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News Stories Archives - Since 1998
Hartigan Launches 3 More Active ETFs The Invesco ETFs and index investments chief unveils a trio of new funds from the publicly traded giant... MutualFundWire.com - Friday, May 9, 2025
12Y In, an Ops Leader Says Goodbye to AmericanTCS The executive joined a predecessor company in 2013... 401kWire.com - Friday, May 9, 2025
A Chief of Staff Joins a 600-Plan TPA The new hire hails from the benefits and HR worlds... 401kWire.com - Friday, May 9, 2025
Henon Wonders, Are You a PEP PRO In Your PRIME? The RAC chief and his team is preparing to roll out a pair of designation for the group plan space... 401kWire.com - Friday, May 9, 2025
Westwood's 2nd ETF Passes 1Y The actively managed fund is still largely powered by the same team, with one exception... MutualFundWire.com - Friday, May 9, 2025
How Did Participants Handle April's Market Volatility? At least one recordkeeper's team saw noticeable spikes in participant enagement last month, especially among participants who don't check in very often... 401kWire.com - Friday, May 9, 2025
Four Habits of Successful KPAs My colleague Selma shares habit-building tips from several KPAs... 401kWire.com - Thursday, May 9, 2024
Morris Hints At F/m's "Pretty Ambitious" Post-Merger Goals The multi-boutique's chief talks about what's next after their recent combination with ZCM... MutualFundWire.com - Thursday, May 9, 2024 - Reader Rating: 5
A $759B-AUM AM Breaks Out a Ret Income Solution, In Two Structures The team a publicly traded asset manager is making a retirement income offering available for use more broadly, including with outside QDIA solutions... 401kWire.com - Thursday, May 9, 2024
AmericanTCS, Ameritas, and Schwab Team Up In Texas The trio are helping a local bank launch a pooled employer plan... 401kWire.com - Thursday, May 9, 2024
Ijaz Promotes a 19-Year Standard Vet The freshly elevated executive now serves as VP of strategic innovation and emerging markets, and asset management group actuary... 401kWire.com - Thursday, May 9, 2024
An 18-Year Fido Vet Becomes a KPA Near Cincinnati, a recordkeeper alumna joins an insurance brokerage's aggregator... 401kWire.com - Thursday, May 9, 2024
M* Fetes the Retiring Hart of 3 Funds, While Skipping Another Award The Morningstar team revealed one big award winner yesterday. Yet the industry will have to keep waiting for more winners in another award category from the publicly traded investment research firm... MutualFundWire.com - Thursday, May 9, 2024
CCM Sells a $70MM-AUM Pair of Funds The two mutual funds will be merged into a publicly traded asset manager's first ETF, more than doubling its AUM... MutualFundWire.com - Tuesday, May 9, 2023
RLC Sells to a DB Specialist The late John Carl's advisor-supporting education and training shop has been acquired by a Chi-Town company... 401kWire.com - Tuesday, May 9, 2023
Near Boston, a Transamerica Alum Joins Nuveen The new hire now serves as managing director, DC I-O in the Northeast... 401kWire.com - Tuesday, May 9, 2023 - Reader Rating: 1
A 7-Year Pru Vet Will Help TIAA Target 401ks The new hire will start next week in a newly created EVP position... 401kWire.com - Tuesday, May 9, 2023
15 Years, $2.7B In AUM The team at a $584-billion-AUM (as of December 31) asset manager celebrates a mutual fund's crystal anniversary... MutualFundWire.com - Tuesday, May 9, 2023
Participant Contribution and Hardship Rates Ticked Up In Q1 2023 A publicly traded financial services firm's retirement plan recordkeeping team releases data on the first quarter of the year... 401kWire.com - Tuesday, May 9, 2023
A $659B-AUM Firm Adds 3 EM Funds The asset manager now offers 23 ETFs with about $48 billion in combined AUM... MutualFundWire.com - Monday, May 9, 2022
A NextCapital Alum Joins a Growing FinTech The new hire now serves as VP of enterprise business solutions at the SoCal-based firm... 401kWire.com - Monday, May 9, 2022 - Reader Rating: 3
An SS&C VP Rises Again The exec was previously promoted at the beginning of the year... 401kWire.com - Monday, May 9, 2022 - Reader Rating: 1
Two Managers Join Definiti One is in the Midwest, and the other is in Texas... 401kWire.com - Monday, May 9, 2022 - Reader Rating: 1
Week In Preview, May 9 - May 15 This week, the teams at EBRI, Fi360, Hub, LIMRA, NIRS, That401kSite.com, and WIPN will host events... 401kWire.com - Monday, May 9, 2022
Week In Preview, May 9 - May 15 This week, the teams at Citywire, Envestnet, Invesco, and MFDF will host events... MutualFundWire.com - Monday, May 9, 2022
Six Years In, an SVP Leaves Ascensus She returned to lead her own company... 401kWire.com - Thursday, May 9, 2019 - Reader Rating: 4
Valuation Tips For KPAs A DC I-O team walks advisors through what factors in to valuation for their practices... 401kWire.com - Thursday, May 9, 2019
An Ex-TD MD Joins Vanguard After 10 years at TD Ameritrade a MD moves over to Vanguard as head of digital, products and partnerships... MutualFundWire.com - Thursday, May 9, 2019
Hammond Kicks Off Pensionmark 2019 The team at the KPA-focused B-D and RIA is hosting their 18th annual conference in the Big Apple... 401kWire.com - Thursday, May 9, 2019
A Michigan Team Joins Ray Jay The advisor trio join from Merrill Lynch... 401kWire.com - Thursday, May 9, 2019
Will This U.S. Multinational Open the MF Door to China? Perhaps it will be the first foreign asset manager to take a majority stake in a Chinese fund firm... MutualFundWire.com - Thursday, May 9, 2019
With DST, an Alts Admin Giant Makes a Liquid Push After SS&C's DST purchase closed last month, the new DST chief talked to MFWire about what's next... MutualFundWire.com - Wednesday, May 9, 2018 - Reader Rating: 5
Small-Mid Plan Sales Drove Empower's Q1 Growth The recordkeeping giant's parent reports Q1 2018 earnings and smiles on Empower's results... 401kWire.com - Wednesday, May 9, 2018 - Reader Rating: 5
A $2.4B 457 Sticks With Pru and Hunts For TDFs Updated \| A state reups with the recordkeeper for three more years and hunts for TDFs... 401kWire.com - Wednesday, May 9, 2018
A 15-Year John Hancock Vet Moves Up This John Hancock vet was previously the AVP for JHRPS technology and delivery management... 401kWire.com - Wednesday, May 9, 2018
An Insurer Revamps Online, For Participants and Others The new website is designed to be easier to understand and more user-friendly. .. 401kWire.com - Wednesday, May 9, 2018 - Reader Rating: 4
A Canadian Multinational Keeps Hunting For U.S. Asset Managers Yet the publicly traded firm's chief insists that he's in no rush... MutualFundWire.com - Wednesday, May 9, 2018
Guerette Revamps Ultimus' Distro Support The mutual fund back office provider and series trust specialist is rolling out a new program aimed at streamlining information and client communication... MutualFundWire.com - Tuesday, May 9, 2017
T. Rowe Brings on Two New DC I-O Execs The firm just hired two new plan specialists in the DC space. .. 401kWire.com - Tuesday, May 9, 2017 - Reader Rating: 3
LPL Welcomes $420MM KPA Shop The largest independent broker-dealer LPL Financial, has added a new affiliate!.. 401kWire.com - Tuesday, May 9, 2017
Pru Retirement Gets a New CEO Prudential Retirement has named a new president and CEO. .. 401kWire.com - Tuesday, May 9, 2017 - Reader Rating: 3.5
Kovak Securities Acquires $200MM Indie B-D An independent broker-dealer and RIA based in Fort Lauderdale, Florida, has recently made a new acquisition!.. 401kWire.com - Tuesday, May 9, 2017
Can Roman Make Pimco More Quanty? The fixed income giant's CEO says he's adding 100 employees over the next year... MutualFundWire.com - Tuesday, May 9, 2017
Fundsters Gather to Ponder the Fiduciary Reg Tomorrow the ICI will host a special, one-off conference to help the industry dive deep into the DoL's new fiduciary reg... MutualFundWire.com - Monday, May 9, 2016
A Houston KPA Changes B-Ds A Texas 401(k) plan advisor switches its broker-dealer... 401kWire.com - Monday, May 9, 2016 - Reader Rating: 3
MassMutual Welcomes an Empire State Wholesaler While this wholesaler is changing, they are sticking with the same territory. .. 401kWire.com - Monday, May 9, 2016 - Reader Rating: 4.33
An NY 403(b) Selects an NJ Consultant An Empire State plan sponsor does not travel far to have its plan serviced. .. 401kWire.com - Monday, May 9, 2016
Who Will Take Over BMO GAM in the U.S.? One of the Canadian bank's asset management co-chiefs is taking over a Canadian cousin to Putnam, Empower, and Great-West Investments... MutualFundWire.com - Monday, May 9, 2016
More Advisors Offer 401k Planning LIMRA Secure Retirement surveys the business of 401k plan advisors (KPAs).. 401kWire.com - Monday, May 9, 2016 - Reader Rating: 4
An NYC Dem Tries to Sick the SEC on OpFunds, Calls Out Steinmetz The move is the latest wrinkle in the Puerto Rican debt crisis. Word is that OppenheimerFunds, through its municipal bond mutual funds, is the single largest shareholder of Puerto Rican government debt... MutualFundWire.com - Monday, May 9, 2016
Ross' Revolutions Sponsors an IQ Booster for Advisors The VMS subsidiary teams up with an online, advisor-focused hub... 401kWire.com - Friday, May 9, 2014
Lincoln Wins a Health System's $800MM Quartet of Plans The small- and mid-market-focused plan provider is the new RKer for an Illinois healthcare system's DC trio. .. 401kWire.com - Friday, May 9, 2014
UBS' Friedman: Alternative Credit has Cred One of the top four wirehouse advisors is bullish on alternative fixed-income strategies... MutualFundWire.com - Friday, May 9, 2014
FIA Hires a MassMutual Alum An experienced consultant in the defined contribution space was just hired at Fiduciary Investment Advisors... 401kWire.com - Friday, May 9, 2014
A $155MM 457 Consolidates RKing With Nationwide The public-sector behemoth landed the sole recordkeeping spot for the county of a state in the Northwestern U.S... 401kWire.com - Friday, May 9, 2014
MassMutual Wins a $22MM Garden State Plan MassMutual makes the cut as a recordkeeper... 401kWire.com - Friday, May 9, 2014 - Reader Rating: 5
Is There a Cure for Your QDIA-Selection Blues? A quiet player is working with DC I-Os and other 401k industry insiders on a solution to the "How do I pick a default investment?" problem... 401kWire.com - Friday, May 9, 2014 - Reader Rating: 4.5
BlackRock's Bps Fuel Powerball Winner's Suit He had bought the $254.2 million winning ticket at a BP Gas Station... MutualFundWire.com - Friday, May 9, 2014
Mirae Surfs the Global Consumerism Tsunami Asset manager promotes funds tied to growing global middle class... MutualFundWire.com - Thursday, May 9, 2013
A Recruiter Acquires in London CTPartners has bought another search firm overseas. .. MutualFundWire.com - Thursday, May 9, 2013
Matrix Teams Up With NAPA ASPPA and its sibling partner with the Broadridge subsidiary and a training specialist... 401kWire.com - Thursday, May 9, 2013
Advisors Are Losing Interest in Retirement Income Products Interest is down from 2008... 401kWire.com - Thursday, May 9, 2013 - Reader Rating: 1
Leary Lands Atop Another Asset Manager The former ING US president and COO has a new gig... MutualFundWire.com - Thursday, May 9, 2013
Shoot for the STARs! Remember, the deadline is June 28th... MutualFundWire.com - Thursday, May 9, 2013
A Recordkeeper LOOKs at Financial Plans VALIC is aiming to help participants plan for the future... 401kWire.com - Thursday, May 9, 2013
M* Details Fink's Challenge The BlackRock chief faces the task of "forging a cohesive, effective, fundholder-friendly culture and delivering superior fund returns while growing rapidly and mainly through acquisitions.".. MutualFundWire.com - Thursday, May 9, 2013
WSJ Drills Down on Retail Headaches Financial publication takes a look at how some fund firms try to reach retail investors... MutualFundWire.com - Thursday, May 9, 2013
Are Financial Sector Funds Trouble? At least one analyst thinks so... MutualFundWire.com - Thursday, May 9, 2013
Did You Make The Honor Roll? Forbes has the mutual fund honor roll... MutualFundWire.com - Thursday, May 9, 2013
A Minnesota Advisor Joins a Large Market Shop An industry vet signs on with a firm in the Twin Cities area... 401kWire.com - Wednesday, May 9, 2012 - Reader Rating: 2
A Legg Mason Vet Takes Over kasina's Sales Steven Miyao brings on a new principal for the consulting firm... MutualFundWire.com - Wednesday, May 9, 2012 - Reader Rating: 1
Another Putnam Alum Takes Over MassMutual's Taft-Hartley Biz The new hire reports to Jonathan Shuman... 401kWire.com - Wednesday, May 9, 2012 - Reader Rating: 2.33
Stevens Lambasts CFTC's and SEC's Moves The ICI president called out the regulators in his opening remarks at the GMM is Washingon on Wednesday... MutualFundWire.com - Wednesday, May 9, 2012
Franklin PMs Speak to the Press Four of the global equity and fixed income mutual fund giant's PMs spoke to reporters today in the Big Apple... MutualFundWire.com - Wednesday, May 9, 2012
Who's Raking in the Target-Date Dough? Morningstar analysts track the 2011 flows in the target date fund business... 401kWire.com - Wednesday, May 9, 2012 - Reader Rating: 4
Dan Ross Elevates a New Kind of White Paper Ross' consulting shop explains how "investment brands are different.".. MutualFundWire.com - Wednesday, May 9, 2012
401k Insiders Get a Brush With Obama DCIIA holds an event next to one headlined by the President of the United States... 401kWire.com - Wednesday, May 9, 2012 - Reader Rating: 4
MStar's Team Breaks Out Two New Categories Morningstar's analyst will now classify some mutual funds as foreign small/mid-blend or India equity... MutualFundWire.com - Wednesday, May 9, 2012
Gross and Hatzius Predict Fed Action The star Pimco PM and the Goldman Sachs economist expect QE3... MutualFundWire.com - Wednesday, May 9, 2012
Barrato Notches Arrow's First ETF The Old Line State mutual fund firm's chief enters the ETF business... MutualFundWire.com - Wednesday, May 9, 2012
MFWire at the ICI GMM MFWire.com reporters are on site... MutualFundWire.com - Wednesday, May 9, 2012
Morningstar Breaks Alternatives Down By 10 The mutual fund ratings specialists look at alternative investments in new ways... MutualFundWire.com - Monday, May 9, 2011
A Quiet I-O Giant Preps a 401k Event A mutual fund firm will welcome advisors, consultants and plan sponsors to a new conference in the Windy City... 401kWire.com - Monday, May 9, 2011 - Reader Rating: 1.36
MassMutual Adds a 'Dent' to its Plan Sponsor Client List MassMutual takes over a plan formerly administered by Vanguard... 401kWire.com - Monday, May 9, 2011 - Reader Rating: 2
BNY Mellon Creates a New Top-Level Job BNY Mellon names the president of its investment management division... MutualFundWire.com - Monday, May 9, 2011
New York Life Makes a DC I-O Sales Hire The DC-IO unit is beefing up its team... 401kWire.com - Monday, May 9, 2011 - Reader Rating: 3.5
AUL Closes an RFP in Texas Bill Yoerger is touting another plan win for the plan provider... 401kWire.com - Monday, May 9, 2011
California and Texas Catch a 403b Acquirer's Eye With well more than a dozen partners now under its umbrella, where will this firm buy next?.. 401kWire.com - Monday, May 9, 2011
Is Larry Fink Number 14 or Number 16? Another publication unveils a list where Larry Fink is at the top for his segment... MutualFundWire.com - Monday, May 9, 2011
Where Abby Stands Among the World's Richest Moms Forbes releases its list of the 20 richest moms in the world... MutualFundWire.com - Monday, May 9, 2011
The WSJ Raises Concerns About MLP Funds The WSJ's Ian Salisbury writes that investors 'might want to think twice about diving in," pointing to a quirk in the tax treatment that resulted in portfolios performing unpredictably... MutualFundWire.com - Monday, May 9, 2011
De Vaulx Resurfaces Charles de Vaulx has reportedly popped up once again in the asset management world... MutualFundWire.com - Friday, May 9, 2008 - Reader Rating: 5
ALPS Teams with Cohen & Steers for ETF ALPS Advisers and Cohen & Steers have rolled out a global real estate ETF... MutualFundWire.com - Friday, May 9, 2008
Transamerica Will Not Refill Vacated Senior Post A Transamerica exec said the Los Angeles-based provider has integrated business development with its sales efforts... 401kWire.com - Friday, May 9, 2008
FINRA Slaps $750K Fine on GunnAllen FINRA has fined the Tampa brokerage firm $750,000... MutualFundWire.com - Friday, May 9, 2008 - Reader Rating: 4
Another Oakmark Fund Lets New Investors In Harris Associates has reopened a global fund that had been closed since December 2003... MutualFundWire.com - Friday, May 9, 2008
ING Exec Discusses the CitiStreet Deal The president of retirement services market segments at ING Wealth Management talks to The 401kWire about the $900 million acquisition... 401kWire.com - Friday, May 9, 2008 - Reader Rating: 3.5
To Partner With Reish, Have Lunch At the fi360 conference, the industry legal eagle gives advisors tips on how to woo legal allies in the retirement plan space... 401kWire.com - Friday, May 9, 2008 - Reader Rating: 2.75
Citi Puts Primerica on the Block Citigroup is reportedly on the hunt for a buyer for its Duluth, Georgia-based subsidiary, which markets financial products and counts more than 25,000 licensed mutual fund reps... MutualFundWire.com - Friday, May 9, 2008 - Reader Rating: 2
Outflows, Weak Stock Market Trigger Allianz Fund Reopening Allianz has reopened the doors to its NFJ Small Cap Value Fund, which had been closed to new investors since 2003... MutualFundWire.com - Friday, May 9, 2008
Brennan Heads Up All-Star Investing Panel The ICI GMM kicked off its first full day of conference activities on Thursday with a panel discussing the changing world of investing... MutualFundWire.com - Friday, May 9, 2008
CapTrust Turns 10, Passes 20 and Hits 30 The top executive at the Tar Heel State retirement advisory specialists shares his vision and hints at what's on the horizon... 401kWire.com - Wednesday, May 9, 2007 - Reader Rating: 5
Fido-Oracle Partnership Gives Advisors Greater Flexibility Fidelity Investments along with Oracle Corporation and Emerging Information Systems, Inc., has created a new, online system for advisors making client data more available than ever before... 401kWire.com - Wednesday, May 9, 2007
Fido-Oracle Partnership Gives Advisors Greater Flexibility Fidelity Investments along with Oracle Corporation and Emerging Information Systems, Inc., has created a new, online system for advisors making client data more available than ever before... MutualFundWire.com - Wednesday, May 9, 2007
Van Eck Begins the Greening of Wall Street Van Eck Globals New ETF is bringing alternative energy into the market... MutualFundWire.com - Wednesday, May 9, 2007
Fido-Oracle Partnership Gives Advisors Greater Flexibility Fidelity Investments along with Oracle Corporation and Emerging Information Systems, Inc., has created a new, online system for advisors making client data more available than ever before... MutualFundWire.com - Wednesday, May 9, 2007
Don't Count the Wirehouses Out of DC Just Yet The Merrill Lynch may look dead, but some conference attendees expect the big broker-dealers to get back into retirement... 401kWire.com - Wednesday, May 9, 2007 - Reader Rating: 3.33
Mother-Daughter Retirement Plans Differ, Says Met Life Survey A study by MetLife's Mature Market Institute tracks trends between mothers and daughters as retirement looms... MutualFundWire.com - Wednesday, May 9, 2007
ING Lowers Advisor Fees Lower administrative fees mean better service for ING brokers-dealers and their clients... MutualFundWire.com - Wednesday, May 9, 2007
Smith Barney Adds Midwestern K Exec The new hire will help the wirehouse's retirement plan advisors. .. 401kWire.com - Wednesday, May 9, 2007
Broker Says His Recruitment Was Well-Handled A SoCal 401(k) specialist jumps to a wirehouse to join its elite unit. .. MutualFundWire.com - Wednesday, May 9, 2007 - Reader Rating: 3
RBC Dain Rauscher Silent on NYSE Charges RBC Dain Raucher is taking a hit from NYSE with no complaints... MutualFundWire.com - Wednesday, May 9, 2007 - Reader Rating: 3
Morgan Pays Up in SEC Settlement Morgan Stanley's "little slip up" comes with a $7.9 million slap on the wrist... MutualFundWire.com - Wednesday, May 9, 2007 - Reader Rating: 3
FY 2007 Results Are In For Legg Mason Over its first full year as a global asset manager, the company clocked an increase in AUM of $100.9 billion... MutualFundWire.com - Wednesday, May 9, 2007 - Reader Rating: 2.33
Expanding Long/Short MF Strategy, Within Limits Russell Investment Group is pleased enough with its limited long/short strategy to add a new version... MutualFundWire.com - Wednesday, May 9, 2007
Two Fidelity BDs Fined for Ads Aimed at Military Members of the military would be better off getting their funds outside these systematic investment plans, says NASD... MutualFundWire.com - Wednesday, May 9, 2007
SEC Settles With Zurich on Behalf of Mutual Funds $16.8 million in profit, interest and fines will be distributed to mutual funds harmed by illegal market timing... MutualFundWire.com - Wednesday, May 9, 2007 - Reader Rating: 1
Plan Participants Apathetic Toward Plan Web Sites, Spectrem Study Shows A new study shows 401(k) plan participants are largely unimpressed by online offerings... 401kWire.com - Wednesday, May 9, 2007 - Reader Rating: 1
New Venue Set to Make this Year's ICI Special This year's ICI General Membership Meeting kicks off today with the theme "Mutual Funds: Enduring Value for Investors.".. MutualFundWire.com - Wednesday, May 9, 2007 - Reader Rating: 3
AllianceBernstein Taps Replacement for Longtime Recordkeeper The New York City-based firm has gone with a new provider for its 401(k) plan... 401kWire.com - Wednesday, May 9, 2007 - Reader Rating: 3.5
Amvescap AUM Rise to $419 Billion Assets under management for global investment company Amvescap rose almost 2 percent in the month of April, from $410.9 billion to $419.0 billion, the company reported Tuesday... MutualFundWire.com - Tuesday, May 9, 2006
The Principal Offers DoL Form Online Plan sponsor clients of The Principal Financial Group need no longer wait for the Department of Labor to send its annual reporting form by mail. .. 401kWire.com - Tuesday, May 9, 2006
MFS Execs Get New Roles MFS Investment Management on Monday unveiled changes to its management team amid the rapid growth of its international funds... MutualFundWire.com - Tuesday, May 9, 2006
Study: Most Plan Sponsors Open To DB/DC Bundling A survey of 466 plan sponsors reveals high satisfaction with DC providers, but also a theoretical willingness to integrate DC and DB plans under a single provider. .. 401kWire.com - Tuesday, May 9, 2006 - Reader Rating: 5
AllianceBernstein AUM Up 2.8 Percent AllianceBernstein on Tuesday said preliminary assets under management grew 2.8 percent in April, driven by generally favorable investment returns, particularly in global and international services, and positive net flows in all distribution channels... MutualFundWire.com - Tuesday, May 9, 2006
NIPA Announces Winners of Recognition Awards The association has honored four individuals in this year's awards... 401kWire.com - Tuesday, May 9, 2006 - Reader Rating: 1
Mutual Funds Big on SEC Forum Agenda SEC chairman Christopher Cox has singled out mutual funds as the focus of next month's scheduled SEC roundtable on using interactive data to improve disclosure... MutualFundWire.com - Tuesday, May 9, 2006
Janus CEO Purchases 75,000 Shares In a show of confidence in the future of Janus Capital Group, chief executive Gary Black purchased close to $1.5 million worth of the company's stock last week... MutualFundWire.com - Tuesday, May 9, 2006
SEC to Release Comments on Proposals The SEC is hoping to shine a light on its process. Separately, a 401k trade group releases its position statement on the anti-market-timing proposals... 401kWire.com - Monday, May 9, 2005 - Reader Rating: 4
AEFE Taps Ad Agency A Madison Avenue giant will brand the spin-off from American Express. Now all it needs is a name... 401kWire.com - Monday, May 9, 2005
Alaskan DC Bills Stalled The White House calls as the Alaska defined contribution program is locked in committee over the weekend. Pope not involved ... yet... 401kWire.com - Monday, May 9, 2005
ETrade Hugs Ameritrade The discount brokers are starting tongues wagging on the Street... 401kWire.com - Monday, May 9, 2005 - Reader Rating:* 3
Canary Day 5: Sparks Fly as a Key Witness is Cross-Examined The uneventful case against Theodore Sihpol, the ex-Bank of America broker charged with late trading and timing mutual funds, took a dramatic turn on Friday ..... MutualFundWire.com - Monday, May 9, 2005
Is Fido Mulling a Sale? Does syndicated MarketWatch fund columnist Chuck Jaffe know something the rest of us do not? Or, is he just spinning straw to gold with his Sunday column speculation that Fidelity is on the auction block... MutualFundWire.com - Monday, May 9, 2005 - Reader Rating: 2.33
Is Ameritrade a Seller? The rumor on the Street is that *ETrade is courting Ameritrade** and this time it appears the rumor has some merit. Word of the possible match circulated among stock traders late last week ..... MutualFundWire.com - Monday, May 9, 2005
Ex-Fido Fund Manager Plots New Destiny Yet another former Fidelity fund manager is starting a hedge fund. This time it is Karen Firestone, who formerly ran Fidelity's Large Cap Stock and Destiny I funds, will be joined by another former Fidelity fund manager and an alum from Harvard's endowment fund... MutualFundWire.com - Monday, May 9, 2005
Wells Lets Slip Strong Account Info The recent spate of compromises in personal information entrusted to corporate America has reached the fund industry, again. And, once again, Well Fargo admitted the breach. This time the bank said that information about Strong Capital brokerage clients was sent into the wrong hands when the bank mis-stuffed envelopes... MutualFundWire.com - Monday, May 9, 2005
MLIM Settles Mercury Related Suits The Merrill unit has paid out in excess of �100 million to date. But its chief reports it is winning new business... MutualFundWire.com - Friday, May 9, 2003
Jumbo Wirehouse to Join R-shares Parade The move further strengthens the trend toward level compensation. The wirehouse plans to launch its funds in July... 401kWire.com - Friday, May 9, 2003
Cigna Retirement Courts Brokers The insurer has put its small-market segment under the lead of a new senior vice president... 401kWire.com - Friday, May 9, 2003
Big Broker to Push Funds Onto 401(k) Platforms The wirehouse plans to launch R-classs shares party this summer in a bid to further expand placement of its funds... MutualFundWire.com - Friday, May 9, 2003 - Reader Rating: 5
More Micro Plan Sponsors Are Searching The end of the Gulf War and brightening economic outlook may release pent up demand for better plan administrators... 401kWire.com - Friday, May 9, 2003 - Reader Rating: 5
Zurich Sells Another Fund Business This time the Swiss insurer is dumping an Asian fund unit... MutualFundWire.com - Friday, May 9, 2003
Bisys Names Enrollment Kit Supplier The recordkeeper and administrator has tapped a partner for custom enrollment books... 401kWire.com - Friday, May 9, 2003 - Reader Rating: 3.8
Bogle Not Popular at Vanguard Either That the fund industry does not regard Jack Bogle with warmth is an open secret inside the industry. Now the story is out... MutualFundWire.com - Friday, May 9, 2003
Peek Under the Product Tarp A Big 5 accounting firm is trying on a software developer's hat with a product in the works. .. MutualFundWire.com - Wednesday, May 9, 2001 - Reader Rating: 3
Honcho Gone Pronto The cfo of an online 401k services firm hits the bricks... 401kWire.com - Wednesday, May 9, 2001 - Reader Rating: 3
Brevity is the Soul of Profit A new Merrill Lynch study on SEC filing ... Strong to merge funds... MutualFundWire.com - Wednesday, May 9, 2001 - Reader Rating: 3
Brevity is the Soul of Profit A new Merrill Lynch study on SEC filing ... Strong to merge funds... 401kWire.com - Wednesday, May 9, 2001 - Reader Rating: 3
Back in the General Population After their dot.com went splat, the founders of Retirement Suite resurface at two other well-known firms... 401kWire.com - Wednesday, May 9, 2001 - Reader Rating: 3
Personnel Churning Merrill Lynch is cutting 900 jobs, or 20 percent, mostly in the back office... MutualFundWire.com - Wednesday, May 9, 2001 - Reader Rating: 3
Do You Want to Sub-Advise? One fund firm has put together a campaign to send out a marketing message about its sub-advisory services... MutualFundWire.com - Wednesday, May 9, 2001 - Reader Rating: 3
Even Small Public Plans Get in on the Act Now, there is an Internet service that provides services for smaller 457 plans... 401kWire.com - Wednesday, May 9, 2001 - Reader Rating: 3
This Plan Is Rocking Wisconsin (formerly California) sponsor adding funds... 401kWire.com - Tuesday, May 9, 2000 - Reader Rating: 3
Funds for the Retiree These funds give retirees and pre-retirees a way to manage retirement income... MutualFundWire.com - Tuesday, May 9, 2000 - Reader Rating: 3
Funds for the Retiree These funds give retirees and pre-retirees a way to manage retirement income... 401kWire.com - Tuesday, May 9, 2000 - Reader Rating: 3
Online HR Provider Gets Second Round of Financing Cha ching! This provider of HR solutions on the Web just got $25 million in its second round of financing... 401kWire.com - Tuesday, May 9, 2000 - Reader Rating: 3
Janus Closes Three Funds The Denver fund family is closing three of its funds, including the $42 billion Worldwide Fund to new investments, effective tomorrow... MutualFundWire.com - Tuesday, May 9, 2000 - Reader Rating: 3
Participants Hold Steady It seems that last months rocky stock market did not drastically change the attitudes of 401k participants... 401kWire.com - Tuesday, May 9, 2000 - Reader Rating: 3
New Funds at Vanguard The Pennsylvania fund giant is adding three funds to its index roster... MutualFundWire.com - Tuesday, May 9, 2000 - Reader Rating: 3
May 9, 2000 Firstar merger ... Amvescap shopping spree ... HOLDRs for the timid... MutualFundWire.com - Tuesday, May 9, 2000 - Reader Rating: 3
May 9, 2000 Firstar merger ... Amvescap shopping spree ... HOLDRs for the timid... 401kWire.com - Tuesday, May 9, 2000 - Reader Rating: 3

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2006:	Q4	Q3	Q2	Q1
2005:	Q4	Q3	Q2	Q1
2004:	Q4	Q3	Q2	Q1
2003:	Q4	Q3	Q2	Q1
2002:	Q4	Q3	Q2	Q1

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