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12 stories matched your search criteria. To read the complete story you must be an active member of the MutualFundWire.com. For information on becoming a member contact our sales department at 212-331-8995 x101.
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Did a $746B-AUM AM Integrate ESG Firmwide? SEC Cries Foul
Friday, November 15, 2024
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A unit of a publicly traded, multinational fund firm has agreed to pay a $17.5-million civil penalty to end the case, without admitting or denying the allegations.
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Building Legacy Is Wicked Cool. Here, Have Some Bublé!
Friday, November 15, 2024
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Updated | Ron Baron and his team, together with more than 5,000 clients and FAs, converged on Lincoln Center yet again today.
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A $382B-AUM AM Targets "One of the Fastest Growing Active ETF Opps"
Thursday, November 14, 2024
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A publicly traded fund firm's team tries to "create a portfolio across all fixed income sectors."
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An Activist Sells 58 Percent of His IVZ Over 2 Years
Thursday, November 14, 2024
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An activist investor pulls chips off the table from one asset management bet. Yet he continues to leave intact his longstanding stake in another fund firm.
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Stumm Completes a $380MM-AUM Pair of Adoptions, And ...
Thursday, November 21, 2024
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A third adoption deal is expected to close in about three months. All three deals involve funds from the same multinational asset manager, which becomes the adoptees' subadvisor.
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Week In Preview, November 18 - 24
Monday, November 18, 2024
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This week, the teams at Hennessy, IMEA, MFDF, Schwab, T. Rowe Price, and WE will host events.
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Tidal Ignites a New ETF Family
Monday, November 18, 2024
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The ETF-in-a-box shop's team is planning to roll out a pair of funds under a new brand.
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In Gotham, a Research Shop Takes a Shot At the ETF Space
Tuesday, November 19, 2024
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The 10-year-old shop's new subadvisor affiliate is teaming up with a Midwestern ETF-in-a-box shop.
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ETF AUM Dips 0.2 Percent, Despite a $23B Inflows Jump
Tuesday, November 19, 2024
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An industry research team offers October 2024 data on one side of the asset management business.
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A 9-Year NYSE Vet Takes Over a 27YO Fund Firm
Wednesday, November 20, 2024
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The $48.5-billion-AUM asset manager, which specializes in leveraged and inverse and thematic ETFs, has been without a CEO for several years.
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IMPACT 2024 Is Schwab's Changing of the Guard
Wednesday, November 20, 2024
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Nearly 5,000 people have converged on the RIA custodian's former hometown for the three-day conference, now in its 34th year.
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Gensler Prepares to Cut His Term Short
Thursday, November 21, 2024
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As Trump prepares to return to the White House, Biden's top Wall Street sheriff has publicly declared when he plans to say goodbye.
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