacity other than retirement.....
401kWire.com -
Friday, November 21, 2014
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Fundsters Tackle YouTube, Though Not Its Social Aspects
Corporate Insight examines mutual fund firms' use of the massively popular Google video sharing and searching platform...
MutualFundWire.com -
Friday, November 21, 2014
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RayJay Welcomes a Garden State KPA
A New Jersey-based 401(k) plan advisor (KPA) is now aligned with Raymond James...
401kWire.com -
Friday, November 21, 2014
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Ascensus Invests in Brainerd
The open architecture RKer's hometown paper profiles its efforts to recruit...
401kWire.com -
Friday, November 21, 2014
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Reader Rating: 1.75
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24 Percent of Women Associate "Retirement" With "Insecurity"
...according to a new study conducted by Transamerica Center for Retirement Studies...
401kWire.com -
Friday, November 21, 2014
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Is Another Indexer On the Block?
This shop's indexes power $174 billion in ETF and mutual fund assets. And they're reportedly up for grabs...
MutualFundWire.com -
Friday, November 21, 2014
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Digging Up Advisor Dirt Just Got Even Easier
Finra revamps online advisor disclosures...
401kWire.com -
Thursday, November 21, 2013
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Reader Rating: 4.71
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An RKer Streamliner Is Expanding
Watch for this software-as-a-service provider to double its team by the end of 2014...
401kWire.com -
Thursday, November 21, 2013
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Reader Rating: 4.5
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A DC I-O Giant Offers Target Date Selection Tips
A top 401k-focused asset management exec takes to the pages of FA magazine...
401kWire.com -
Thursday, November 21, 2013
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Reader Rating: 1
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A $250MM Plan Bundle Goes to Transamerica
The provider won the plans from a Wisconsin-based healthcare system. ..
401kWire.com -
Thursday, November 21, 2013
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Reader Rating: 3
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Transamerica Nabs a $180MM 401k Duo
...from an Indianapolis-based law firm. ..
401kWire.com -
Thursday, November 21, 2013
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Reader Rating: 1
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Mercer and Stanford Scrutinize Retirement Income
Mercer and the Stanford Center on Longevity inaugurated a new article series delving into retirement income adequacy. ..
401kWire.com -
Thursday, November 21, 2013
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A Former Obama Appointee Joins Calvert
Ex-Deputy Assistant DoL Secretary, who most recently ran Pru's stable value business, will helm institutional sales...
MutualFundWire.com -
Thursday, November 21, 2013
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Pru's Michael Davis Has Signed On to a New Firm
Davis has joined Calvert Investments as director of institutional sales. ..
401kWire.com -
Thursday, November 21, 2013
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Reader Rating: 2
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A Newsletter Editor Becomes a Risk Czar
Harvard PhD and former PM joins a $19B alts shop...
MutualFundWire.com -
Thursday, November 21, 2013
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Forward Embraces Institutions with a New Hire
Exec has experience with both institutions and high net worth clients...
MutualFundWire.com -
Thursday, November 21, 2013
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Putnam Goes Ligety Split
Boston Globe Peers at Putnam's Ligety ad campaign..
MutualFundWire.com -
Thursday, November 21, 2013
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Reader Rating: 5
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Newspaper Dubs WisdomTree a Money Tree
Investors Business Daily says firm has been in the right place at the right time more than once...
MutualFundWire.com -
Thursday, November 21, 2013
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An ETF Lobbying Group Goes Kaput
Lack of demand leads to organization's demise, reports Barron's...
MutualFundWire.com -
Thursday, November 21, 2013
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Loch Envests Himself in a Publicly Traded Shop's 401k Efforts
The serial 401k entrepreneur moves on from Castle Rock...
401kWire.com -
Thursday, November 21, 2013
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Fundsters Bet $250MM on a Dot-com
Three giants hope for big IPO payout...
MutualFundWire.com -
Thursday, November 21, 2013
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What Does ExpertPlan Bring to Ascensus?
Bob Guillocheau talks about how the freshly announced deal fits into his plans for the recordkeeper...
401kWire.com -
Wednesday, November 21, 2012
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Reader Rating: 4.67
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An ERISA Case Against Ameriprise Is Going Forward
The case alleges that participants paid too much to invest in Ameriprise's own funds. ..
401kWire.com -
Wednesday, November 21, 2012
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Three Things to Know From Eaton Vance's Earnings
Faust explains how firm is stepping out of comfort zone...
MutualFundWire.com -
Wednesday, November 21, 2012
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Reader Rating: 5
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EM Product Development Rises
Cerulli poll shows growing trend of emerging market asset allocations...
MutualFundWire.com -
Wednesday, November 21, 2012
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A $23 Million Plan Skips Out on the Hartford
And into the arms of FASCore
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401kWire.com -
Wednesday, November 21, 2012
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A Third-Party Distribution Firm Wants An L.A. Wholesaler
Exec would work with wirehouses, RIAs and B-Ds...
MutualFundWire.com -
Wednesday, November 21, 2012
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The Journal Lists Possible Schapiro Successors
A number of SEC officials are apparently being considered...
MutualFundWire.com -
Wednesday, November 21, 2012
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TheStreet Asks, Should You Fire Vanguard?
And the answer is complicated...
MutualFundWire.com -
Wednesday, November 21, 2012
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Grantham Expects the Old GDP Battleship to Run Aground
The GMO co-founder says we're "on the road to zero growth."..
MutualFundWire.com -
Wednesday, November 21, 2012
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State Street's Activist Investors Get Their Scalp
The company's CFO is retiring next year, Bloomberg reports...
MutualFundWire.com -
Wednesday, November 21, 2012
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An Eaton Vance PM Stands By Dividends
Barron's talks to a dividend-focused stock picker about the implications of a possible rise in taxes on dividends...
MutualFundWire.com -
Wednesday, November 21, 2012
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WSJ Opines on Alt Fund Craze
Story outlines the basics to the trend...
MutualFundWire.com -
Wednesday, November 21, 2012
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Aston Preps a Soft Close and a Fund Launch
The soft close could happen "fairly soon," says Aston's president...
MutualFundWire.com -
Monday, November 21, 2011
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The SEC Suspends a Former Schwabbie Over the YieldPlus Case
Randall Merk agrees to an injuntion, civil payment and suspension...
MutualFundWire.com -
Monday, November 21, 2011
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TIAA-CREF Looks For a New CIO
The firm bids goodbye to one executive and promotes three others...
MutualFundWire.com -
Monday, November 21, 2011
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401k Advisors Prefer American Funds, Unless …
An industry research firm takes a look at DC intermediaries' preferences when it comes to RKers...
401kWire.com -
Monday, November 21, 2011
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Reader Rating: 1.67
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ICMA-RC Signs on a Standard Wholesaler
Another wholesaler makes a break from the insurance company...
401kWire.com -
Monday, November 21, 2011
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Reader Rating: 5
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A Long/Short Fund Heads Toward Liquidation
The one-star, $7.5 million fund will be shuttered next month...
MutualFundWire.com -
Monday, November 21, 2011
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Pension Specialists Takes its Next Step
The TPA firm that purchased NextStep DC is going by a new brand...
401kWire.com -
Monday, November 21, 2011
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Reader Rating: 2
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Guggenheim Officially Preps an ETF Unit Sale
The acquirer of Claymore and Rydex hires JPMorgan and RBC...
MutualFundWire.com -
Monday, November 21, 2011
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Reader Rating: 5
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The Bond Odd Couple Gross and Fink Sympathize with OWS
Larry Fink and Bill Gross give their views of the world in an appearance on Bloomberg Television at an alumni event hosted by UCLA Anderson School of Management...
MutualFundWire.com -
Monday, November 21, 2011
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Morningstar Looks at Vanguard's Four Key Moves in 2011
Morningstar senior fund analyst William Samuel Rocco highlights four important moves made by Vanguard in its passively managed fund business...
MutualFundWire.com -
Monday, November 21, 2011
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Reader Rating: 5
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MassMutual Targets the YouTube Crowd
Lights, camera, retirement! The bundled plan provider is adding "edutainment" to its participant communications...
401kWire.com -
Monday, November 21, 2011
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Reader Rating: 1
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Citi Finds a Boston Buyer for FRC
The beleaguered banking giant sheds a unit it acquired as part of Bisys Fund Services last year...
MutualFundWire.com -
Friday, November 21, 2008
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AllianceBernstein Works to Plug Guaranteed Income into Target Dates
The New York investment manager is in talks with insurers and plans an early 2009 launch for the new feature...
401kWire.com -
Friday, November 21, 2008
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Reader Rating: 5
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American Funds Shields PMs, Sales From Cuts
It looks like staff reductions overseas do not foreshadow similar cuts to the US arm of the mutual fund giant...
MutualFundWire.com -
Friday, November 21, 2008
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Reader Rating: 4
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American Funds Makes Global DB Cuts, Stands By DC
Tough markets and the shift away from traditional pensions lead to European staff reductions at Capital Group, but the US retirement group focused on defined contribution plans is unaffected...
401kWire.com -
Friday, November 21, 2008
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Reader Rating: 4.5
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Principal Chief Dismisses Talk of Bailout, Sale
The head of the publicly-traded insurer tries to handle the PR issue presented by being a prospective TARP funds recipient...
401kWire.com -
Friday, November 21, 2008
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Reader Rating: 4.25
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Latest DB Freeze Brings No New DC Money
A large plan sponsor shifts away from its pension plan without changing the defined contribution option...
401kWire.com -
Friday, November 21, 2008
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Babson Alum Takes Over For Murphy
A MassMutual subsidiary names its next CEO...
MutualFundWire.com -
Friday, November 21, 2008
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ETF Pricing Falls Under the WSJ's Microscope
In Friday's WSJ Fund Track, Ian Salisbury takes a close look at 300 recent trades in 10 lightly traded ETFs...
MutualFundWire.com -
Friday, November 21, 2008
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Reader Rating: 4
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Will Capital Group's Cuts Cross the Atlantic?
The Southern California has reportedly already eliminated five dozen positions...
MutualFundWire.com -
Friday, November 21, 2008
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BNY Mellon Plans Staff Cuts
The parent of Dreyfus and BNY Hamilton plans to reduce 4 percent of its global workforce...
MutualFundWire.com -
Friday, November 21, 2008
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New Reuters Database Links In Advisors
Advisors have a new way to reach their clients and network with each other...
MutualFundWire.com -
Wednesday, November 21, 2007
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Reader Rating: 3.17
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California Fund Firm Scouts for DC-IO Chief
A NorCal investment management firm is a few months into its search for an exec to head up its DC-IO activities.
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401kWire.com -
Wednesday, November 21, 2007
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Reader Rating: 5
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Bear Sued for Being Reckless with Investments
Bear Stearns has been sued in a Manhattan court by a Baltimore investor who lost money when two of the company's hedge funds melted down over the summer...
MutualFundWire.com -
Wednesday, November 21, 2007
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Reader Rating: 3.17
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Larry Fink May Have Found His Calling in at the Helm of the Super-SIV Fund
Larry Fink may be destined for far greater things than running either Merrill or CitiGroup...
MutualFundWire.com -
Wednesday, November 21, 2007
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Reader Rating: 2.82
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Industry Giants Spread QDIA Gospel
A pair of retirement gurus conduct their first workshop on the recently-finalized provision of the PPA.
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401kWire.com -
Wednesday, November 21, 2007
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Reader Rating: 5
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BNY Mellon to Establish China Venture
BNY Mellon is branching out to establish a new asset management company in China...
MutualFundWire.com -
Wednesday, November 21, 2007
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Reader Rating: 3
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A Bay Area Provider Touts its Partnerships with Advisors and Payroll Firms
2007 has been a very busy year for the San Francisco-headquartered purveyor of Web-based retirement products...
401kWire.com -
Wednesday, November 21, 2007
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San Fran Advisors Add Ex-Wholesaler
A Bay Area BD expands its retirement plan services team.
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401kWire.com -
Wednesday, November 21, 2007
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Reader Rating: 2
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Nuveen's New Owner Gets Two New Chiefs
John Canning has stepped down from his post of CEO at Madison Dearborn Partners...
MutualFundWire.com -
Wednesday, November 21, 2007
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Reader Rating: 2.75
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Execs at Columbia and State Street are Disappearing as the Subprime Woes Deepen
Today's WSJ FundTrack takes on recent departures at Columbia and State Street...
MutualFundWire.com -
Wednesday, November 21, 2007
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Reader Rating: 3
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Dreyfus to Unveil Asian Emerging Market Fund
The Bank of New York Mellon subsidiary hired a Hong Kong-based firm to subadvise the fund...
MutualFundWire.com -
Wednesday, November 21, 2007
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Reader Rating: 3
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Sunshine State Sheriff Sues Provider For Revenue Sharing
The law enforcement head from Orange County wants class-action status for its suit, filed against the company's old 457b provider...
401kWire.com -
Tuesday, November 21, 2006
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DoL Wants More Risk in DC Plan Default Funds
A senior staffer at EBSA tells why the regulatory agency left capital preservation-geared investments out of its proposed QDIA regulation on purpose...
401kWire.com -
Tuesday, November 21, 2006
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Reader Rating: 4
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A Midwestern Insurer Makes a Play for High Net Worth Advisors
A Wolverine State insurance company launches a a new group to offer more to advisors catering to the cream of the financial crop...
401kWire.com -
Tuesday, November 21, 2006
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Reader Rating: 3
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RFP No: Don't Be Steered Wrong
A Midwestern automotive parts maker says it has no plans to change its DC plan despite a published report to the contrary...
401kWire.com -
Tuesday, November 21, 2006
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Hotel Chain To Carry Out DB Freeze
A Boston-based hotel chain has hopped on the pension-freezing bandwagon...
401kWire.com -
Tuesday, November 21, 2006
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Reader Rating: 4
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RSP: Auto Plans May Rev Up U.S. Savings By $44 Billion Annually
While the 401k industry has been pushing for auto enrollment, it turns out that other parts of the Bush tax reforms may have a bigger impact on increasing retirement savings...
401kWire.com -
Tuesday, November 21, 2006
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Spitzer Throws In The Towel Yet Again
None of Eliot Spitzer's fund scandal targets will serve hard time. The New York Attorney General threw in the towel on the last of his prominent cases on Monday and withdrew criminal charges against former of Canadian Imperial Bank of Commerce employee Paul Flynn..
MutualFundWire.com -
Monday, November 21, 2005
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More Providers Try Wireless Sign Ups
More DC plan providers are following MassMutual's lead on its high-tech enrollment system...
401kWire.com -
Monday, November 21, 2005
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Reader Rating: 5
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Cooper Industries Drops Mellon HR&IS
ACS loses one of the large plans it acquired in the Mellon deal to a competitor better known as a player in the mid-size plan market...
401kWire.com -
Monday, November 21, 2005
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Reader Rating: 5
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After Sale, Bank of America 401k Moves On
The difficulty of retaining key clients is a recurring lesson that hits home any time a 401(k) business is sold. A case in point may be Bank of America's multi-billion 401(k) plan...
401kWire.com -
Monday, November 21, 2005
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Reader Rating: 3
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Galvin Presses OppFunds for Info
William Galvin, the Massachusetts version of Eliot Spitzer, is going after OppenheimerFunds' records in search of information to help him build a case against MassMutual CEO Robert O'Connell...
MutualFundWire.com -
Monday, November 21, 2005
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Trusco Chief to Retire
The advisor to the STI Classic Mutual Fund family is losing its chief. Douglas S. Phillips, president and chief investment officer of Trusco Capital Management said Friday afternoon that he will retire from the Atlanta-based firm on December 31...
MutualFundWire.com -
Monday, November 21, 2005
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Are Advest Reps Hitting the Street?
Buying distribution for ones own funds may not be so easy after all. Merrill Lynch is reportedly learning the hard way that bought brokers may not be contented brokers. It appears, according to the Boston Herald, that many of Advest's reps are planning to jump ship rather than stay on once Merrill takes over the broker-dealer next month...
MutualFundWire.com -
Monday, November 21, 2005
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Will Eliot Spitzer Be Person of the Year?
The New York Attorney General put in an appearance in the New York offices of the prestigious magazine yesterday...
MutualFundWire.com -
Friday, November 21, 2003
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Reader Rating: 1.67
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Amvescap Buys Wealth Manager
The $117 million deal adds more than $7 billion to its Atlantic Wealth Management unit...
MutualFundWire.com -
Friday, November 21, 2003
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Fund Takes Life Changes Into Account
Southern Fund Firm Has Solution For Clients With Different Investment Patterns...
MutualFundWire.com -
Friday, November 21, 2003
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Dow Jones Licenses Portfolio Indexes
The licensee will use the indexes to create a family of five lifecycle funds for investors...
MutualFundWire.com -
Friday, November 21, 2003
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Reader Rating: 5
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Ameritrade Signs on Texas Provider for SBDAs
The recordkeeper enhances its product offerings by tapping into the discount brokerage platform for participants...
401kWire.com -
Friday, November 21, 2003
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Reader Rating: 5
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Who Has Already Dumped Putnam?
Apparently, a lot of companies. A 401kWire.com roundup of who has done what...
401kWire.com -
Friday, November 21, 2003
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401k Searches Reported This Week
The fund scandals affect the decisions of a number plans...
401kWire.com -
Friday, November 21, 2003
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Reader Rating: 4
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Strategic Alliance Targets Large Plans
A pair of quiet specialists are teaming up to offer an unbiased advice and recordkeeping package to plan sponsors...
401kWire.com -
Thursday, November 21, 2002
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Reader Rating: 3
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2003 Sponsor Directory Debuts
Thomson Financial has released its 2003 version of the Nelson Directory of Plan Sponsors...
401kWire.com -
Thursday, November 21, 2002
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Reader Rating: 2.5
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SSRM Hires Large Cap Pro
The firm hires Edward Dowd for its investment management team...
MutualFundWire.com -
Thursday, November 21, 2002
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Ameritrade CEO Joins Axa Financial Board
The former head of 401k at Merrill will also join the board of Equitable Life...
401kWire.com -
Thursday, November 21, 2002
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Reader Rating: 1
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White House List Grows Shorter for SEC
Names are disappearing as the Bush Administration makes its list and checks it twice...
MutualFundWire.com -
Thursday, November 21, 2002
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Fidelity Reportedly Eyes CSFB Unit
The Boston Behemoth is one of three likely bidders for the unit...
MutualFundWire.com -
Thursday, November 21, 2002
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Reader Rating: 3.67
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Bisys Lands SoloK Partner
The new partner is the seventh announced by the firm...
401kWire.com -
Thursday, November 21, 2002
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Reader Rating: 4.5
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Lord Abbett Doubles Partner Ranks
The asset manager moves 26 executives into partnerships...
MutualFundWire.com -
Thursday, November 21, 2002
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Reader Rating: 3
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Case Closed! Franklin to Settle
Franklin Resources will pay $6.5 million to settle a lawsuit against the directors of two funds.
..
MutualFundWire.com -
Wednesday, November 21, 2001
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Reader Rating: 3
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Enron is Now a Class Action
The sponsor is being sued by participants over the billion dollar lose in the firms 401k program.
..
401kWire.com -
Wednesday, November 21, 2001
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Reader Rating: 3
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Open Seats in the Stagecoach
The San Francisco firm is seeking an executive to oversee its wholesaler relations...
MutualFundWire.com -
Tuesday, November 21, 2000
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Reader Rating: 3
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Huntington Adding Funds
After putting together new management, Huntington is looking at adding five funds this year and more in 2002...
MutualFundWire.com -
Tuesday, November 21, 2000
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Reader Rating: 3
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Becoming A Source to Boost Your Firm's Profile
Dan Sondhelm, one of the movers behind iFinancialMarketing.com, shares tips on how to market through the media...
MutualFundWire.com -
Tuesday, November 21, 2000
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Reader Rating: 3
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Profs Get Educated
Rice is the first university to offer Web-based asset allocation advice to its employees...
401kWire.com -
Tuesday, November 21, 2000
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Reader Rating: 3
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November 21, 2000
More on Pilgrim & Baxter's Windfall ... Another Bank Deal. ..
401kWire.com -
Tuesday, November 21, 2000
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Reader Rating: 3
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November 21, 2000
NASD Goes After Dean Witter ... More on Pilgrim & Baxter's Windfall ... Another Bank Deal ... Shares Instead of Miles. ..
MutualFundWire.com -
Tuesday, November 21, 2000
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Reader Rating: 3
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401k Forum to Monitor Fund Performance
401k Forum, Inc. has launched a new Internet service, 401-ok, which will allow plan sponsors access to plan investment information. It will also provide sponsors with a monitoring service for market changes as well as analyses of specific fund performance. Stephen L. Deschenes, president and COO of 401k Forum, states, “Enhancing our services to plan sponsors with comprehensive fund monitoring means that plan trustees and committee members will be better prepared to execute their fiduciary responsibilities.”..
401kWire.com -
Friday, November 21, 1997
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Reader Rating: 3
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Will Participants Use the 'Net?
More than half of Americans would be "extremely likely" to access their 401(k) account over the Internet if their plan made it available. The Internet, however, will not be a panacea for providing information to all participants. A significant number of individuals say that they are unlikely ever to take advantage of the Web to access 401(k) information. ..
401kWire.com -
Friday, November 21, 1997
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Reader Rating: 3
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