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Rating:Week In Preview, December 4 - December 10 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, December 4, 2023

Week In Preview, December 4 - December 10

Reported by Neil Anderson, Managing Editor

Happy World Wildlife Conservation Day!

Gary Gensler
U.S. Securities and Exchange Commission
Chair
Tomorrow, starting at 4pm pacific, the team at the Pacific Northwest chapter of Women in ETFs (WE) will host their year-end holiday social and chapter leadership drive at Civility and Unrest in Bellevue, Washington.

On Wednesday, starting at 2pm eastern, the team at the Mutual Fund Directors Forum (MFDF) will host a webinar, entitled "Unique Oversight Considerations For ETFs."

Also on Wednesday, starting at 11:45am eastern, the Stradley Ronon team will host their next financial services regulatory workshop, this time at the Penn Club of New York.

Also on Wednesday, starting at 4pm eastern, the team at the South chapter of WE will host "A Deep Dive Into the Offshore Ecosystem" at the Four Seasons Hotel Miami on Brickell.

On Thursday, the team at the Money Management Institute (MMI) will host a webinar, entitled "From an Idea to a Movement: Choosing Self-Confidence + Finding Our Strengths."

Also on Thursday, starting at 10:30am eastern, the team at the U.S. Securities and Exchange Commission (SEC) will host the next public meeting of their Investor Advisory Committee, via webcast.

Also this week, on the defined contribution side of the industry, the teams at ASPPA, Broadridge, EBRI, ERIC, Spark, and WIPN will host events. Our sister publication 401kWire has more details

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  1. MFDF webinar - The Audit Committee Chair's Guide to Balancing Duties and Emerging Issues, September 3
  2. ICI ETF Conference, Sep 8-10
  3. Nicsa webinar - Reimagining Reconciliation: AI, Regulation, and Capital Markets Transformation, September 10
  4. MFDF webinar - Series Trust Funds - Compliance and Board Reporting, September 10
  5. MFDF In Focus - Board Oversight of DEI in Current Landscape, September 11
  6. MFDF webinar - MFDF 15(c) White Paper Webinar Series: Part 4 – Enforcement Action Takeaways, September 16
  7. IMEA Content Management Roundtable, September 16
  8. IMEA 2025 Star Awards Celebration, September 16
  9. IMEA Marketing Summit, Sep 16-17
  10. MFDF webinar - Latest in Closed-End Funds Litigations, September 23
  11. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, September 24
  12. Nicsa webinar - Utilizing AI to Enhance Distribution & Advisor Engagement, September 24
  13. IMEA Portfolio Construction Roundtable, September 24
  14. Expect Miracles Atlantic Coast Classic 2025, September 29
  15. MFDF webinar - Risk Management Essentials for RICs and Boards, September 29
  16. MFDF webinar - Diligent - Tools for Fund Board Book, October 1
  17. 10th annual Fuse Forum, October 8
  18. MFDF webinar - Essential Strategies in Board Oversight of Operational Risk Management, October 14
  19. 2025 MMI Annual Conference, Oct 15-17
  20. MFDF webinar - Series Trust Funds - Effective Board Relationships with Advisers, October 15
  21. Tiburon CEO Summit XLIX, Oct 27-29
  22. UCITS & AIFMD for U.S. Managers 2025, Nov 4-5
  23. MFDF In Focus webinar - Audit Committee Chair, November 5
  24. 2025 Nicsa Asset & Wealth Management Summit, Nov 11-12
  25. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  26. ALFI Roadshow to Houston, November 13




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