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News Stories Archives - Since 1998
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A $1.5B-AUM Quant Shop Launches Its First Stock ETF
The new, actively managed offering is the SoCal firm's fifth fund...
MutualFundWire.com -
Friday, December 1, 2023
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Reader Rating: 1
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An RKer's Parent Cuts Its Stake By More Than $1B, But ...
The publicly traded insurer will still be the majority owner of the provider, which has a $113.994-billion-AUMA retirement plan business...
401kWire.com -
Friday, December 1, 2023
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Reader Rating: 1
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An Ex-RKer Chief Exits After 19 Years
The executive most recently served as head of retirement research and insights at the retirement plan provider...
401kWire.com -
Friday, December 1, 2023
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Reader Rating: 1
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ABC, ARA, DCIIA, ERIC, and ICI Team Up
A host of trade groups will celebrate a huge retirement plan industry milestone next year...
401kWire.com -
Friday, December 1, 2023
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Reader Rating: 1
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Long-Term Flows Fall $19B In Two Weeks, But ...
The LSEG Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com -
Friday, December 1, 2023
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Reader Rating: 1
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Two of the Best RKers For Parents In 2023
A workplace culture specialist's team recognizes 70 large employers and 30 smaller ones...
401kWire.com -
Friday, December 1, 2023
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Reader Rating: 1
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Digging Into a New 401k Benchmarking Tool
My colleague Andrew shares some pointers for advisors looking to try out the newly public tool...
401kWire.com -
Thursday, December 1, 2022
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Reader Rating: 1
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Eyeing Revolution, a $60B-AUM Firm Plugs In a New ETF
The new, passively managed fund is powered by an S&P Dow Jones index...
MutualFundWire.com -
Thursday, December 1, 2022
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Reader Rating: 1
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There Are 6 New Nominees Today. Vote Now!
We need your help! The 401kWire team is once again working on a list of the Most Influential People In Defined Contribution...
401kWire.com -
Thursday, December 1, 2022
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Reader Rating: 1
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A $451B-AUMA RKer's New Chief Combines Two Hats, and ...
Updated | A longtime senior leader (and former RKer chief) is preparing to say goodbye to the publicly traded company. News of both changes come as a new CEO is taking over...
401kWire.com -
Thursday, December 1, 2022
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Reader Rating: 1
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A Deal Closes, Boosting an RKer to $46.3B In AUA
Updated | One insurance buys another's retirement plan recordkeeping business, as expected...
401kWire.com -
Thursday, December 1, 2022
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Reader Rating: 1
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$19B In AUM and Counting
The milestone comes a few months after the team celebrated the seventh anniversary of their fund family...
MutualFundWire.com -
Thursday, December 1, 2022
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Reader Rating: 1
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Ransomware Is Up: Are Your Defenses?
A KPA aggregator offers cybersecurity tips and warnings...
401kWire.com -
Thursday, December 1, 2022
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Reader Rating: 1
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A $4B-AUM Fund Firm Adds an Indie Director
The new board member has spent nearly four decades working for a construction company...
MutualFundWire.com -
Wednesday, December 1, 2021
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Reader Rating: 1
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Advisors Boost Participant Engagement and Confidence
A recordkeeper's team analyzes data on about 4 million active participants in its retirement plans for for-profit employers...
401kWire.com -
Wednesday, December 1, 2021
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Reader Rating: 1
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A Multinational RKer Startup Hires an M&A Leader
The move comes after the firm raised another $228 million in funding earlier this year...
401kWire.com -
Wednesday, December 1, 2021
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Reader Rating: 1
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PE Bets On a $7B-AUM ETF Strategist
The closing of the deal also accompanies a leadership change at the asset manager...
MutualFundWire.com -
Wednesday, December 1, 2021
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Reader Rating: 1
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vWise Gains Two Product Management Leaders
Both new hires are based in the St. Louis area...
401kWire.com -
Wednesday, December 1, 2021
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Reader Rating: 1
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A $1.3T-AUM Firm Prepares to Move a Mile
A publicly traded asset manager's new HQ will feature a pair of new buildings...
MutualFundWire.com -
Tuesday, December 1, 2020
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Reader Rating: 1
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A Retirement SVP Leaves Truist
The exec hailed from the BB&T side before the merger...
401kWire.com -
Tuesday, December 1, 2020
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Reader Rating: 1
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A San Fran ERISA Litigator Joins Baker Botts
A tech, energy, and life sciences law firm adds an ERISA-focused partner to its litigation team...
401kWire.com -
Tuesday, December 1, 2020
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Reader Rating: 1
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Standard Hires Near San Fran
The veteran sales exec previously worked with Voya, Transamerica, and Hancock...
401kWire.com -
Tuesday, December 1, 2020
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Reader Rating: 1
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Bye, Bye, Pioneer, Except ...
Amundi is rebranding its U.S. asset management arm...
MutualFundWire.com -
Tuesday, December 1, 2020
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Reader Rating: 1
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Who's Taking COVID Withdrawals?
A bundled provider offers a glimpse at participant behavior during the pandemic...
401kWire.com -
Tuesday, December 1, 2020
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Reader Rating: 1
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Scheinerman Brings a Top SunGard Vet to AIG
The new hire worked for another RKer before joining the insurer's group retirement arm this year...
401kWire.com -
Friday, December 1, 2017
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Reader Rating: 1
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Fewer Asset Managers Channelize National Accounts
FUSE Research expects hiring for national account managers to remain at high levels. ..
MutualFundWire.com -
Friday, December 1, 2017
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Reader Rating: 1
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Pentegra Teams Up With a KPA Alliance
The Empire State RKer builds a multiple employer program for these KPA allies...
401kWire.com -
Friday, December 1, 2017
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Reader Rating: 1
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The Standard Hires in Colorado
A new retirement plan consultant fills an open position at the insurer's recordkeeping arm...
401kWire.com -
Friday, December 1, 2017
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Reader Rating: 1
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Carlyle Sells a Piece of TCW and Gives Up Control
The PE giant reduces its stake in the $200B-AUM asset manager, whose management is stepping up as an overseas buyer steps in...
MutualFundWire.com -
Friday, December 1, 2017
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Reader Rating: 1
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USAA Adds R6 Share Class to Select Funds
USAA recently announced plans to offer R6 retirement share class through six of its mutual funds...
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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Compliance Considerations for the DoL Fiduciary Rule
There has been a spew of opinions on whether the fiduciary rule will get axed or put in place. From all the talks around the marketplace, where do you think the fiduciary rule may go?..
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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Pensionmark Expands in Florida
Pensionmark, the retirement network of 401(k) plan advisors (KPAs), has recently expanded in the Sunshine State...
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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Ascensus Buys a TPA
The purchase is Ascensus' second acquisition in the last two weeks. ..
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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DCIIA's Sixth Annual Academic Forum Kicks off in the Big Apple
...the sixth annual academic forum kicks off this week in the Big Apple!..
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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MassMutual Adds Four to Its Voluntary Benefits Sales Team
The recordkeeper recently added four new sales directors to its newly created sales team. ..
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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Pru Paper Explores Impact Investing For DC Plans
The method is steadily growing and investors are taking notice on the impact for retirement plans. ..
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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Fund Action Reunites with MMI and More
Pageant Media has acquires from II yet again.
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MutualFundWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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ERIC States Flaws in GAO Survey Recommendations
ERIC released a statement disagreeing with GAO recommendations in their latest retirement savings survey...
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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The New Fund Fuss - December 1, 2016
The newest funds making their debut!..
MutualFundWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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NextCapital Appoints a CIO
CEO of digital advice platform NextCapital, recently announced the firm's new CIO...
401kWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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Maybe Active Fundsters Should Be Excited About President-Elect Trump
An analyst watching asset managers wonders if the new president might bode well for active PMs and their investment performance...
MutualFundWire.com -
Thursday, December 1, 2016
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Reader Rating: 1
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Ready Hones Wells Fargo's Targeting
Today Wells Fargo introduced its latest investment product for plan sponsors and 401(k) plan participants...
401kWire.com -
Tuesday, December 1, 2015
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Reader Rating: 1
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A $182MM Subadvisor Joins a $1.6B Pair of Multi-Manager Funds
Neuberger Berman expands the manager list for two of its liquid alts mutual funds...
MutualFundWire.com -
Tuesday, December 1, 2015
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Reader Rating: 1
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An $11B Gotham Shop Builds Out Its Distro and Preps Two Funds
A 30-year-old PM-centric, contrarian value specialist is ramping up its outreach...
MutualFundWire.com -
Tuesday, December 1, 2015
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Reader Rating: 1
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An RKing TPA Sells Its Payroll Arm
A payroll-services firm based in Fort Collins, Colorado acquires a neighboring competitor, expanding its relationship with the parent firm that sold it...
401kWire.com -
Tuesday, December 1, 2015
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Reader Rating: 1
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Gwinnett County Renews Its $296MM Plan with This RKer
Who will empower Georgia's DC plan?..
401kWire.com -
Tuesday, December 1, 2015
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Reader Rating: 1
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Is There a New Winner of the "Most Famous Spouse in the Mutual Fund Industry" Award?
As tens of millions of Americans were recovering from overeating and family by shopping the day away, a key executive tied to the mutual fund industry was tying the knot...
MutualFundWire.com -
Tuesday, December 1, 2015
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Reader Rating: 1
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Victory Buys Into Smart Beta
Fresh from its Munder deal, the private equity-backed, Ohio-based mutual fund shop will buy a Tennessee-based shop with nearly $1B in AUM...
MutualFundWire.com -
Monday, December 1, 2014
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Reader Rating: 1
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A Munder Vet Joins Royce's C-Suite
Chuck Royce hires a CFO and administrative chief...
MutualFundWire.com -
Monday, December 1, 2014
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Reader Rating: 1
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A $200MM Team Joins Raymond James
A east coast retirement plan advisory team joins the broker-dealer based in the Garden State...
401kWire.com -
Monday, December 1, 2014
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Reader Rating: 1
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Eagle Spreads Its DC I-O Wings, Flying High At the End of Another $1B Year
Ran Gimeno expands his team at the asset management arm of Raymond James...
401kWire.com -
Monday, December 1, 2014
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Reader Rating: 1
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Pow! This KPA is on NFP's Side
A 401(k) plan advisor based in Alabama chooses NFP as his new B-D.....
401kWire.com -
Monday, December 1, 2014
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Reader Rating: 1
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I SPY the 2nd Largest Mutual Fund
Vanguard boasts the world's largest mutual fund, and the Pimco Total Return Fund now holds down the number three slot. Yet the second biggest mutual fund is actually a UIT-style ETF...
MutualFundWire.com -
Monday, December 1, 2014
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Reader Rating: 1
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SSgA Floats Two More Fixed Income SPDRs
The Beantown mutual fund firm launches a pair of ETFs...
MutualFundWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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Vanguard Loses a Spot Inside a Chipmaker's Plan
The mega plan sponsor has changed its fund lineup and is auto enrolling new participants at six percent, eclipsing the industry average...
401kWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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ETFs, Meet iPhone and Android
Invesco PowerShares teams up with Nasdaq to launch a new app for smart phones and tablets...
MutualFundWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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Forward Preps a Futures Fund
It will launch in Q1 2012...
MutualFundWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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Ford Departs ING
The head of INGs individual retirement group has moved on...
401kWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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Nestle is Sweet on ING
The jumbo plan sponsor reups with its long-time provider for another four years...
401kWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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401K GPS Searches for Another 10 Hires
Updated | The online advice startup adds five executives and plans more additions for the next year...
401kWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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A Neuberger Analyst Could Face Charges in Insider-Trading Probe
Charges against a Neuberger Berman analyst and two other individuals could be filed this month, according to the WSJ...
MutualFundWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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E*Trade Has an Epiphany
The online brokerage decides to remain independent...
MutualFundWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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Four Firms Vie for DeAM
Bloomberg names four possible bidders for DWS and the rest of the German bank's non-Europe and non-Asia asset management business...
MutualFundWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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SocGen Denies TCW Sale: Bankers Say Morgan Stanley is Making the Rounds
Top officials at Societe Generale have repeated their denials that they are shopping TCW Group, but the denials ring hollow...
MutualFundWire.com -
Thursday, December 1, 2011
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Reader Rating: 1
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Schwab Has a New Mutual Fund Chief
The San Francisco-based firm names taps a new president and CEO for its investment management unit...
MutualFundWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Nominate the Most Influential People in the Defined Contribution Industry
The 401kWire wants your suggestions on who should make our list of the 100 Most Influential People in Defined Contribution...
401kWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Matthews Asia Launches Institutional Shares
The San Francisco firm unveiled the share class in nine of its funds...
MutualFundWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Axa Rosenberg Names its New Top Exec
Axa Rosenberg taps a replacement for Stephane Prunet...
MutualFundWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Kohl Weighs in on the DoL's Proposed Target-Date Reg
The senator from Wisconsin comments on the labor department's proposal.
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401kWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Principal Data Underscores Plan Sponsors' Match Power
Principal Financial releases data that highlights the importance of plan sponsors' matching contribution on participants' savings behavior.
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401kWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Pioneer Partners Up
The Boston-based firm has linked arms with Fiduciary360...
401kWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Valic Makes a Sales Hire, Eyes Four More
The firm, which brought on board a wholesaler from Lincoln, is planning to make more sales hires...
401kWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Surprise, American Funds Preps Funds That Might Sell
The L.A. mutual fund firm is broadening its line-up says Paul Haaga...
MutualFundWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Papers Play Catch up on Insider Trading Probe
The lead FBI investigator may be making a career bet, and so far the WSJ is the only one with the story...
MutualFundWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Gary Black Recruits Ex-Ivy Asset Management Bigwig
The former Janus CEO has appointed the former CEO of Ivy Asset Management to serve as president of his new company...
MutualFundWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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WSJ Singles Out Schwab, Fidelity, Legg Mason Money Funds for Euro Exposure
Fund firms tell the WSJ they're 'comfortable' with their Euro cash exposure
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MutualFundWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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State Street is Cutting Jobs
The cuts, which will affect five percent of the company's workforce, will begin this month and continue through next year...
MutualFundWire.com -
Wednesday, December 1, 2010
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Reader Rating: 1
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Citi Notches a Victory
Citi wins a contract renewal with a fund firm for administration, accounting and transfer agency services...
MutualFundWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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Hancock Launches a New Advisor Website
The provider updates its advisor homepage..
401kWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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Diversified Wins a Plan From Schwab
Diversified Investment Advisors takes over the 401k plan of a midwestern publishing company..
401kWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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Matthews Rolls Out a China Dividend Fund
The San Francisco-based fund firm launches its 11th fund...
MutualFundWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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Global X Management Eyes China With Two New ETFs
The New York-based asset manager launched two ETFs on Tuesday, targeting the Chinese consumer and industrial sectors...
MutualFundWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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OppFunds Helps DC Advisors 'Showcase' Their Expertise
The retirement unit at the Manhattan-based mutual fund firm also launches new targeted communications and a plan sponsor guide to improving participation...
401kWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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A Boston Fund Firm Expands its DC Team
The asset manager adds Hartford and AllianceBernstein alums to its DC group...
401kWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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The BGI-BlackRock Deal Comes With Job Loss
Updated | BlackRock's deal with Barclays officially closed Tuesday, making BlackRock the world's largest asset manager. The combined firm names posts for executives and says goodbye to almost 100 employees..
MutualFundWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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Neuberger Wants a Bigger Slice of the DC I-O Pie
The former Lehman Brothers unit plans to grow the number of funds carrying R3 shares...
401kWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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A Mutual Fund Titan Wants in on the Active ETF Action
Yet another asset manager aims to launch an actively managed, fixed income-based, exchange-traded fund...
MutualFundWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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Pimco Serves Up A Second Active ETF
The SoCal investment giant launches its second actively managed ETF, targeting tax-free intermediate maturity municipal bonds...
MutualFundWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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Transamerica Targets the Institutional Crowd
Transamerica has launched class I shares...
MutualFundWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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Dubai Shakes Some ETFs' Worlds
In Tuesday's WSJ Fund Track, Daisy Maxey looks at how ETFs with UAE holdings have fared amid the issues surrounding Dubai World...
MutualFundWire.com -
Tuesday, December 1, 2009
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Reader Rating: 1
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MassMutual Hires a Morgan Stanley Alum
The plan provider adds two, including a Morgan Stanley alumnus, to its nonprofit sales team...
401kWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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Court Extends Deadline for Neuberger Counterbids
Firms coveting Neuberger Berman have a bit of extra turn in their bids for Lehman Brothers' investment management unit...
MutualFundWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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Hennion & Walsh is Hiring Wholesalers
The New Jersey asset manager is looking to fill two new wholesaler posts within the next couple of months...
MutualFundWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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A Midwestern NRP Firm Adds a Third Advisor
A veteran plan specialist switches companies.
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401kWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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Magellan's Captain: Fund Performed 'Not Well'
The manager of the giant Fidelity offering talks about what went wrong this year...
MutualFundWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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Van Eck Arrives on Madison Avenue
The asset manager bids adieu to its home of nearly 15 years and takes up residence on Madison Avenue...
MutualFundWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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A New York Fund Firm Picks a Point Person for DC I-O
After taking a close look at the DC I-O landscape, a Manhattan-based asset manager hires a director of sales for qualified plans...
401kWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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Dividend Funds, Short-Term Bond Funds Share the WSJ Spotlight
In its monthly Investing in Funds section, the WSJ looks at funds with dividend-focused strategies and short-term bond funds...
MutualFundWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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Women Hold Few Fund PM Posts
Despite gains, women still hold few portfolio management posts...
MutualFundWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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More Bids for Neuberger?
Look for more bids to appear before today's noon deadline in the Neuberger auction. Falling stock prices could be creating a bargain...
MutualFundWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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CIBC Settles with a Spitzer Target
The bank acknowledges that all of the charges against a former executive were dropped and has brought him onboard as a consultant...
MutualFundWire.com -
Monday, December 1, 2008
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Reader Rating: 1
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ERISA Budget Accounts: Part 1
Where are many so-called "asset-based fees" and revenue sharing dollars really going?
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401kWire.com -
Friday, December 1, 2006
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Reader Rating: 1
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Managed Accounts Popular Among Healthcare Employers
Managed accounts have found their way into the investment menus of plans sponsored by healthcare employers...
401kWire.com -
Friday, December 1, 2006
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Reader Rating: 1
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What's A Sponsor To Do?
Two new websites aim to keep plan fiduciaries and their lawyers up to date on the retirement industry.
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401kWire.com -
Friday, December 1, 2006
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Reader Rating: 1
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Boston Consultant Advises on Becoming or Finding a Fiduciary Advisor
An industry consulting firm launches a network for the certifying and searching for advisors who give advice to participants.
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401kWire.com -
Friday, December 1, 2006
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Reader Rating: 1
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Schwab Jumps Onto NSCC Platform
In a move that should broaden its asset management reach, Charles Schwab adds it collective trusts to the NSCC fund trading platform for DC plans...
401kWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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Ventiv Health Inc.
The plan sponsor ousts the current provider to its $30 million plan...
401kWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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TSP Mulls Auto Enrollments
The nation's largest defined contribution plan is considering negative elections. Staffers worry changes may open pandora's box in Congress...
401kWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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Morningstar Creates Rating with Retirement Plan Investors in Mind
Morningstar is tweaking its fund ratings to better suit investors in retirement plans. The Chicago-based fund tracker will start providing ratings for load-waived A shares later this month...
MutualFundWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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Ameriprise Settles With Regulators
Ameriprise Financial Services and its affiliate have reached settlements with regulators in connection with revenue sharing and market timing charges. In total, the two companies will pay $57.3 million...
MutualFundWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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Millennium To Pay $180 million
Hedge fund Millennium Partners, its affiliates and senior management executives, will pay over $180 million to settle state and federal claims that they had taken part in a market-timing scheme, the SEC announced Thursday.
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MutualFundWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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Morningstar Creates Rating with Retirement Plan Investors in Mind
Morningstar is tweaking its fund ratings to better suit investors in retirement plans. The Chicago-based fund tracker will start providing ratings for load-waived A shares later this month...
401kWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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Perritt To Close Microcap Fund
Shareholders of the Perritt Microcap Opportunities Fund now have another reason to remember December 7. Officials at Perritt Funds said they plan to limit thee flow of fresh investments to the fund by closing it to new shareholders on that date...
MutualFundWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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Eaton Vance Buys Again
Eaton Vance has made another deal. Thursday, the Boston-based firm purchased the high net worth business of Voyageur Asset Management from RBC Dain Rauscher for an undisclosed amount...
MutualFundWire.com -
Thursday, December 1, 2005
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Reader Rating: 1
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Top Spot Opens at CalPERS
Those angling to help influence the leadership of the largest pension fund now have their chance...
401kWire.com -
Wednesday, December 1, 2004
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Reader Rating: 1
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Georgia on My Mind?
Amvescap and AIM’s final agreement with regulators to settle market timing charges was peachy keen. Besides agreeing to $325 million in penalties and disgorgement with the SEC, Colorado and New York regulators, AIM and Invesco Funds Group also paid $175,000 to the Secretary of the State of Georgia for investor education and reimbursement of costs, according to a SEC filing...
MutualFundWire.com -
Wednesday, December 1, 2004
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Reader Rating: 1
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Indiana Sponsor Target of DoL Suit
A pet manufacturer earns the ire of regulators...
401kWire.com -
Wednesday, December 1, 2004
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Reader Rating: 1
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Not Good Enough
AIG may have removed company stock from its plan, but that was not good enough...
401kWire.com -
Wednesday, December 1, 2004
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Reader Rating: 1
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Phoenix to Unveil Two Bond Funds
Hartford, Connecticut-based Phoenix will advise two bond funds with operating expenses capped at 50 basis points each...
MutualFundWire.com -
Wednesday, December 1, 2004
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Reader Rating: 1
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Hard Times Hit All?
Even some executives making more than $100,000 annually are being unpleasantly surprised.....
401kWire.com -
Wednesday, December 1, 2004
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Reader Rating: 1
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Taking Cues from the Public Sector
How will Nationwide Retirement’s public and private halves learn from each other?..
401kWire.com -
Wednesday, December 1, 2004
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Reader Rating: 1
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Steady as She Goes
Number one isn’t always the best place to be; for some, being eleventh is just fine...
MutualFundWire.com -
Wednesday, December 1, 2004
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Reader Rating: 1
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Fido Adds Redemption Fees
The Boston Behemoth moves to keep arbitrage timers at bay...
MutualFundWire.com -
Monday, December 1, 2003
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Reader Rating: 1
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Calamos Opens New Fund
The fund should benefit from the strong showing of the Dow in 2003...
MutualFundWire.com -
Monday, December 1, 2003
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Reader Rating: 1
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SEC Feels the Axe
Washington lawmakers diss the SEC even as state investigators steal the limelight...
MutualFundWire.com -
Monday, December 1, 2003
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Reader Rating: 1
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Hartford - CNA: No Deal Here
The news is really no news despite what you may think...
401kWire.com -
Monday, December 1, 2003
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Reader Rating: 1
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401k Searches Reported This Week
Putnam continues to lose business and a few funds find new investment managers...
401kWire.com -
Monday, December 1, 2003
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Reader Rating: 1
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Advisors: A Force To Be Reckoned With
Chris Barlow of Know How 401kweighs in on why advisors are the next big thing...
401kWire.com -
Monday, December 1, 2003
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Reader Rating: 1
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Bank One Forsees Regulation
However, before regulators come knocking, the company has announced its intentions to roll out a number of fee transparency and board improvements...
MutualFundWire.com -
Monday, December 1, 2003
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Reader Rating: 1
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December 1, 2000
Relative Performance is Back ... Legg Mason Manager's Streak in Doubt ... Are Funds Dumb Money?..
401kWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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December 1, 2000
Relative Performance is Back ... Legg Mason Manager's Streak in Doubt ... Are Funds Dumb Money?..
MutualFundWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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Stable Value Rates for December 1, 2000
..
401kWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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Service Allows Participants to Send Data to Quicken, MS Money
Trustar Retirement Services has added features to its Net and VRS systems to allow participants to make loans and export data...
401kWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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Janus Assets Drop Again
Janus 2 is open today. Also the Nasdaq bloodbath sliced a reported $30 billion from the firms asset base in November...
MutualFundWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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Delayed New Net Fund Launches
The once delayed launch of WWW Advisors' new Net Fund finally takes off. ..
MutualFundWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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SchwabPlan Gets New Digs
Schwab officials are readying the ribbon for the opening ceremony at its shiny new 401(k) administration center in Richfield, Ohio next Wednesday. ..
401kWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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Oak Associates Dresses in Black
The red hot tech specialist is adding basic black as its fourth fund for 2001. ..
MutualFundWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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Hancock Adds A Classic
If impatient investors want a shiny tech fund with flashing lights and sirens for X-mas, others are looking for blue chip traditional offerings. Hancock has a present for the latter set...
MutualFundWire.com -
Friday, December 1, 2000
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Reader Rating: 1
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Amex Makes Advice Alliance
American Express Retirement Services has inked an advice agreement for its defined contribution plans...
MutualFundWire.com -
Wednesday, December 1, 1999
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Reader Rating: 1
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How to Break into Overseas Markets
We all know the problem. Since Ted Benna first found that loophole in the tax codes all those years ago, the defined contribution marketplace has reached a level of maturation. But there is still a lot of unconquered territory outside our borders, right? Right. But there are so many complexities in the global market (regardless of whether they relate to cultural differences, government regulations or simply different languages) that a vendor would be well-advised to study that arena closely and choose the countries to target wisely...
401kWire.com -
Wednesday, December 1, 1999
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Reader Rating: 1
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Get Your IPOs Here! (Well, Not For Long)
Plagued by success, H&Q said it will be closing its new IPO fund to new investors at the end of the month...
MutualFundWire.com -
Wednesday, December 1, 1999
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Reader Rating: 1
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Teachers Looking for a Lesson
The teachers and state employees in a state planning are looking for an investment consultant...
401kWire.com -
Wednesday, December 1, 1999
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Reader Rating: 1
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Hewitt and Forum Get Closer
Hewitt and Forum are broadening their relationship in an effort to expand their service menu...
401kWire.com -
Wednesday, December 1, 1999
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Reader Rating: 1
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Morningstar, Eh?
Morningstar is expanding its global presence ... its North American presence anyway after acquiring a Toronto-based financial services products firm which will become Morningstar, Canada...
MutualFundWire.com -
Wednesday, December 1, 1999
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Reader Rating: 1
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Odd Lots, December 1, 1999
Janus looking down on Vanguard ... Scudder to hand-off brokerage biz to DLJDirect ... Can Solomon save UAM? ... Hancock demutualization approved..
MutualFundWire.com -
Wednesday, December 1, 1999
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Reader Rating: 1
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Fidelity Intros PortfolioPlanner to Non-Profits
Fidelity Investments announced that it has signed on eight of its 403(b) clients have signed on for its Fidelity PortfolioPlanner(SM) product...
401kWire.com -
Tuesday, December 1, 1998
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Reader Rating: 1
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Rosenthal Joins First Union
Michael G. Rosenthal has joined First Union as vice president and employee benefits operations manager in the Capital Management Group's retirement service unit. Previously, he had served at T. Rowe Price as vice president and director of client administration...
401kWire.com -
Tuesday, December 1, 1998
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Reader Rating: 1
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TAG On: Correcting Deferrals
The Small Business Job Protection Act changed the method for correcting deferrals that do not meet the ADP test. Does this mean that I can't tell certain HCE's that they have to stop deferring during the plan year? The mutual fund company that administers our plan says they do this all the time. They say there is a "loophole" in the literal reading of the new law. We want to immediately stop deferrals for all HCE's that defer over six percent of compensation...
401kWire.com -
Tuesday, December 1, 1998
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Reader Rating: 1
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First Union Triumphs in Company Stock Case
Sometimes you can do well by doing right. This was a discovery made by First Union as the Supreme Court refused to consider an appeal filed by employees who were upset by First Union's moving assets from their company stock option into a stable value fund just before the stock took off...
401kWire.com -
Tuesday, December 1, 1998
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Reader Rating: 1
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