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Schwab Asset Management [view profile ]
211 Main Street  San Francisco  CA  94105  ph: 800-648-5300 

http://www.schwab.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A Gotham AM Adds 2 Magnificent 7 ETFs, And ...
The team at the $38.1-billion-AUM asset manager is also preparing to roll out a third ETF focused on the same stocks...
MutualFundWire.com - Friday, March 8, 2024 Views - Reader Rating: 1
David Sees a "Great Opportunity to Build" At PCS
The incoming and outgoing chiefs of the freshly acquired RKer talk to 401kWire about the deal and what's next...
401kWire.com - Friday, March 8, 2024 - Reader Rating: 1
Lincoln and Smart Flex Their PEP Skills Together
The two providers are teaming up to power a pair of new pooled employer plans...
401kWire.com - Friday, March 8, 2024 - Reader Rating: 1
55 Percent of Feb 401k Trading Went Into ...
Last month's dominant 401(k) trading winner also accounted for nearly one quarter of contributions, too...
401kWire.com - Friday, March 8, 2024 - Reader Rating: 1
Long-Term Inflows Swell By $9.5B As IBIT's Double
The LSEG Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com - Friday, March 8, 2024 Views - Reader Rating: 1
Nationwide's New Team Includes 20, And ...
A company veteran of more than 25 years has taken over sales for the new unit, which gained a 23-year company veteran as chief last September...
401kWire.com - Friday, March 8, 2024 - Reader Rating: 1
MFS Offers Tips For Better Serving Female Investors
The fund firm shares insights in light of Women's History Month and International Women's Day...
MutualFundWire.com - Wednesday, March 8, 2023 Views - Reader Rating: 1
USRBP Buys a 23-Year-Old PA TPA
The acquisition target's owner is expected to stay on after the deal...
401kWire.com - Wednesday, March 8, 2023 - Reader Rating: 1
Sallus Lands a KPA Network Ally
The PEP startup is teaming up with a network that supports independent KPAs...
401kWire.com - Wednesday, March 8, 2023 - Reader Rating: 1
Cetera Teams With a 3.6MM-Participant RKer
A subsidiary of the indie B-D will serve as 402(a) and 3(16) fiduciary to the offering...
401kWire.com - Wednesday, March 8, 2023 - Reader Rating: 1
BBD Sells Its Fund Audit Biz, As Expected
The deal was first unveiled last month and was expected to add more than 40 people to the acquirer's team...
MutualFundWire.com - Wednesday, March 8, 2023 Views - Reader Rating: 1
WTW Hires a PA Retirement Vet
The new hire serves as director of retirement at the British multinational...
401kWire.com - Wednesday, March 8, 2023 - Reader Rating: 1
An Ally to Nearly 50 Asset Managers Rebrands
The two-year-old TPM's network of firms has more than $235 billion in combined AUM...
MutualFundWire.com - Tuesday, March 8, 2022 Views - Reader Rating: 1
In Boston, an Insurance Brokerage Gains a Retirement Chief
Corrected | A DC veteran now serves as president of retirement services and executive compensation & benefits for the firm's New England region...
401kWire.com - Tuesday, March 8, 2022 - Reader Rating: 1
An $11B-AUA TPA Adds a Client Services Director
The new hire previously spent more than a dozen years with Lincoln...
401kWire.com - Tuesday, March 8, 2022 - Reader Rating: 1
The Four Most Influential Female DC Execs
An investing publication recognizes 100 women across finance...
401kWire.com - Tuesday, March 8, 2022 - Reader Rating: 1
The 29 Most Influential Women In the U.S. Fund Biz
The team at an investing publication puts together their third annual list of women in finance...
MutualFundWire.com - Tuesday, March 8, 2022 Views - Reader Rating: 1
401k Trading More Than Doubles In Two Months, But ...
It's still affecting less than one quarter of one percent of assets per month, and the contribution mix has barely changed lately...
401kWire.com - Tuesday, March 8, 2022 - Reader Rating: 1
At a $146B-AUM Shop, a New Channel Chief Taps a Service Leader
The new hire at the Lone Star State firm hails from the Denver area...
MutualFundWire.com - Monday, March 8, 2021 Views - Reader Rating: 1
25 Years In, an Alight SVP Exits
There is no word yet on how his duties are being handled...
401kWire.com - Monday, March 8, 2021 - Reader Rating: 1
AmCent, Lincoln, Nationwide, Prime Capital and More Take On Ret Income
The quartet are partnering with SS&C, Wilmington, and Wilshire on a new TDF series that bundles in guaranteed income...
401kWire.com - Monday, March 8, 2021 - Reader Rating: 1
From Pizza Hut's C-Suite to 401k Loan Insurance
A veteran marketing executive joins a Lone Star State firm in the defined contribution space...
401kWire.com - Monday, March 8, 2021 - Reader Rating: 1
Week In Preview, March 8 - March 14
This week, the teams at Alger, Empower, LeafHouse, P&I, That401kSite.com, and WiPN are hosting online events...
401kWire.com - Monday, March 8, 2021 - Reader Rating: 1
Week In Preview, March 8 - March 14
This week, the teams at Irish Funds, MFDF, and Nicsa are hosting online events...
MutualFundWire.com - Monday, March 8, 2021 Views - Reader Rating: 1
Seventeen Financial Industry Litigators Join Drinker Biddle
Several of the firm’s newest members bring ERISA experience...
401kWire.com - Friday, March 8, 2019 - Reader Rating: 1
A Retirement Researcher Joins MFS
The new hire previously worked with an asset management industry data and analytics shop...
401kWire.com - Friday, March 8, 2019 - Reader Rating: 1
T. Rowe, Fidelity, Pimco and OpFunds Crush It In Gotham
Yesterday fundsters gathered in midtown Manhattan for a 17th annual industry awards bash...
MutualFundWire.com - Friday, March 8, 2019 Views - Reader Rating: 1
Three Firms Team Up For a Big Green 401k Platform
The ESG product includes 3(16) and 3(38) fiduciary services...
401kWire.com - Friday, March 8, 2019 - Reader Rating: 1
Teaming Up, a KPA Tackles Student Loans Next to 401ks
He started a new venture and is using a white label version of a student loan repayment program...
401kWire.com - Friday, March 8, 2019 - Reader Rating: 1
The Fundster 401k Roundup, March 2-8
A big bank merger will also combine two RKing businesses...
MutualFundWire.com - Friday, March 8, 2019 Views - Reader Rating: 1
For the Smallest Plans, an RKer Builds a More Turnkey Product
The firm's new chief talks about plans for a lower cost solution for plans with 25 participants or less...
401kWire.com - Thursday, March 8, 2018 - Reader Rating: 1
Which Five TDF Giants Are Gaining Market Share?
New research shows that bundled providers continue to dominate target date funds, at least off the shelf ones. One-third of the biggest TDF shops increased their market share in 2017...
401kWire.com - Thursday, March 8, 2018 - Reader Rating: 1
Heavey Ramps Up and Shifts Expect Miracles' Golf Game
The charity's chief unveils a new fall event and shifts an existing event...
MutualFundWire.com - Thursday, March 8, 2018 Views - Reader Rating: 1
Principal's Next RKing Chief Shares His Vision
This summer the insurer's full-service retirement chief, Greg Burrows, will retire and pass the reins to a 17-year company veteran. Burrows' successor talked to 401kWire about what's next...
401kWire.com - Thursday, March 8, 2018 - Reader Rating: 1
A $2.5B Asset Manager IPO Nears
Watch for the IPO to take place in the coming weeks...
MutualFundWire.com - Thursday, March 8, 2018 Views - Reader Rating: 1
An Acquisitive Gotham Asset Manager Sells
The buyer, also in the Big Apple, is a specialty fixed income broker-dealer. The deal also involves the asset manager's sister company...
MutualFundWire.com - Wednesday, March 8, 2017 Views - Reader Rating: 1
Who Are the Best Marketers in Asset Management?
As the industry gets more competitive, small firms need to find a marketing focus...
MutualFundWire.com - Wednesday, March 8, 2017 Views - Reader Rating: 1
A Drs' Group Retirement Plan Needed a Check-Up
A bad retirement plan advisor a day keeps many doctors away.....
401kWire.com - Wednesday, March 8, 2017 - Reader Rating: 1
A New Turnkey Fiduciary Partnership
Two firms have partnered up to share fiduciary responsibility. ..
401kWire.com - Wednesday, March 8, 2017 - Reader Rating: 1
Labor Sec. Nominee Gets a Hearing Date
Alexander Acosta has a hearing date set...
MutualFundWire.com - Wednesday, March 8, 2017 Views - Reader Rating: 1
Acosta's Hearing is Set
The HELP committee has scheduled a hearing for the new Department of Labor head nominee. ..
401kWire.com - Wednesday, March 8, 2017 - Reader Rating: 1
Wells Fargo Won't Push Advisors to be Fiduciaries
Wells Fargo details its three-pronged approach under the Department of Labor's fiduciary regulation. ..
401kWire.com - Wednesday, March 8, 2017 - Reader Rating: 1
Faust Backs a "Spectacular" Beantown Summer Tradition
Eaton Vance signs on as the key sponsor of a big hometown event, for the next three years...
MutualFundWire.com - Wednesday, March 8, 2017 Views - Reader Rating: 1
Chong Brings a Core CUNA Mutual Offering to the Broader Retirement Market
The mutual insurer's retirement plan team is bringing another service from the credit union market to the advisor-sold space. ..
401kWire.com - Tuesday, March 8, 2016 - Reader Rating: 1
Ubiquity Nears Rollout of its Proprietary RKing Platform
Ubiquity goes completely proprietary on its new recording platform...
401kWire.com - Tuesday, March 8, 2016 - Reader Rating: 1
A Texas Fundster Builds an ETF-In-a-Box Shop, With a Twist
A Highland Capital Management veteran pitches a startup with a Q3 launch target...
MutualFundWire.com - Tuesday, March 8, 2016 Views - Reader Rating: 1
RidgeWorth Takes the Liberty to Adopt a Three-Year-Old Fund
The subadvisor remains independent of RidgeWorth and 100-percent employee-owned...
MutualFundWire.com - Tuesday, March 8, 2016 Views - Reader Rating: 1
A Religious Org Taps TIAA as Sole 403(b) RKer
TIAA nabs $15 million non-profit plan...
401kWire.com - Tuesday, March 8, 2016 - Reader Rating: 1
A Raleigh, North Carolina KPA Switches BD
A North Carolina-based 401(k) plan advisor aligns with a new broker dealer...
401kWire.com - Tuesday, March 8, 2016 - Reader Rating: 1
Live! From Boston Fidelity Retains a $7B RK Plan
Pleased with its recordkeeping services, Comcast recommits its dc plan to Fidelity...
401kWire.com - Tuesday, March 8, 2016 - Reader Rating: 1
Once Upon a Time, ETF Edition
Bloomberg offers a deep dive story into the creation of the first exchange-traded fund...
MutualFundWire.com - Tuesday, March 8, 2016 Views - Reader Rating: 1
A Former Hartford VP Leaves MassMutual
There are no plans to replace him...
401kWire.com - Friday, March 8, 2013 - Reader Rating: 1
Schwab Offers Fundsters Data for their Distribution Wars
Mutual fund shops gain access to even more platform sales data...
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
Stork and Reaper for the Week of March 4, 2013
Read up on the latest mutual fund product changes...
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
Change at the Top for Schwab
Bernie Clark now reports directly to the big boss...
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
Nationwide Retirement Has a New Chief
A new retirement business leader is moving in just 7 months after Larry Hilsheimer took over...
401kWire.com - Friday, March 8, 2013 - Reader Rating: 1
kasina Hires an Exec from NYL
New hire will expand firm's offerings in productivity benchmarking and advisor insights services...
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
Patents Awarded to BNY for Precious Metal ETFs
The three patents involve electronic trading processes underpinning the funds...
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
An Advisor-Focused DC I-O Chief Departs
A mutual fund shop says goodbye to a 401k industry veteran...
401kWire.com - Friday, March 8, 2013 - Reader Rating: 1
Fink Says US Economy is Primed for a Big Revival
In CNBC interview, BlackRock CEO expressed optimism about health of economy...
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
Wells Fargo Gets a C
Less than flawless execution of its multi-boutique culture leads to mediocre grade with M*...
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
Van Eck Has an ETF For Metalheads
...precious metal, that is...
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
M* Picks Five Fab ETFs
Which funds made the cut?..
MutualFundWire.com - Friday, March 8, 2013 Views - Reader Rating: 1
Nelson: Being 'Liked' Doesn't Yet Add Up to Participant Engagement
Great-West Retirement Services president Charlie Nelson shares his thoughts on social media as part of his keynote at The 401kWire Influencers' Summit on Wednesday...
401kWire.com - Thursday, March 8, 2012 - Reader Rating: 1
Falcon Talks About J.P. Morgan's New Approach to the Plan Menu
Mike Falcon devotes part of his Tuesday morning keynote at the Top DC Advisor Summit to J.P. Morgan's new approach to plan investments...
401kWire.com - Thursday, March 8, 2012 - Reader Rating: 1
Publicly-Traded Asset Managers Outshine Those Inside Conglomerates
Casey Quirk takes a look at the profitability of 21 publicly-traded U.S. asset managers and 12 asset management subsidiaries of publicly-traded U.S. financial firms...
MutualFundWire.com - Thursday, March 8, 2012 Views - Reader Rating: 1
Arbitrage Fund to Reopen
Water Island's flagship fund will once again be taking in money from new investors...
MutualFundWire.com - Thursday, March 8, 2012 Views - Reader Rating: 1
A Large Market Provider Renews $24.1B in Plans
The bundled provider also sees its managed account and stable value assets jump...
401kWire.com - Thursday, March 8, 2012 - Reader Rating: 1
Advisors Talk Fiduciaries, Fees, and Auto 'Peanut Butter and Jelly'
Top advisors speak at The 401kWire's first annual Top Advisor Summit...
401kWire.com - Thursday, March 8, 2012 - Reader Rating: 1
Meet the Billionaire Fundsters
The East and West Coast Johnsons, Bill Gross and Ron Baron are on Forbes' latest list of billionaires...
MutualFundWire.com - Thursday, March 8, 2012 Views - Reader Rating: 1
Legg Mason's Fetting Feels 'Encouraged' By Alternatives and Fixed Income
The mutual fund firm's CEO offers a sneak preview of the asset manager's February results...
MutualFundWire.com - Thursday, March 8, 2012 Views - Reader Rating: 1
iShares Will Offer Active Access to Sovereign Debt
BlackRock's ETF giant preps a new active exchange-traded fund...
MutualFundWire.com - Thursday, March 8, 2012 Views - Reader Rating: 1
Fidelity's Income Rivals BlackRock's
The Boston Behemoth reports a big jump in operating income, despite slower growth in revenue and continued overall net outflows...
MutualFundWire.com - Thursday, March 8, 2012 Views - Reader Rating: 1
And the Top Four Advisors for 2011 Are ...
The 401kWire recognizes the most influential defined contribution plan advisors in four different market segments...
401kWire.com - Tuesday, March 8, 2011 - Reader Rating: 1
A Boutique Asset Manager Crosses the $1.5 Billion Mark
The five-year-old firm has $1.5 billion of AUM, of which $500 million are mutual fund assets. ..
MutualFundWire.com - Tuesday, March 8, 2011 Views - Reader Rating: 1
Readerman Moves Forward
The San Francisco-based firm hires a Marsico alum...
MutualFundWire.com - Tuesday, March 8, 2011 Views - Reader Rating: 1
Aon Hewitt Teams Up with Financial Engines
Aon Hewitt is looking to offer its RKing clients more advisory services...
401kWire.com - Tuesday, March 8, 2011 - Reader Rating: 1
A TPA Buyer Inches Closer to Selling Itself
A private equity deal involving a TPA shop is coming closer to fruition...
401kWire.com - Tuesday, March 8, 2011 - Reader Rating: 1
Top Advisor: Richard Schwamb
Merrill Lynch..
401kWire.com - Tuesday, March 8, 2011 - Reader Rating: 1
Top Advisor: Lee McGroarty
RetireAmerica (Lincoln Financial Advisors)..
401kWire.com - Tuesday, March 8, 2011 - Reader Rating: 1
Top Advisor: Arch Underwood
Alliant Insurance Services..
401kWire.com - Tuesday, March 8, 2011 - Reader Rating: 1
Smith Barney No More?
A wirehouse reportedly weighs dropping a long-standing brand...
MutualFundWire.com - Tuesday, March 8, 2011 Views - Reader Rating: 1
Calamos Hunts for a New Finance Chief
The Illinois mutual fund firm says goodbye to a top exec...
MutualFundWire.com - Tuesday, March 8, 2011 Views - Reader Rating: 1
Old Mutual Discusses the Possible Timing of a Partial IPO
Old Mutual execs say the partial IPO of the asset management unit might occur by the end of 2012...
MutualFundWire.com - Tuesday, March 8, 2011 Views - Reader Rating: 1
The WSJ 'Prefers' a Nuveen Fund
Nuveen's preferred plays catches the WSJ's attention...
MutualFundWire.com - Tuesday, March 8, 2011 Views - Reader Rating: 1
BBH Puts a BGI Alum in Charge of ETF Sales
Brown Brothers Harriman turns to a BGI alum to lead global ETF product and sales...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
Brazos Pines for its New Identity
Brazos Mutual Funds recently changed its name and is set to unveil its revamped Web site today...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
RidgeWorth Makes a Mid Cap Push
SunTrust's investment management arm has a microsite and white paper devoted to mid caps...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
Eaton Vance Plans to Launch Active Bond ETFs
The Boston-based asset manager plans to offer five actively managed fixed income ETFs...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
T. Rowe Hunts for a DC VP
Mercer is welcoming a new outsourcing market leader in the coming weeks...
401kWire.com - Monday, March 8, 2010 - Reader Rating: 1
Which Niche Rings Pershing's Bell?
Updated | Mitch Bell, a key contact for mutual fund firms seeking to get on Pershing's FundVest platform, has transitioned to another role within the firm...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
A New DC Trade Group Enters the Scene
The group counts more than 40 organizations as members...
401kWire.com - Monday, March 8, 2010 - Reader Rating: 1
The Top DC I-O Job Opens Up at BlackRock
BlackRock's DC chief is leaving to pursue other opportunities...
401kWire.com - Monday, March 8, 2010 - Reader Rating: 1
Top 40 Advisor: Doug Prince
This Indianapolis-based Stifel Nicolaus advisors lands in the top 40 DC advisors for 2009 as one of the ten finalists in the mid-market...
401kWire.com - Monday, March 8, 2010 - Reader Rating: 1
T. Rowe CEO: We've Lost Some Good People Due to TV Shows
In an interview with T. Rowe's hometown paper, James Kennedy says it's not easy to attract talented people to Baltimore...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
Dotcom Fund Superstars: Where are They Now?
A decade after the dotcom bubble burst, MarketWatch's Jonathan Burton looked at where the Internet fund superstars are now...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
'Diversify' is JPMorgan's Income Builder Mantra
The Journal Monday highlights a JPMorgan retirement fund...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
Star T. Rowe Manager Hands Over Reins as Planned
Laporte reportedly nudges his successor to continue with a long-term holding strategy...
MutualFundWire.com - Monday, March 8, 2010 Views - Reader Rating: 1
WSJ Tells Participants: Don't Wait Around for Washington to Fix Your 401k
The Journal attacks 401k fees again and points out red flags...
401kWire.com - Monday, March 8, 2010 - Reader Rating: 1
Charges Stand Against Three in Putnam Scandal
Durgarian, Hogan and McCracken still face charges, but the judge says Papa, Crain and Childs did not act to further scheme...
401kWire.com - Thursday, March 8, 2007 - Reader Rating: 1
Fee-Based BD on the Right TRAK
A Golden State firm teams up with a software specialist to offer advisors a new tool. ..
401kWire.com - Thursday, March 8, 2007 - Reader Rating: 1
CMS Workers Lose Stock Option
A year after it settled a participant class action, CMS Energy has decided to drop company stock from its plan...
401kWire.com - Thursday, March 8, 2007 - Reader Rating: 1
Big Blue Splits Financial Planning Mandate
Ayco and Fidelity are both big winners as IBM readies a rollout of free financial planning for 127,000 workers...
401kWire.com - Thursday, March 8, 2007 - Reader Rating: 1
Matrix Subsidiary Picks a President
The Centennial State firm picks a TPA veteran to lead it. ..
401kWire.com - Thursday, March 8, 2007 - Reader Rating: 1
Fido Hangs Up on Marlboro
The Boston Behemoth shuts down a call center. ..
401kWire.com - Thursday, March 8, 2007 - Reader Rating: 1
Schlichter Fires Again
An ex-provider sponsor is the St. Louis law firm's latest target. ..
401kWire.com - Thursday, March 8, 2007 - Reader Rating: 1
Employee Fiduciary Co-Principal Leaves Firm
The Alabama firm announced a replacement for the COO position, plus two other hires...
401kWire.com - Wednesday, March 8, 2006 - Reader Rating: 1
CMS Energy Settles Co Stock Suit
The settlement will cost the plan sponsor $28 million in cash as it reimburses plan participant company stock losses...
401kWire.com - Wednesday, March 8, 2006 - Reader Rating: 1
Touchstone Closes Constellation Deal
Acquisition marks near-doubling of the Cincinnati firm's assets...
MutualFundWire.com - Wednesday, March 8, 2006 Views - Reader Rating: 1
Why Geller Group Joined With Focus Financial Partners
Sheldon Geller says newly-formed financial investment firm had a model that made sense...
401kWire.com - Wednesday, March 8, 2006 - Reader Rating: 1
Baron Capital Group President, Portoflio Manager Jump Ship
Baron Capital Group president and chief operating officer Morty Schaja and portfolio manager Mitch Rubin will depart the firm next month to form a hedge fund venture...
MutualFundWire.com - Wednesday, March 8, 2006 Views - Reader Rating: 1
Schroder Eyes Fee Hike For Two Funds
Schroder Investment Management wants to raise management fees on two of its funds. The board of trustees of the New York-based firm had approved 25-basis-point hikes for the Schroder International Alpha Fund and Schroder U.S. Opportunities Fund, according to a regulatory filing...
MutualFundWire.com - Wednesday, March 8, 2006 Views - Reader Rating: 1
Two at NYLIM Retirement Receive Promotions
The plan provider recognizes their service to the expanding retirement services subsidiary...
401kWire.com - Wednesday, March 8, 2006 - Reader Rating: 1
Wells Fargo Seeks To Reach More Hispanics
The Minneapolis firm has enhanced its Spanish-language communication tools...
401kWire.com - Wednesday, March 8, 2006 - Reader Rating: 1
Amvescap Exec Steps Down
Michael D. Benson, vice chairman of Amvescap, will resign from the company at the end of this month. Benson will also leave Amvescap's board of directors. Taking his place on the board will be John D. Rogers, executive vice president of Amvescap and chief executive officer of Invesco...
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
LSAs and RSAs Make 2005 Debut
Legislation to create Lifetime Savings Accounts (LSAs) and Retirement Savings Accounts (RSAs) was introduced into both the Senate and House of Representatives Tuesday...
401kWire.com - Tuesday, March 8, 2005 - Reader Rating: 1
NYLIM Taps Sales Vet
The new hire will manage the Taft-Hartley retirement plan sales channel...
401kWire.com - Tuesday, March 8, 2005 - Reader Rating: 1
Market Timers Cost Merrill $13.5 MM
The wirehouse reaches settlements with the NYSE and state regulators...
MutualFundWire.com - Tuesday, March 8, 2005 - Reader Rating: 1
Providers Should Emphasize Retiree Services, Surveys Find
Employees appreciate help preparing for retirement...
401kWire.com - Tuesday, March 8, 2005 - Reader Rating: 1
ERISA Firms Make Beeline for Auto Parts Maker
Company stock is again at fault...
401kWire.com - Tuesday, March 8, 2005 - Reader Rating: 1
Trust Co Hires Marketing Pro
The new hire will work towards a campaign planned for this year...
401kWire.com - Tuesday, March 8, 2005 - Reader Rating: 1
Is AARP Shopping for a New Partner?
How loyal is AARP to its Scudder relationship? Not very, suggests a report...
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
One Open, One Closed at JP Morgan
JPMorgan Funds is opening the spigots on a new fund even as it is turning them down on a second. The bank-owned fund will take the wraps off its JPMorgan Value Advantage Monday. Meanwhile, the bank also said that it will limit purchases in its JPMorgan Mid Cap Value Fund at the end of March...
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
Scudder Makes Bet on Commodities with New Fund
Rising interest rates and inflation may be the spur to a revival of commodities funds. At least that is the hope at Scudder Investments. The fund unit of Deutsche Asset Management opened its Scudder Commodity Securities Fund on Monday. ..
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
Janus Axes Bay Isle Chief
Janus has axed the CEO of its Bay Isle unit, according to industry sources. Bill Schaff, CEO of the institutional money manager was let go last week...
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
ProFunds Launches Rare Currency Funds
Bethesda, Maryland-based ProFunds has launched two new funds tied to the U.S. Dollar...
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
Incidents Spotlight Media Attention on Shareholder Info Security
Recent reports that major collectors of consumer financial data have let their information get into the wrong hands is focusing the media on the topic. Just ask Strong Funds. ..
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
Dreyfus Lion Roars Again
After a six year hiatus, Dreyfus fund will once again tell their story on television. The fund unit of Mellon Financial has tapped two firms -- Epiphany Communications and Psynchronous -- for its new ad campaign...
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
BoA Awards $224 Bn Fund Outsourcing
Bank of America is shifting its fund processing and administration services from five providers to just two -- State Street and Boston Financial Data Services. State Street will provide fund accounting, custody and financial reporting for the $224 billion fund group, while State Street-joint venture BFDS will provide transfer agent services...
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
Philly Chooses Manager for $145 MM Large Cap Mandate
New York Life Investment Management is the winner of a search conducted by the City of Philadelphia Board of Pensions and Retirement to manage $145 million in a Large Cap Enhanced Index separate account. The win marks the first time that NYLIM will manage money for the city...
MutualFundWire.com - Tuesday, March 8, 2005 Views - Reader Rating: 1
Fund Regulator Shares 10 Lessons
SEC Commissioner Cynthia Glassman shares what she has learned regulating the fund industry...
MutualFundWire.com - Monday, March 8, 2004 Views - Reader Rating: 1
DST Offers Report Tool Through Web
Plan sponsors will have more flexibility in digging through data collected inside their plan...
401kWire.com - Monday, March 8, 2004 - Reader Rating: 1
MFS Hires Compliance Pros
MFS has hired two senior executives in its ongoing bid to improve governance and compliance...
MutualFundWire.com - Monday, March 8, 2004 - Reader Rating: 1
MetLife Reveals Requests by Regulators
Quarterly report from MetLife says that regulatory agencies have asked for information and that a limited SEC investigation has begun...
MutualFundWire.com - Monday, March 8, 2004 Views - Reader Rating: 1
Janus Takes Write-Down Over Lost Mandates
Janus announces expected outflows over the next three months and a related write-down...
MutualFundWire.com - Monday, March 8, 2004 Views - Reader Rating: 1
Nationwide VP Becomes Co-Chair of Advisory Group
A Nationwide VP takes on two new jobs, one at the company and one at a group that works with mayors and minority-friendly businesses...
401kWire.com - Monday, March 8, 2004 - Reader Rating: 1
Nationwide Wins City Plan
Nationwide Retirement Services will provide administrative and recordkeeping services for a $494 million DC plan...
401kWire.com - Monday, March 8, 2004 - Reader Rating: 1
Manning: Ballen and Parke Not Welcome Back at MFS
Two top MFS executives who had been temporarily barred by the SEC will not be back...
MutualFundWire.com - Monday, March 8, 2004 - Reader Rating: 1
Kennedy Offers Dems 401k Reform
Royal Alliance Adds Distribution ... Amex Targets IRAs ...Legislators Win NDCC Award. ..
401kWire.com - Friday, March 8, 2002 - Reader Rating: 1
Amex Targets IRAs
Kennedy Offers Dems 401k Reform ... Royal Alliance Adds distribution ... Legislators Win NDCC Award. ..
MutualFundWire.com - Friday, March 8, 2002 Views - Reader Rating: 1
Who Needs Advice?
What is behind the Fidelity flip-flop? And what will the Boehner bill really accomplish? ..
401kWire.com - Friday, March 8, 2002 - Reader Rating: 1
Why Fido Wins at 401k
Do not let the bottom line number fool you though; the Boston Behemoth appears stronger than ever...
401kWire.com - Friday, March 8, 2002 - Reader Rating: 1
NYLIM Focuses Under New Head
The firm is filling the gaps in its product line and eyeing the DB/DC market for growth...
401kWire.com - Friday, March 8, 2002 - Reader Rating: 1
Fido Earnings Off by Nearly $800 Million
Do not let the bottom line number fool you though; the Boston Behemoth appears stronger than ever...
MutualFundWire.com - Friday, March 8, 2002 Views - Reader Rating: 1
H&W Builds Marketing
Now free of Merrill Lynch, the LA firm has a new marketer tasked with building consultant and sponsor relationships. ..
401kWire.com - Friday, March 8, 2002 - Reader Rating: 1
529 Services Wanted
Get ready to fill out a much-anticipated RFP. The state is seeking vendors for three services, including adminsitration and asset management. ..
MutualFundWire.com - Friday, March 8, 2002 Views - Reader Rating: 1
Capital Trust Lands SVP
The firm lands an executive from JP Morgan Chase for its trust business. ..
MutualFundWire.com - Friday, March 8, 2002 Views - Reader Rating: 1
Is Marketing Important?
The advisor for one doomed fund shares the lessons it has learned...
MutualFundWire.com - Thursday, March 8, 2001 Views - Reader Rating: 1
Schwab Seizes Active Traders
New service may retain commission-churning traders...
MutualFundWire.com - Thursday, March 8, 2001 Views - Reader Rating: 1
MassMutual's On A Roll!
Massachusetts-based provider picks up a half-dozen plans...
401kWire.com - Thursday, March 8, 2001 - Reader Rating: 1
Payroll Made Easy
Massachusetts firm signs up with Fidelity for Web-based payroll services...
401kWire.com - Thursday, March 8, 2001 - Reader Rating: 1
Oppenheimer Has Big Plans
Firm picks up new product for distribution. ..
401kWire.com - Thursday, March 8, 2001 - Reader Rating: 1
Chase and JP Have Settled on a Name
Chase and JP Have Settled on a Name ... Enterprise and Ibbotson Train Brokers ..
MutualFundWire.com - Thursday, March 8, 2001 Views - Reader Rating: 1
Skandia Adds a Small-Cap
American Skandia is making additional shelf space for a Kemper sub-advised small-cap fund in its family line-up...
MutualFundWire.com - Wednesday, March 8, 2000 Views - Reader Rating: 1
SunGard Pushes Straight Through
The Alabama firm has added software to its transactional network, completing its straight- through processing system...
MutualFundWire.com - Wednesday, March 8, 2000 Views - Reader Rating: 1
Julius Baer CEO to Step Down
The Swiss financial services company will replace its retiring chief executive with the first non-Baer family member CEO, at the end of 2000...
MutualFundWire.com - Wednesday, March 8, 2000 Views - Reader Rating: 1
Small Plans Being Wooed
Nationwide is beefing up its retirement offerings to capture more of the small plan market...
401kWire.com - Wednesday, March 8, 2000 - Reader Rating: 1
World-Wide Web Fund
The Internet craze is going global and so are its related funds. One new global e-fund is being brought to market via a mutual fund shell..
MutualFundWire.com - Wednesday, March 8, 2000 Views - Reader Rating: 1
Odd Lots, March 8, 2000
International Discovery to close ... State Street pays up ... How does this Internet thing work, anyway? ... Do the right thing...
401kWire.com - Wednesday, March 8, 2000 - Reader Rating: 1
Florida Bank Thinking Nationally
SunTrust Bank is taking steps to compete nationally in the 401(k) and retirement services areas.<..
401kWire.com - Wednesday, March 8, 2000 - Reader Rating: 1
Odd Lots, March 8, 2000
International Discovery to close ... State Street pays up ... How does this Internet thing work, anyway? ... Do the right thing...
MutualFundWire.com - Wednesday, March 8, 2000 Views - Reader Rating: 1
Cast Change at Schwab
Pat Gardner will soon be stepping down as vice president of national sales for Schwab Retirement Plan Services (Direct Line of Business), a spokesperson with the firm told the 401kWire.com. He was headquartered in Chicago...
401kWire.com - Wednesday, March 8, 2000 - Reader Rating: 1
Stable Value Mutual Funds Gaining Momentum
Just what is a stable value fund? The investment management firms that offer these funds are about to let the rest of the fund world know exactly what they do. Today, Morley Financial Services, a Portland, Oregon-based unit of Nationwide Financial Services, and one of the leading stable value asset managers announced the launch of its new fund, the Morley Capital Accumulation Fund...
401kWire.com - Monday, March 8, 1999 - Reader Rating: 1
Prudential Fund Raises $200M in One Month
The Prudential Tax Managed Equity Fund has over $200 million in assets under management after its introduction to investors in late January of 1999...
401kWire.com - Monday, March 8, 1999 - Reader Rating: 1
Prudential Fund Raises $200M in One Month
The Prudential Tax Managed Equity Fund has over $200 million in assets under management after its introduction to investors in late January of 1999...
MutualFundWire.com - Monday, March 8, 1999 Views - Reader Rating: 1
Never Heard of Stable Value? You Will Soon
With the 401(k) market quickly maturing, investment managers are turning to a defensive strategy to keep these assets before they roll into IRAs. This strategy is creating new competitors in the fund industry in the form of stable value mutual funds...
MutualFundWire.com - Monday, March 8, 1999 Views - Reader Rating: 1
Northern Trust Offers Analysis Tools Online
Northern Trust is utilizing Business Logic's Net-Funds product to enhance its Internet systems for participants, Dirk Quayle, vice president of product development, told the 401kWire.com. The applications from Business Logic will enable Northern's participants to access financial planning tools for everything from planning for college to planning for retirement...
401kWire.com - Monday, March 8, 1999 - Reader Rating: 1
NSCC Gets Religion -- Pushes to Up ToRA Usage
After a slow roll-out, the National Securities Clearing Corp. (NSCC) is making efforts to build the use of its IRA clearing platform. The TRANSFER OF RETIREMENT ASSETS SERVICE "ToRA" is now used by 60 fund companies, reports Scott Siebel, account manager for fund companies at the NSCC...
MutualFundWire.com - Monday, March 8, 1999 Views - Reader Rating: 1
The Search is on For VF Corp.
Greensboro, North Carolina-headquartered V F Corporation (NYSE: VFC), makers of Lee and Wrangler jeans, is searching for a new recordkeeper, Debbie Arnold, manager of benefits told the 401kWire.com. The combined assets of its defined contribution plans are over $500 million, and the plans have over 8,000 participants...
401kWire.com - Monday, March 8, 1999 - Reader Rating: 1
Odd Lots, March 8, 1999
Hartford taps three to subadvise new VAs ... Wellington's poor performance leaves fees on the table ... Small funds beat big funds...
MutualFundWire.com - Monday, March 8, 1999 Views - Reader Rating: 1
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